Steward Partners Investment Solutions, Llc

Entity
Company
Business address
15495 Sw Sequoia Parkway, Suite 150, 97224 Portland, OR
Phone
(212) 364-0334
State of incorporation
DE
Fiscal year end
December 31
Former names
UMPQUA INVESTMENTS, INC. (to 3/2/2020), STRAND, ATKINSON, WILLIAMS & YORK, INC. (to 3/2/2009), STRAND ATKINSON WILLIAMS & YORK INC /BD (to 2/28/2002)
Signature 13F
Rob Guldner - Chief Compliance Officer
All SEC filings
View on sec.gov
Steward Partners Investment Solutions, Llc has filed 45 SEC EDGAR filings since 2/28/2002

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
X-17A-5 Open Document Open Filing Feb 28, 2025 Dec 31, 2024 008-02915
13F-HR Open Document Open Filing May 15, 2024 Mar 31, 2024 028-23744
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Apr 9, 2024 Dec 31, 2023 008-02915
X-17A-5 Open Document Open Filing Apr 8, 2024 Dec 31, 2023 008-02915
13F-HR Open Document Open Filing Feb 13, 2024 Dec 31, 2023 028-23744
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Apr 19, 2023 Dec 31, 2022 008-02915
X-17A-5 Open Document Open Filing Apr 17, 2023 Dec 31, 2022 008-02915
X-17A-5 Open Document Open Filing Mar 31, 2022 Dec 31, 2021 008-02915
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2020 Dec 31, 2019 008-02915
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2020 Dec 31, 2019 008-02915
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2019 Dec 31, 2018 008-02915
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2019 Dec 31, 2018 008-02915
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2018 Dec 31, 2017 008-02915
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2018 Dec 31, 2017 008-02915
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2017 Dec 31, 2016 008-02915
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2017 Dec 31, 2016 008-02915
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2016 Dec 31, 2015 008-02915
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2016 Dec 31, 2015 008-02915
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2015 Dec 31, 2014 008-02915
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2015 Dec 31, 2014 008-02915
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 4, 2014 Dec 31, 2013 008-02915
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 4, 2014 Dec 31, 2013 008-02915