RIVERSOURCE LIFE INSURANCE CO SEC EDGAR Filings (CIK 0000727892)

SEC EDGAR filings, ownership reports, and insider transactions for RIVERSOURCE LIFE INSURANCE CO.

Business address
1099 Ameriprise Financial Center, Minneapolis, MN, 55474
State of incorporation
MN
Fiscal year end
31 December
Former names
IDS LIFE INSURANCE CO (to 13 Nov 2006), IDS LIFE FLEXIBLE PAYMENT MARKET VALUE ANNUITY (to 07 Apr 1997), IDS LIFE INSURANCE CO /MN (to 29 Mar 1996)
RIVERSOURCE LIFE INSURANCE CO has filed 581 SEC EDGAR filings since 06 Apr 1994

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
497 Open Document Open Filing 497 09 Jan 2026 333-282407
497 Open Document | Data Open Filing 497 31 Dec 2025 333-290379
497 Open Document | Data Open Filing 497 31 Dec 2025 333-290377
497VPU Open Document Open Filing 497VPU 31 Dec 2025 333-290379
497VPU Open Document Open Filing 497VPU 31 Dec 2025 333-290377
497VPI Open Document Open Filing 497VPI 31 Dec 2025 333-290377
497VPI Open Document Open Filing 497VPI 31 Dec 2025 333-290379
497 Open Document | Data Open Filing 497 31 Dec 2025 333-290378
497VPI Open Document Open Filing 497VPI 31 Dec 2025 333-290378
497VPU Open Document Open Filing 497VPU 31 Dec 2025 333-290378
497 Open Document Open Filing 497 31 Dec 2025 333-282407
497VPI Open Document Open Filing 497VPI 31 Dec 2025 333-282407
13F-NT Open Document Open Filing 14 Nov 2025 30 Sep 2025 028-00143
497VPU Open Document Open Filing 497VPU 26 Sep 2025 333-286517
497 Open Document Open Filing 497 26 Sep 2025 333-286517
497VPU Open Document Open Filing 497VPU 26 Sep 2025 333-286519
497 Open Document Open Filing 497 26 Sep 2025 333-286519
497J Open Document Open Filing 497J 26 Sep 2025 333-290381
497J Open Document Open Filing 497J 26 Sep 2025 333-290385
497J Open Document Open Filing 497J 26 Sep 2025 333-290384
497J Open Document Open Filing 497J 26 Sep 2025 333-290383
497J Open Document Open Filing 497J 26 Sep 2025 333-290380
497J Open Document Open Filing 497J 26 Sep 2025 333-290376
497J Open Document Open Filing 497J 26 Sep 2025 333-290375
497J Open Document Open Filing 497J 26 Sep 2025 333-290377
497J Open Document Open Filing 497J 26 Sep 2025 333-290379
497J Open Document Open Filing 497J 26 Sep 2025 333-290378
497J Open Document Open Filing 497J 26 Sep 2025 333-290382
497J Open Document Open Filing 497J 26 Sep 2025 333-286516
485BPOS Open Document Open Filing 485BPOS 25 Sep 2025 811-99999,333-286519
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-286519
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290377
497VPI Open Document Open Filing 497VPI 23 Sep 2025 333-290377
485BPOS Open Document Open Filing 485BPOS 23 Sep 2025 811-99999,333-290377
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290378
497VPI Open Document Open Filing 497VPI 23 Sep 2025 333-290378
485BPOS Open Document Open Filing 485BPOS 23 Sep 2025 811-99999,333-290378
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290379
497VPI Open Document Open Filing 497VPI 23 Sep 2025 333-290379
485BPOS Open Document Open Filing 485BPOS 23 Sep 2025 811-99999,333-290379
485BPOS Open Document Open Filing 485BPOS 23 Sep 2025 811-99999,333-286519
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290383
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290383
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290384
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290384
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290384
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290384
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290384
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290380
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290380
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290380
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290376
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290375
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-286517
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290385
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290382
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290382
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290381
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290381
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290381
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290381
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290381
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290381
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290381
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-290381
497VPU Open Document Open Filing 497VPU 23 Sep 2025 333-286517
EFFECT Open Document Open Filing 22 Sep 2025 333-286516
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-286517
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-290381
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-290380
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-290385
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-290376
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-290384
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-290375
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-290383
485BPOS Open Document Open Filing 485BPOS 22 Sep 2025 811-99999,333-290382
485APOS Open Document Open Filing 485APOS 22 Sep 2025 811-99999,333-286516
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290385
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290384
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290383
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290382
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290381
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290380
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290379
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290378
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290377
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290376
N-4 Open Document Open Filing N-4 19 Sep 2025 333-290375
AW Open Document Open Filing AW 17 Sep 2025 333-286516
N-PX Open Document Open Filing 29 Aug 2025 30 Jun 2025 028-00143
13F-NT Open Document Open Filing 14 Aug 2025 30 Jun 2025 028-00143
485BXT Open Document Open Filing 485BXT 07 Aug 2025 333-286516
10-Q Open Document | Data Open Filing 10-Q 05 Aug 2025 30 Jun 2025 033-28976
485APOS Open Document Open Filing 485APOS 10 Jun 2025 333-286516
497 Open Document Open Filing 497 27 May 2025 333-282407
13F-NT Open Document Open Filing 14 May 2025 31 Mar 2025 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 May 2025 31 Mar 2025 033-28976
497J Open Document Open Filing 497J 02 May 2025 333-265678
497J Open Document Open Filing 497J 02 May 2025 333-282407
EFFECT Open Document Open Filing 01 May 2025 333-286519
EFFECT Open Document Open Filing 01 May 2025 333-286517
EFFECT Open Document Open Filing 01 May 2025 333-286516
497VPI Open Document Open Filing 497VPI 30 Apr 2025 333-282407
S-3/A Open Document Open Filing S-3/A 28 Apr 2025 333-286519
S-3/A Open Document Open Filing S-3/A 28 Apr 2025 333-286517
S-3/A Open Document Open Filing S-3/A 28 Apr 2025 333-286516
485BPOS Open Document Open Filing 485BPOS 25 Apr 2025 333-265678
485BPOS Open Document Open Filing 485BPOS 25 Apr 2025 333-282407
485BXT Open Document Open Filing 485BXT 17 Apr 2025 333-282407
S-3 Open Document Open Filing S-3 14 Apr 2025 333-286519
S-3 Open Document Open Filing S-3 14 Apr 2025 333-286517
S-3 Open Document Open Filing S-3 14 Apr 2025 333-286516
485BXT Open Document Open Filing 485BXT 21 Mar 2025 333-282407
485BXT Open Document Open Filing 485BXT 21 Feb 2025 333-282407
10-K Open Document | Data Open Filing 10-K 20 Feb 2025 31 Dec 2024 033-28976
13F-NT Open Document Open Filing 14 Feb 2025 31 Dec 2024 028-00143
485APOS Open Document Open Filing 485APOS 27 Dec 2024 333-282407
424B3 Open Document Open Filing 424B3 23 Dec 2024 333-282407
EFFECT Open Document Open Filing 16 Dec 2024 333-282407
S-3/A Open Document Open Filing S-3/A 03 Dec 2024 333-282407
13F-NT Open Document Open Filing 14 Nov 2024 30 Sep 2024 028-00143
10-Q Open Document | Data Open Filing 10-Q 01 Nov 2024 30 Sep 2024 033-28976
DEL AM Open Document Open Filing DEL AM 01 Oct 2024 333-282407
RW Open Document Open Filing RW 01 Oct 2024 333-282425
S-3 Open Document Open Filing S-3 01 Oct 2024 333-282425
S-3 Open Document Open Filing S-3 30 Sep 2024 333-282407
N-PX Open Document Open Filing 03 Sep 2024 30 Jun 2024 028-00143
13F-NT Open Document Open Filing 14 Aug 2024 30 Jun 2024 028-00143
10-Q Open Document | Data Open Filing 10-Q 06 Aug 2024 30 Jun 2024 033-28976
424B3 Open Document Open Filing 424B3 01 Jul 2024 333-238470
424B3 Open Document Open Filing 424B3 01 Jul 2024 333-273966
13F-NT Open Document Open Filing 15 May 2024 31 Mar 2024 028-00143
10-Q Open Document | Data Open Filing 10-Q 06 May 2024 31 Mar 2024 033-28976
424B3 Open Document Open Filing 424B3 25 Mar 2024 333-273966
424B3 Open Document Open Filing 424B3 11 Mar 2024 333-273966
10-K Open Document | Data Open Filing 10-K 22 Feb 2024 31 Dec 2023 033-28976
13F-NT Open Document Open Filing 14 Feb 2024 31 Dec 2023 028-00143
424B3 Open Document Open Filing 424B3 09 Feb 2024 333-273966
424B3 Open Document Open Filing 424B3 08 Jan 2024 333-273966
EFFECT Open Document Open Filing 29 Dec 2023 333-273966
S-3/A Open Document Open Filing S-3/A 15 Dec 2023 333-273966
CORRESP Open Document Open Filing 06 Dec 2023
CORRESP Open Document Open Filing 29 Nov 2023
13F-NT Open Document Open Filing 14 Nov 2023 30 Sep 2023 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 Nov 2023 30 Sep 2023 033-28976
CORRESP Open Document Open Filing 30 Oct 2023
8-K Open Document | Data Open Filing 8-K 27 Sep 2023 27 Sep 2023 033-28976
S-3 Open Document Open Filing S-3 14 Aug 2023 333-273966
13F-NT Open Document Open Filing 14 Aug 2023 30 Jun 2023 028-00143
10-Q Open Document | Data Open Filing 10-Q 08 Aug 2023 30 Jun 2023 033-28976
424B3 Open Document Open Filing 424B3 16 Jun 2023 333-265678
13F-NT Open Document Open Filing 15 May 2023 31 Mar 2023 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 May 2023 31 Mar 2023 033-28976
424B3 Open Document Open Filing 424B3 25 Apr 2023 333-265678
EFFECT Open Document Open Filing 24 Apr 2023 333-265678
POS AM Open Document Open Filing POS AM 17 Apr 2023 333-265678
CORRESP Open Document Open Filing 31 Mar 2023
10-K/A Open Document | Data Open Filing 10-K/A 10 Mar 2023 31 Dec 2022 033-28976
10-K Open Document | Data Open Filing 10-K 23 Feb 2023 31 Dec 2022 033-28976
13F-NT Open Document Open Filing 14 Feb 2023 31 Dec 2022 028-00143
POS AM Open Document Open Filing POS AM 26 Jan 2023 333-265678
13F-NT Open Document Open Filing 14 Nov 2022 30 Sep 2022 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 Nov 2022 30 Sep 2022 033-28976
EFFECT Open Document Open Filing 26 Sep 2022 333-265678
S-3/A Open Document Open Filing S-3/A 20 Sep 2022 333-265678
S-3/A Open Document Open Filing S-3/A 19 Aug 2022 333-265678
13F-NT Open Document Open Filing 15 Aug 2022 30 Jun 2022 028-00143
10-Q Open Document | Data Open Filing 10-Q 01 Aug 2022 30 Jun 2022 033-28976
S-3 Open Document Open Filing S-3 17 Jun 2022 333-265678
13F-NT Open Document Open Filing 16 May 2022 31 Mar 2022 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 May 2022 31 Mar 2022 033-28976
EFFECT Open Document Open Filing 29 Apr 2022 333-263041
EFFECT Open Document Open Filing 29 Apr 2022 333-263038
EFFECT Open Document Open Filing 29 Apr 2022 333-263022
S-3/A Open Document Open Filing S-3/A 25 Apr 2022 333-263041
S-3/A Open Document Open Filing S-3/A 25 Apr 2022 333-263022
S-3/A Open Document Open Filing S-3/A 25 Apr 2022 333-263038
S-3 Open Document Open Filing S-3 25 Feb 2022 333-263041
S-3 Open Document Open Filing S-3 25 Feb 2022 333-263038
S-3 Open Document Open Filing S-3 25 Feb 2022 333-263022
10-K Open Document | Data Open Filing 10-K 25 Feb 2022 31 Dec 2021 033-28976
13F-NT Open Document Open Filing 14 Feb 2022 31 Dec 2021 028-00143
13F-NT Open Document Open Filing 15 Nov 2021 30 Sep 2021 028-00143
10-Q Open Document | Data Open Filing 10-Q 09 Nov 2021 30 Sep 2021 033-28976
424B3 Open Document Open Filing 424B3 08 Nov 2021 333-254313
EFFECT Open Document Open Filing 16 Aug 2021 333-254313
13F-NT Open Document Open Filing 16 Aug 2021 30 Jun 2021 028-00143
POS AM Open Document Open Filing POS AM 09 Aug 2021 333-254313
10-Q Open Document | Data Open Filing 10-Q 09 Aug 2021 30 Jun 2021 033-28976
POS AM Open Document Open Filing POS AM 21 May 2021 333-254313
13F-NT Open Document Open Filing 17 May 2021 31 Mar 2021 028-00143
424B3 Open Document Open Filing 424B3 11 May 2021 333-254313
10-Q Open Document | Data Open Filing 10-Q 10 May 2021 31 Mar 2021 033-28976
EFFECT Open Document Open Filing 30 Apr 2021 333-254313
424B3 Open Document Open Filing 424B3 29 Apr 2021 333-239126
424B3 Open Document Open Filing 424B3 29 Apr 2021 333-230958
424B3 Open Document Open Filing 424B3 29 Apr 2021 333-230957
S-3/A Open Document Open Filing S-3/A 21 Apr 2021 333-254313
S-3 Open Document Open Filing S-3 16 Mar 2021 333-254313
10-K Open Document | Data Open Filing 10-K 24 Feb 2021 31 Dec 2020 033-28976
13F-NT Open Document Open Filing 12 Feb 2021 31 Dec 2020 028-00143
13F-NT Open Document Open Filing 16 Nov 2020 30 Sep 2020 028-00143
10-Q Open Document | Data Open Filing 10-Q 09 Nov 2020 30 Sep 2020 033-28976
13F-NT Open Document Open Filing 14 Aug 2020 30 Jun 2020 028-00143
10-Q Open Document | Data Open Filing 10-Q 10 Aug 2020 30 Jun 2020 033-28976
424B3 Open Document Open Filing 424B3 27 Jul 2020 333-238470
EFFECT Open Document Open Filing 22 Jun 2020 333-239126
EFFECT Open Document Open Filing 22 Jun 2020 333-238470
424B3 Open Document Open Filing 424B3 22 Jun 2020 333-238470
S-3 Open Document Open Filing S-3 12 Jun 2020 333-239126
S-3/A Open Document Open Filing S-3/A 12 Jun 2020 333-238470
CORRESP Open Document Open Filing 08 Jun 2020
424B3 Open Document Open Filing 424B3 01 Jun 2020 333-232973
S-3 Open Document Open Filing S-3 18 May 2020 333-238470
13F-NT Open Document Open Filing 15 May 2020 31 Mar 2020 028-00143
10-Q Open Document | Data Open Filing 10-Q 11 May 2020 31 Mar 2020 033-28976
424B3 Open Document Open Filing 424B3 30 Apr 2020 333-230957
424B3 Open Document Open Filing 424B3 30 Apr 2020 333-230958
424B3 Open Document Open Filing 424B3 30 Apr 2020 333-230957
10-K Open Document | Data Open Filing 10-K 26 Feb 2020 31 Dec 2019 033-28976
13F-NT Open Document Open Filing 14 Feb 2020 31 Dec 2019 028-00143
CORRESP Open Document Open Filing 13 Feb 2020
CORRESP Open Document Open Filing 10 Jan 2020
424B3 Open Document Open Filing 424B3 07 Jan 2020 333-232973
EFFECT Open Document Open Filing 30 Dec 2019 333-232973
S-3/A Open Document Open Filing S-3/A 27 Dec 2019 333-232973
13F-NT Open Document Open Filing 14 Nov 2019 30 Sep 2019 028-00143
10-Q Open Document | Data Open Filing 10-Q 12 Nov 2019 30 Sep 2019 033-28976
CORRESP Open Document Open Filing 21 Oct 2019
S-3/A Open Document Open Filing S-3/A 21 Oct 2019 333-232973
13F-NT Open Document Open Filing 14 Aug 2019 30 Jun 2019 028-00143
10-Q Open Document | Data Open Filing 10-Q 05 Aug 2019 30 Jun 2019 033-28976
S-3 Open Document Open Filing S-3 02 Aug 2019 333-232973
13F-NT Open Document Open Filing 15 May 2019 31 Mar 2019 028-00143
10-Q Open Document | Data Open Filing 10-Q 01 May 2019 31 Mar 2019 033-28976
EFFECT Open Document Open Filing 29 Apr 2019 333-230958
EFFECT Open Document Open Filing 29 Apr 2019 333-230957
S-3 Open Document Open Filing S-3 19 Apr 2019 333-230958
S-3 Open Document Open Filing S-3 19 Apr 2019 333-230957
10-K Open Document | Data Open Filing 10-K 27 Feb 2019 31 Dec 2018 033-28976
13F-NT Open Document Open Filing 14 Feb 2019 31 Dec 2018 028-00143
13F-NT Open Document Open Filing 14 Nov 2018 30 Sep 2018 028-00143
10-Q Open Document | Data Open Filing 10-Q 05 Nov 2018 30 Sep 2018 033-28976
13F-NT Open Document Open Filing 14 Aug 2018 30 Jun 2018 028-00143
10-Q Open Document | Data Open Filing 10-Q 06 Aug 2018 30 Jun 2018 033-28976
13F-NT Open Document Open Filing 15 May 2018 31 Mar 2018 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 May 2018 31 Mar 2018 033-28976
EFFECT Open Document Open Filing 30 Apr 2018 333-210986
EFFECT Open Document Open Filing 30 Apr 2018 333-210981
POS AM Open Document Open Filing POS AM 20 Apr 2018 333-210981
POS AM Open Document Open Filing POS AM 20 Apr 2018 333-210986
10-K Open Document | Data Open Filing 10-K 22 Feb 2018 31 Dec 2017 033-28976
13F-NT Open Document Open Filing 12 Feb 2018 31 Dec 2017 028-00143
13F-NT Open Document Open Filing 07 Nov 2017 30 Sep 2017 028-00143
10-Q Open Document | Data Open Filing 10-Q 01 Nov 2017 30 Sep 2017 033-28976
13F-NT Open Document Open Filing 10 Aug 2017 30 Jun 2017 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 Aug 2017 30 Jun 2017 033-28976
13F-NT Open Document Open Filing 05 May 2017 31 Mar 2017 028-00143
10-Q Open Document | Data Open Filing 10-Q 03 May 2017 31 Mar 2017 033-28976
EFFECT Open Document Open Filing 01 May 2017 333-210986
EFFECT Open Document Open Filing 01 May 2017 333-210981
POS AM Open Document Open Filing POS AM 21 Apr 2017 333-210981
POS AM Open Document Open Filing POS AM 21 Apr 2017 333-210986
10-K Open Document | Data Open Filing 10-K 23 Feb 2017 31 Dec 2016 033-28976
13F-NT Open Document Open Filing 03 Feb 2017 31 Dec 2016 028-00143
497 Open Document Open Filing 497 09 Dec 2016 333-210986
13F-NT Open Document Open Filing 08 Nov 2016 30 Sep 2016 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 Nov 2016 30 Sep 2016 033-28976
13F-NT Open Document Open Filing 08 Aug 2016 30 Jun 2016 028-00143
10-Q Open Document | Data Open Filing 10-Q 01 Aug 2016 30 Jun 2016 033-28976
13F-NT Open Document Open Filing 12 May 2016 31 Mar 2016 028-00143
10-Q Open Document | Data Open Filing 10-Q 05 May 2016 31 Mar 2016 033-28976
EFFECT Open Document Open Filing 29 Apr 2016 333-210986
EFFECT Open Document Open Filing 29 Apr 2016 333-210981
S-3/A Open Document | Data Open Filing S-3/A 29 Apr 2016 333-210986
S-3/A Open Document | Data Open Filing S-3/A 29 Apr 2016 333-210981
S-3 Open Document | Data Open Filing S-3 28 Apr 2016 333-210986
S-3 Open Document | Data Open Filing S-3 28 Apr 2016 333-210981
AW Open Document Open Filing AW 28 Apr 2016 333-149953
AW Open Document Open Filing AW 28 Apr 2016 333-149951
POS AM Open Document | Data Open Filing POS AM 22 Apr 2016 333-149953
POS AM Open Document | Data Open Filing POS AM 22 Apr 2016 333-149951
10-K Open Document | Data Open Filing 10-K 25 Feb 2016 31 Dec 2015 033-28976
13F-NT Open Document Open Filing 11 Feb 2016 31 Dec 2015 028-00143
13F-NT Open Document Open Filing 12 Nov 2015 30 Sep 2015 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 Nov 2015 30 Sep 2015 033-28976
13F-NT Open Document Open Filing 13 Aug 2015 30 Jun 2015 028-00143
10-Q Open Document | Data Open Filing 10-Q 03 Aug 2015 30 Jun 2015 033-28976
13F-NT Open Document Open Filing 14 May 2015 31 Mar 2015 028-00143
10-Q Open Document | Data Open Filing 10-Q 04 May 2015 31 Mar 2015 033-28976
EFFECT Open Document Open Filing 01 May 2015 333-149953
EFFECT Open Document Open Filing 01 May 2015 333-149951
POS AM Open Document Open Filing POS AM 22 Apr 2015 333-149953
POS AM Open Document Open Filing POS AM 22 Apr 2015 333-149951
10-K Open Document | Data Open Filing 10-K 24 Feb 2015 31 Dec 2014 033-28976
13F-NT Open Document Open Filing 13 Feb 2015 31 Dec 2014 028-00143
13F-NT Open Document Open Filing 14 Nov 2014 30 Sep 2014 028-00143
10-Q Open Document | Data Open Filing 10-Q 03 Nov 2014 30 Sep 2014 033-28976
13F-NT Open Document Open Filing 13 Aug 2014 30 Jun 2014 028-00143
10-Q Open Document | Data Open Filing 10-Q 04 Aug 2014 30 Jun 2014 033-28976
13F-NT Open Document Open Filing 14 May 2014 31 Mar 2014 028-00143
10-Q Open Document | Data Open Filing 10-Q 05 May 2014 31 Mar 2014 033-28976
EFFECT Open Document Open Filing 01 May 2014 333-149953
EFFECT Open Document Open Filing 01 May 2014 333-149951
POS AM Open Document Open Filing POS AM 22 Apr 2014 333-149953
POS AM Open Document Open Filing POS AM 22 Apr 2014 333-149951
10-K Open Document | Data Open Filing 10-K 27 Feb 2014 31 Dec 2013 033-28976
13F-NT Open Document Open Filing 14 Feb 2014 31 Dec 2013 028-00143
13F-NT Open Document Open Filing 14 Nov 2013 30 Sep 2013 028-00143
10-Q Open Document | Data Open Filing 10-Q 05 Nov 2013 30 Sep 2013 033-28976
13F-NT Open Document Open Filing 14 Aug 2013 30 Jun 2013 028-00143
10-Q Open Document | Data Open Filing 10-Q 31 Jul 2013 30 Jun 2013 033-28976
13F-NT Open Document Open Filing 13F-NT 14 May 2013 31 Mar 2013 028-00143
10-Q Open Document | Data Open Filing 10-Q 01 May 2013 31 Mar 2013 033-28976
EFFECT Open Document Open Filing 30 Apr 2013 333-149953
EFFECT Open Document Open Filing 30 Apr 2013 333-149951
POS AM Open Document Open Filing POS AM 22 Apr 2013 333-149953
POS AM Open Document Open Filing POS AM 22 Apr 2013 333-149951
10-K Open Document | Data Open Filing 10-K 26 Feb 2013 31 Dec 2012 033-28976
13F-NT Open Document Open Filing 13F-NT 13 Feb 2013 31 Dec 2012 028-00143
13F-NT Open Document Open Filing 13F-NT 13 Nov 2012 30 Sep 2012 028-00143
10-Q Open Document | Data Open Filing 10-Q 05 Nov 2012 30 Sep 2012 033-28976
13F-NT Open Document Open Filing FORM 13F-NT 13 Aug 2012 30 Jun 2012 028-00143
10-Q Open Document | Data Open Filing 10-Q 08 Aug 2012 30 Jun 2012 033-28976
13F-NT Open Document Open Filing FORM 13F-NT 14 May 2012 31 Mar 2012 028-00143
10-Q Open Document | Data Open Filing 10-Q 03 May 2012 31 Mar 2012 033-28976
EFFECT Open Document Open Filing 26 Apr 2012 333-149953
EFFECT Open Document Open Filing 26 Apr 2012 333-149951
POS AM Open Document Open Filing POS AM 20 Apr 2012 333-149951
POS AM Open Document Open Filing POS AM 20 Apr 2012 333-149953
10-K Open Document | Data Open Filing 10-K 24 Feb 2012 31 Dec 2011 033-28976
13F-NT Open Document Open Filing 12-31-2011 FORM 13F-NT 14 Feb 2012 31 Dec 2011 028-00143
13F-NT Open Document Open Filing FORM 13F-NT 14 Nov 2011 30 Sep 2011 028-00143
10-Q Open Document | Data Open Filing 10-Q 07 Nov 2011 30 Sep 2011 033-28976
13F-NT Open Document Open Filing 13F-NT 12 Aug 2011 30 Jun 2011 028-00143
10-Q Open Document | Data Open Filing 10-Q 02 Aug 2011 30 Jun 2011 033-28976
13F-NT Open Document Open Filing FORM 13F 16 May 2011 31 Mar 2011 028-00143
10-Q Open Document Open Filing 10-Q 02 May 2011 31 Mar 2011 033-28976
EFFECT Open Document Open Filing 29 Apr 2011 333-149953
EFFECT Open Document Open Filing 29 Apr 2011 333-149951
POS AM Open Document Open Filing POS AM 22 Apr 2011 333-149951
POS AM Open Document Open Filing POS AM 22 Apr 2011 333-149953
8-K/A Open Document Open Filing 8-K/A 01 Mar 2011 09 Jun 2010 033-28976
10-K Open Document Open Filing 10-K 23 Feb 2011 31 Dec 2010 033-28976
13F-NT Open Document Open Filing FORM 13F 14 Feb 2011 31 Dec 2010 028-00143
APP WD Open Document Open Filing APP WD 22 Nov 2010 812-13832
13F-NT Open Document Open Filing FORM 13F-NT 15 Nov 2010 30 Sep 2010 028-00143
10-Q Open Document Open Filing 10-Q 05 Nov 2010 30 Sep 2010 033-28976
40-OIP Open Document Open Filing 40-OIP 08 Oct 2010 812-13832
13F-NT Open Document Open Filing FORM 13F-NT 16 Aug 2010 30 Jun 2010 028-00143
UPLOAD Open Document Open Filing 09 Aug 2010
10-Q Open Document Open Filing 10-Q 04 Aug 2010 30 Jun 2010 033-28976
EFFECT Open Document Open Filing 19 Jul 2010 333-149953
POS AM Open Document Open Filing POS AM 12 Jul 2010 333-149953
CORRESP Open Document Open Filing 29 Jun 2010
UPLOAD Open Document Open Filing 22 Jun 2010
8-K/A Open Document Open Filing 8-K/A 16 Jun 2010 09 Jun 2010 033-28976
8-K Open Document Open Filing 8-K 10 Jun 2010 09 Jun 2010 033-28976
13F-NT Open Document Open Filing FORM 13F-NT 14 May 2010 31 Mar 2010 028-00143
10-Q Open Document Open Filing 10-Q 04 May 2010 31 Mar 2010 033-28976
EFFECT Open Document Open Filing 30 Apr 2010 333-149951
EFFECT Open Document Open Filing 30 Apr 2010 333-149953
POS AM Open Document Open Filing POS AM 28 Apr 2010 333-149953
POS AM Open Document Open Filing POS AM 23 Apr 2010 333-149951
10-K Open Document Open Filing 10-K 24 Feb 2010 31 Dec 2009 033-28976
13F-NT Open Document Open Filing FORM 13F-NT 12 Feb 2010 31 Dec 2009 028-00143