| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 13F-NT | Open Document | Open Filing | May 6, 2020 | Mar 31, 2020 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Jan 14, 2020 | Dec 31, 2019 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Nov 13, 2019 | Sep 30, 2019 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Aug 16, 2019 | Jun 30, 2019 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | May 13, 2019 | Mar 31, 2019 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Feb 13, 2019 | Dec 31, 2018 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Nov 13, 2018 | Sep 30, 2018 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Aug 10, 2018 | Jun 30, 2018 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | May 14, 2018 | Mar 31, 2018 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Feb 14, 2018 | Dec 31, 2017 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Nov 14, 2017 | Sep 30, 2017 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Aug 14, 2017 | Jun 30, 2017 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | May 11, 2017 | Mar 31, 2017 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Feb 13, 2017 | Dec 31, 2016 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | FIRST AMENDED INDEX-BASED ETF EXEMPTIVE ORDER APPLICATION | Jan 31, 2017 | 812-14692-03 | |
| 40-APP/A | Open Document | Open Filing | FIRST AMENDED FUND OF FUNDS EXEMPTIVE ORDER APPLICATION | Jan 27, 2017 | 812-14693-03 | |
| 13F-NT | Open Document | Open Filing | Nov 14, 2016 | Sep 30, 2016 | 028-00487 | |
| 40-APP | Open Document | Open Filing | EXEMPTIVE ORDER APPLICATION FOR ASSET MANAGEMENT COMPANY | Aug 18, 2016 | 812-14693-03 | |
| 40-APP | Open Document | Open Filing | EXEMPTIVE ORDER APPLICATION FOR ETF | Aug 18, 2016 | 812-14692-03 | |
| 13F-NT | Open Document | Open Filing | Aug 11, 2016 | Jun 30, 2016 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | AMENDED EXEMPTIVE ORDER APPLICATION FOR ETF | May 18, 2016 | 812-14445-02 | |
| 13F-NT | Open Document | Open Filing | May 12, 2016 | Mar 31, 2016 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Feb 16, 2016 | Dec 31, 2015 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | AMENDED EXEMPTIVE ORDER APPLICATION FOR ETF | Jan 4, 2016 | 812-14445-02 | |
| 13F-NT | Open Document | Open Filing | Nov 12, 2015 | Sep 30, 2015 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | AMENDED EXEMPTIVE ORDER APPLICATION FOR ETF | Sep 16, 2015 | 812-14445-02 | |
| 13F-NT | Open Document | Open Filing | Aug 12, 2015 | Jun 30, 2015 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | May 15, 2015 | Mar 31, 2015 | 028-00487 | |
| 40-APP | Open Document | Open Filing | AMENDED APPLICATION | Apr 20, 2015 | 812-14445-02 | |
| 13F-NT | Open Document | Open Filing | Feb 17, 2015 | Dec 31, 2014 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Nov 14, 2014 | Sep 30, 2014 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Aug 13, 2014 | Jun 30, 2014 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | May 14, 2014 | Mar 31, 2014 | 028-00487 | |
| 13F-NT | Open Document | Open Filing | Feb 14, 2014 | Dec 31, 2013 | 028-00487 | |
| 40-APP/A | Open Document | Open Filing | AMENDED APPLICATION | Jan 17, 2014 | 812-14140-01 |