Level Four Financial, Llc

Entity
Company
Business address
12400 Coit Road, Suite 700, 75251 Dallas, TX
Phone
251-445-2434
State of incorporation
AL
Fiscal year end
December 31
Former names
HARBOR FINANCIAL SERVICES, LLC (to 5/10/2021), HARBOR FINANCIAL SERVICES LLC (to 2/26/2004), BURTON ROE J & CO INC /BD (to 3/4/2003)
Signature 13F
Kimberly K. Miller - Compliance Director
All SEC filings
View on sec.gov
Level Four Financial, Llc has filed 66 SEC EDGAR filings since 3/12/2002

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 31, 2025 Dec 31, 2024 008-41965
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 31, 2025 Dec 31, 2024 008-41965
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2024 Dec 31, 2023 008-41965
X-17A-5 Open Document Open Filing Mar 31, 2023 Dec 31, 2022 008-41965
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Apr 15, 2022 Dec 31, 2021 008-41965
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Apr 15, 2022 Dec 31, 2021 008-41965
13F-HR Open Document Open Filing Oct 12, 2021 Sep 30, 2021 028-20735
13F-HR Open Document Open Filing Aug 9, 2021 Jun 30, 2021 028-20735
13F-HR Open Document Open Filing May 10, 2021 Mar 31, 2021 028-20735
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2021 Dec 31, 2020 008-41965
13F-HR Open Document Open Filing Feb 12, 2021 Dec 31, 2020 028-20735
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Jan 4, 2021 Dec 31, 2020 008-41965
MA-W Open Document Open Filing Aug 3, 2020 867-01344
MA-I/A Open Document Open Filing Aug 3, 2020 868-04454
MA-A Open Document Open Filing Jun 17, 2020 Dec 31, 2019 867-01344
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 28, 2020 Dec 31, 2019 008-41965
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 28, 2020 Dec 31, 2019 008-41965
MA-A Open Document Open Filing Mar 29, 2019 Dec 31, 2018 867-01344
X-17A-5 Open Document Open Filing Mar 1, 2019 Dec 31, 2018 008-41965
MA-I/A Open Document Open Filing Aug 1, 2018 868-04454
MA/A Open Document Open Filing Jul 31, 2018 867-01344
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 28, 2018 Dec 31, 2017 008-41965
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 28, 2018 Dec 31, 2017 008-41965
MA-A Open Document Open Filing Jan 25, 2018 Dec 31, 2017 867-01344
MA/A Open Document Open Filing Aug 17, 2017 867-01344
MA-I/A Open Document Open Filing Aug 17, 2017 868-04454
MA-I/A Open Document Open Filing Aug 17, 2017 868-04454
MA-I/A Open Document Open Filing Aug 17, 2017 868-04454
MA-I/A Open Document Open Filing Aug 17, 2017 868-04454
MA-I/A Open Document Open Filing Aug 17, 2017 868-04454
144 Open Document Open Filing Apr 28, 2017
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2017 Dec 31, 2016 008-41965
MA-I/A Open Document Open Filing Jan 24, 2017 868-04454
MA-A Open Document Open Filing Jan 19, 2017 Dec 31, 2016 867-01344
MA-A Open Document Open Filing Aug 11, 2016 Dec 31, 2015 867-01344
MA/A Open Document Open Filing Aug 9, 2016 867-01344
MA-I/A Open Document Open Filing Aug 8, 2016 868-04454
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 26, 2016 Dec 31, 2015 008-41965
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 26, 2016 Dec 31, 2015 008-41965
MA/A Open Document Open Filing Oct 19, 2015 867-01344
MA-I/A Open Document Open Filing Oct 16, 2015 868-04454
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2015 Dec 31, 2014 008-41965
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2015 Dec 31, 2014 008-41965
MA Open Document Open Filing Dec 12, 2014 867-01344
MA-I Open Document Open Filing Oct 31, 2014 868-04454
MA-I Open Document Open Filing Oct 30, 2014 868-04454
MA-I Open Document Open Filing Oct 30, 2014 868-04454
MA-I Open Document Open Filing Oct 30, 2014 868-04454
MA-I Open Document Open Filing Oct 30, 2014 868-04454
MA-I Open Document Open Filing Oct 30, 2014 868-04454
MA-I Open Document Open Filing Oct 30, 2014 868-04454
MA-I Open Document Open Filing Oct 30, 2014 868-04454
MA-I Open Document Open Filing Oct 30, 2014 868-04454
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 4, 2014 Dec 31, 2013 008-41965