UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Entity
Company
Business address
One North Wacker Drive, 60606 Chicago, IL
Phone
60606
State of incorporation
DE
Fiscal year end
December 31
Former names
UBS ASSET MANAGEMENT AMERICAS LLC (to 8/14/2024), UBS ASSET MANAGEMENT AMERICAS INC (to 2/14/2024), UBS GLOBAL ASSET MANAGEMENT AMERICAS INC (to 12/9/2015), BRINSON PARTNERS INC/IL (to 11/19/2002)
Signature 13F
BARRY J. MULLEN - COMPLIANCE HEAD, UBS AM BUSINESS UNIT OF UBS AM AMERICAS LLC
Signature Schedule 13D/G
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC - Director
All SEC filings
View on sec.gov
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC has filed 1,328 SEC EDGAR filings since 2/24/1994

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
N-PX Open Document Open Filing Aug 29, 2025 Jun 30, 2025 028-02682
13F-HR Open Document Open Filing Aug 14, 2025 Jun 30, 2025 028-02682
SCHEDULE 13G Open Document Open Filing Aug 11, 2025
SCHEDULE 13G Open Document Open Filing Jul 17, 2025
SCHEDULE 13G Open Document Open Filing Jul 17, 2025
SCHEDULE 13G Open Document Open Filing Jul 17, 2025
13F-HR Open Document Open Filing May 19, 2025 Mar 31, 2025 028-02682
APP NTC Open Document Open Filing May 6, 2025 812-15779
40-APP/A Open Document Open Filing 40-APP/A May 5, 2025 812-15779
40-APP Open Document Open Filing APPLICATION FOR AN ORDER May 5, 2025 812-15779
SCHEDULE 13G/A Open Document Open Filing Apr 25, 2025
13F-HR Open Document Open Filing Feb 14, 2025 Dec 31, 2024 028-02682
SCHEDULE 13G Open Document Open Filing Jan 24, 2025
SCHEDULE 13G/A Open Document Open Filing Jan 24, 2025
SCHEDULE 13G/A Open Document Open Filing Jan 24, 2025
13F-HR Open Document Open Filing Nov 14, 2024 Sep 30, 2024 028-02682
SCHEDULE 13G/A Open Document Open Filing Oct 4, 2024
N-PX Open Document Open Filing Sep 3, 2024 Jun 30, 2024 028-02682
13F-HR Open Document Open Filing Aug 14, 2024 Jun 30, 2024 028-02682
13F-HR Open Document Open Filing May 15, 2024 Mar 31, 2024 028-02682
13F-HR Open Document Open Filing Feb 14, 2024 Dec 31, 2023 028-02682
SC 13G Open Document Open Filing INITIAL Feb 13, 2024
SC 13G Open Document Open Filing INITIAL FILING Feb 13, 2024
SC 13G Open Document Open Filing INITIAL FILING Feb 13, 2024
SC 13G/A Open Document Open Filing Feb 13, 2024
SC 13G/A Open Document Open Filing AMENDMENT 2 Feb 13, 2024
SC 13G/A Open Document Open Filing EXIT FILING Feb 13, 2024
13F-HR Open Document Open Filing Nov 13, 2023 Sep 30, 2023 028-02682
13F-HR Open Document Open Filing Aug 11, 2023 Jun 30, 2023 028-02682
40-APP/A Open Document Open Filing 40-APP/A Jun 23, 2023 812-15465-01
13F-HR Open Document Open Filing May 15, 2023 Mar 31, 2023 028-02682
40-APP Open Document Open Filing 40-APP May 10, 2023 812-15465-01
13F-HR Open Document Open Filing Feb 14, 2023 Dec 31, 2022 028-02682
SC 13G Open Document Open Filing Feb 13, 2023
SC 13G Open Document Open Filing Feb 13, 2023
SC 13G/A Open Document Open Filing Feb 13, 2023
13F-HR Open Document Open Filing Nov 14, 2022 Sep 30, 2022 028-02682
13F-HR Open Document Open Filing Aug 12, 2022 Jun 30, 2022 028-02682
13F-HR Open Document Open Filing May 16, 2022 Mar 31, 2022 028-02682
SC 13G Open Document Open Filing INITIAL FILING DECEMBER 2021 Feb 14, 2022
SC 13G/A Open Document Open Filing EXIT FILING DECEMBER 2021 Feb 14, 2022
13F-HR Open Document Open Filing Feb 14, 2022 Dec 31, 2021 028-02682
13F-HR/A Open Document Open Filing Dec 14, 2021 Sep 30, 2021 028-02682
13F-HR Open Document Open Filing Nov 15, 2021 Sep 30, 2021 028-02682
13F-HR Open Document Open Filing Aug 16, 2021 Jun 30, 2021 028-02682
SC 13G/A Open Document Open Filing EXIT FILING Jul 9, 2021
SC 13G/A Open Document Open Filing EXIT FILING Jul 9, 2021
13F-HR Open Document Open Filing May 14, 2021 Mar 31, 2021 028-02682
13F-HR/A Open Document Open Filing Mar 1, 2021 Dec 31, 2020 028-02682
13F-HR Open Document Open Filing Feb 17, 2021 Dec 31, 2020 028-02682
SC 13G Open Document Open Filing INITIAL FILING Feb 12, 2021
SC 13G/A Open Document Open Filing EXIT FILING Feb 12, 2021
SC 13G/A Open Document Open Filing EXIT FILING Feb 12, 2021
SC 13G/A Open Document Open Filing AMENDMENT FILING Feb 12, 2021
SC 13G/A Open Document Open Filing Feb 12, 2021
13F-HR Open Document Open Filing Nov 13, 2020 Sep 30, 2020 028-02682
13F-HR Open Document Open Filing Aug 14, 2020 Jun 30, 2020 028-02682
13F-HR Open Document Open Filing May 15, 2020 Mar 31, 2020 028-02682
13F-HR Open Document Open Filing Feb 14, 2020 Dec 31, 2019 028-02682
SC 13G/A Open Document Open Filing AMENDMENT FILING 1 Feb 12, 2020
SC 13G/A Open Document Open Filing TAL EDUCATION AMENDMENT 1 FILING Feb 12, 2020
SC 13G/A Open Document Open Filing IRONWOOD PHARMACEUTICALS INC AMENDMENT 1 Feb 12, 2020
SC 13G/A Open Document Open Filing ICONIX BRAND GROUP AMENDMENT 3 Feb 12, 2020
13F-HR Open Document Open Filing Nov 14, 2019 Sep 30, 2019 028-02682
13F-HR Open Document Open Filing Aug 15, 2019 Jun 30, 2019 028-02682
SC 13G/A Open Document Open Filing ICONIX BRAND GROUP AMENDMENT 2 13G Jun 7, 2019
SC 13G/A Open Document Open Filing ICONIX BRAND 13G AMENDMENT 2 Jun 7, 2019
13F-HR Open Document Open Filing May 14, 2019 Mar 31, 2019 028-02682
SC 13G/A Open Document Open Filing ICONIX BRAND GROUP AMENDMENT FILING Apr 11, 2019
SC 13G/A Open Document Open Filing AMENDMENT FILING Apr 2, 2019
SC 13G/A Open Document Open Filing LEXICON PHARMACEUTICALS FILING Feb 13, 2019
13F-HR Open Document Open Filing Feb 13, 2019 Dec 31, 2018 028-02682
SC 13G Open Document Open Filing THE LIBERTY BRAVES GROUP INITIAL FILING Feb 13, 2019
SC 13G/A Open Document Open Filing ICONIX BRAND GROUP AMENDMENT FILING Feb 13, 2019
SC 13G/A Open Document Open Filing IRONWOOD PHARMACEUTICALS INC AMENDMENT FILING Feb 13, 2019
SC 13G/A Open Document Open Filing TAL EDUCATION GROUP AMENDMENT FILING Feb 13, 2019
13F-HR Open Document Open Filing Nov 14, 2018 Sep 30, 2018 028-02682
13F-HR Open Document Open Filing Aug 14, 2018 Jun 30, 2018 028-02682
SC 13G/A Open Document Open Filing Jul 9, 2018
13F-HR Open Document Open Filing May 14, 2018 Mar 31, 2018 028-02682
SC 13G Open Document Open Filing Apr 10, 2018
SC 13G Open Document Open Filing Feb 13, 2018
SC 13G/A Open Document Open Filing Feb 13, 2018
SC 13G/A Open Document Open Filing Feb 13, 2018
13F-HR Open Document Open Filing Feb 9, 2018 Dec 31, 2017 028-02682
13F-HR Open Document Open Filing Nov 13, 2017 Sep 30, 2017 028-02682
13F-HR Open Document Open Filing Aug 11, 2017 Jun 30, 2017 028-02682
SC 13G/A Open Document Open Filing Jul 13, 2017
13F-HR Open Document Open Filing May 4, 2017 Mar 31, 2017 028-02682
SC 13G Open Document Open Filing May 3, 2017
13F-HR/A Open Document Open Filing Mar 9, 2017 Dec 31, 2016 028-02682
40-APP/A Open Document Open Filing 40-APP/A Mar 1, 2017 812-14727-02
13F-HR Open Document Open Filing Feb 14, 2017 Dec 31, 2016 028-02682
SC 13G/A Open Document Open Filing CHANYOU EXIT FILING Jan 20, 2017
SC 13G/A Open Document Open Filing SERVICESOURCE EXIT FILING Jan 20, 2017
SC 13G/A Open Document Open Filing CHIMERIX EXIT FILING Jan 20, 2017
SC 13G/A Open Document Open Filing LEXICON PHARMACEUTICALS AMENDMENT Jan 20, 2017
SC 13G/A Open Document Open Filing TAL EDUCATION AMENDMENT 2 Jan 20, 2017
SC 13G/A Open Document Open Filing HEARTWARE INTERNATIONAL EXIT FILING Jan 20, 2017
SC 13G/A Open Document Open Filing EXIT AMENDMENT Jan 20, 2017
40-APP Open Document Open Filing Dec 14, 2016 812-14727-02
13F-HR/A Open Document Open Filing Nov 29, 2016 Jun 30, 2016 028-02682
13F-HR Open Document Open Filing Nov 4, 2016 Sep 30, 2016 028-02682
SC 13G/A Open Document Open Filing Sep 2, 2016
13F-HR Open Document Open Filing Aug 9, 2016 Jun 30, 2016 028-02682
13F-HR Open Document Open Filing May 12, 2016 Mar 31, 2016 028-02682
SC 13G Open Document Open Filing Feb 16, 2016
SC 13G/A Open Document Open Filing Feb 16, 2016
SC 13G/A Open Document Open Filing Feb 16, 2016
SC 13G/A Open Document Open Filing Feb 16, 2016
SC 13G/A Open Document Open Filing Feb 16, 2016
SC 13G Open Document Open Filing Feb 16, 2016
SC 13G Open Document Open Filing Feb 16, 2016
SC 13G Open Document Open Filing Feb 16, 2016
13F-HR Open Document Open Filing Feb 12, 2016 Dec 31, 2015 028-02682
SC 13G/A Open Document Open Filing Dec 9, 2015
SC 13G/A Open Document Open Filing Dec 9, 2015
13F-HR Open Document Open Filing Oct 29, 2015 Sep 30, 2015 028-02682
SC 13G Open Document Open Filing Oct 14, 2015
SC 13G/A Open Document Open Filing Oct 14, 2015
SC 13G Open Document Open Filing Oct 14, 2015
13F-HR Open Document Open Filing Aug 12, 2015 Jun 30, 2015 028-02682
SC 13G/A Open Document Open Filing Jun 9, 2015
40-APP Open Document Open Filing 40-APP May 20, 2015 812-14465-03
13F-HR Open Document Open Filing May 4, 2015 Mar 31, 2015 028-02682
SC 13G/A Open Document Open Filing Feb 13, 2015
SC 13G/A Open Document Open Filing Feb 13, 2015
SC 13G/A Open Document Open Filing Feb 13, 2015
SC 13G Open Document Open Filing Feb 13, 2015
SC 13G Open Document Open Filing Feb 13, 2015
13F-HR Open Document Open Filing Feb 2, 2015 Dec 31, 2014 028-02682
13F-HR Open Document Open Filing Oct 28, 2014 Sep 30, 2014 028-02682
13F-HR Open Document Open Filing Aug 13, 2014 Jun 30, 2014 028-02682
13F-HR Open Document Open Filing May 23, 2014 Mar 31, 2014 028-02682
SC 13G/A Open Document Open Filing Feb 14, 2014
SC 13G/A Open Document Open Filing Feb 13, 2014
SC 13G/A Open Document Open Filing Feb 13, 2014
SC 13G/A Open Document Open Filing Feb 13, 2014
SC 13G/A Open Document Open Filing Feb 13, 2014
SC 13G/A Open Document Open Filing Feb 13, 2014
SC 13G/A Open Document Open Filing Feb 13, 2014
13F-HR Open Document Open Filing Jan 31, 2014 Dec 31, 2013 028-02682