EQUUS TOTAL RETURN, INC.

Symbol
EQS on NYSE
Business address
700 Louisiana Street, 48 Th Floor, Houston, TX, 77002
State of incorporation
DE
Fiscal year end
31 December
Former names
EQUUS II INC (to 18 Aug 2006), EQUUS II INC ET AL (to 22 Apr 1997)
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EQUUS TOTAL RETURN, INC. has filed 922 SEC EDGAR filings since 14 Feb 1995

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 18 Dec 2025 31 Mar 2022 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 18 Dec 2025 30 Jun 2022 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 18 Dec 2025 30 Sep 2022 814-00098
10-K/A Open Document | Data Open Filing FORM 10-K/A 18 Dec 2025 31 Dec 2022 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 18 Dec 2025 31 Mar 2023 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 18 Dec 2025 30 Jun 2023 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 18 Dec 2025 30 Sep 2023 814-00098
10-K/A Open Document | Data Open Filing FORM 10-K/A 18 Dec 2025 31 Dec 2023 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 17 Dec 2025 31 Mar 2024 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 17 Dec 2025 30 Jun 2024 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 17 Dec 2025 30 Sep 2024 814-00098
10-K/A Open Document | Data Open Filing FORM 10-K/A 17 Dec 2025 31 Dec 2024 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 17 Dec 2025 31 Mar 2025 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 17 Dec 2025 30 Jun 2025 814-00098
10-Q/A Open Document | Data Open Filing FORM 10-Q/A 17 Dec 2025 30 Sep 2025 814-00098
8-K Open Document Open Filing FORM 8-K 25 Nov 2025 24 Nov 2025 814-00098
10-Q Open Document Open Filing FORM 10-Q 20 Nov 2025 30 Sep 2025 814-00098
NT 10-Q Open Document Open Filing FORM NT 10-Q 17 Nov 2025 30 Sep 2025 814-00098
4/A Open Document Open Filing 30 Sep 2025 16 Sep 2025
4 Open Document Open Filing 17 Sep 2025 16 Sep 2025
4 Open Document Open Filing 17 Sep 2025 16 Sep 2025
8-K Open Document Open Filing FORM 8-K 19 Aug 2025 19 Aug 2025 814-00098
10-Q Open Document Open Filing FORM 10-Q 15 Aug 2025 30 Jun 2025 814-00098
NT 10-Q Open Document Open Filing FORM NT 10-Q 15 Aug 2025 30 Jun 2025 814-00098
8-K Open Document Open Filing FORM 8-K 02 Jul 2025 02 Jul 2025 814-00098
8-K Open Document Open Filing FORM 8-K 20 May 2025 20 May 2025 814-00098
8-K Open Document Open Filing FORM 8-K 19 May 2025 19 May 2025 814-00098
10-Q Open Document Open Filing FORM 10-Q 19 May 2025 31 Mar 2025 814-00098
NT 10-Q Open Document Open Filing FORM NT 10-Q 16 May 2025 31 Mar 2025 814-00098
CORRESP Open Document Open Filing 12 May 2025
DEF 14A Open Document Open Filing PROXY STATEMENT 12 May 2025 12 May 2025 814-00098
PRE 14A Open Document Open Filing PROXY STATEMENT 23 Apr 2025 14 Apr 2025 814-00098
8-K Open Document Open Filing FORM 8-K 11 Apr 2025 11 Apr 2025 814-00098
10-K Open Document Open Filing FORM 10-K 10 Apr 2025 31 Dec 2024 814-00098
NT 10-K Open Document Open Filing FORM NT 10-K 01 Apr 2025 31 Dec 2024 814-00098
8-K Open Document Open Filing FORM 8-K 10 Mar 2025 04 Mar 2025 814-00098
8-K Open Document Open Filing FORM 8-K 18 Feb 2025 10 Feb 2025 814-00098
40-17F2 Open Document Open Filing SECURITY COUNT 04 Feb 2025 814-00098
8-K Open Document Open Filing FORM 8-K 06 Jan 2025 30 Dec 2024 814-00098
40-17F2 Open Document Open Filing FORM N-17F-2 19 Nov 2024 814-00098
8-K Open Document Open Filing FORM 8-K 15 Nov 2024 15 Nov 2024 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 Nov 2024 30 Sep 2024 814-00098
8-K Open Document Open Filing FORM 8-K 07 Nov 2024 01 Nov 2024 814-00098
8-K Open Document Open Filing FORM 8-K 22 Oct 2024 17 Oct 2024 814-00098
8-K Open Document Open Filing FORM 8-K 20 Aug 2024 20 Aug 2024 814-00098
10-Q Open Document Open Filing FORM 10-Q 19 Aug 2024 30 Jun 2024 814-00098
NT 10-Q Open Document Open Filing FORM NT 10-Q 14 Aug 2024 30 Jun 2024 814-00098
40-17F2 Open Document Open Filing FORM N-17F-2 02 Aug 2024 814-00098
8-K Open Document Open Filing FORM 8-K 28 Jun 2024 20 Jun 2024 814-00098
40-17G Open Document Open Filing FIDELITY BOND 22 May 2024 814-00098
8-K Open Document Open Filing FORM 8-K 16 May 2024 16 May 2024 814-00098
10-Q Open Document Open Filing FORM 10-Q 15 May 2024 31 Mar 2024 814-00098
DEF 14A Open Document Open Filing PROXY STATEMENT 29 Apr 2024 25 Apr 2024 814-00098
8-K Open Document Open Filing FORM 8-K 03 Apr 2024 03 Apr 2024 814-00098
NT 10-K Open Document Open Filing NOTIFICATION OF LATE FILING 02 Apr 2024 31 Dec 2023 814-00098
10-K Open Document Open Filing FORM 10-K 02 Apr 2024 31 Dec 2023 814-00098
8-K Open Document Open Filing FORM 8-K 22 Feb 2024 13 Feb 2024 814-00098
SC 13G/A Open Document Open Filing AMENDMENT NO. 3 TO THE SCHEDULE 13G 13 Feb 2024 005-44023
SC 13G/A Open Document Open Filing AMENDMENT NO. 1 TO SC13G 12 Feb 2024 005-44023
40-17F2 Open Document Open Filing SECURITY COUNT 21 Dec 2023 814-00098
CORRESP Open Document Open Filing 21 Nov 2023
40-17F2 Open Document Open Filing SECURITY COUNT #2 17 Nov 2023 814-00098
8-K Open Document Open Filing FORM 8-K 15 Nov 2023 15 Nov 2023 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 Nov 2023 30 Sep 2023 814-00098
CORRESP Open Document Open Filing 20 Oct 2023
8-K Open Document Open Filing FORM 8-K 15 Aug 2023 15 Aug 2023 814-00098
40-17F2 Open Document Open Filing SECURITY COUNT 15 Aug 2023 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 Aug 2023 30 Jun 2023 814-00098
4 Open Document Open Filing 18 Jul 2023 14 Jul 2023
40-17G Open Document Open Filing FIDELITY BOND 20 Jun 2023 814-00098
8-K Open Document Open Filing FORM 8-K 26 May 2023 25 May 2023 814-00098
8-K Open Document Open Filing FORM 8-K 25 May 2023 22 May 2023 814-00098
8-K Open Document Open Filing FORM 8-K 18 May 2023 16 May 2023 814-00098
8-K Open Document Open Filing FORM 8-K 12 May 2023 10 May 2023 814-00098
10-Q Open Document Open Filing FORM 10-Q 10 May 2023 31 Mar 2023 814-00098
DEF 14A Open Document Open Filing DEFINITIVE INFORMATION STATEMENT 24 Apr 2023 24 Apr 2024 814-00098
8-K Open Document Open Filing FORM 8-K 29 Mar 2023 29 Mar 2023 814-00098
10-K Open Document Open Filing FORM 10-K 28 Mar 2023 31 Dec 2022 814-00098
SC 13G/A Open Document Open Filing AMENDMENT NO. 2 TO THE SCHEDULE 13G 14 Feb 2023 005-44023
40-17F2 Open Document Open Filing SECURITY COUNT 18 Jan 2023 814-00098
40-17F2 Open Document Open Filing SECURITY COUNT 15 Nov 2022 814-00098
8-K Open Document Open Filing FORM 8-K 14 Nov 2022 14 Nov 2022 814-00098
10-Q Open Document Open Filing FORM 10-Q 10 Nov 2022 30 Sep 2022 814-00098
8-K Open Document Open Filing FORM 8-K 04 Nov 2022 04 Nov 2022 814-00098
DEF 14C Open Document Open Filing DEFINITIVE INFORMATION STATEMENT 03 Nov 2022 03 Nov 2022 814-00098
SC 13G Open Document Open Filing 07 Oct 2022 005-44023
8-K Open Document Open Filing FORM 8-K 15 Aug 2022 15 Aug 2022 814-00098
40-17F2 Open Document Open Filing SECURITY COUNT 15 Aug 2022 814-00098
10-Q Open Document Open Filing FORM 10-Q 12 Aug 2022 30 Jun 2022 814-00098
SC 13D/A Open Document Open Filing AMENDMENT NO. 1 TO THE SCHEDULE 13D 11 Jul 2022 005-44023
8-K Open Document Open Filing FORM 8-K 13 Jun 2022 09 Jun 2022 814-00098
8-K Open Document Open Filing FORM 8-K 12 May 2022 12 May 2022 814-00098
10-Q Open Document Open Filing FORM 10-Q 12 May 2022 31 Mar 2022 814-00098
DEF 14A Open Document Open Filing FORM DEF 14C 29 Apr 2022 19 Apr 2022 814-00098
40-17G Open Document Open Filing FIDELITY BOND 14 Apr 2022 814-00098
8-K Open Document Open Filing FORM 8-K 04 Apr 2022 30 Mar 2022 814-00098
10-K Open Document Open Filing FORM 10-K 30 Mar 2022 31 Dec 2021 814-00098
SC 13G/A Open Document Open Filing AMENDMENT NO. 1 TO THE SCHEDULE 13G 14 Feb 2022 005-44023
40-17F2 Open Document Open Filing SECURITY COUNT 18 Jan 2022 814-00098
40-17F2 Open Document Open Filing FORM N-17F-2 01 Dec 2021 814-00098
40-17F2 Open Document Open Filing FORM N-14F-2 17 Nov 2021 814-00098
8-K Open Document Open Filing FORM 8-K 16 Nov 2021 15 Nov 2021 814-00098
10-Q Open Document Open Filing FORM 10-Q 15 Nov 2021 30 Sep 2021 814-00098
SC 13D/A Open Document Open Filing SCHEDULE 13D/A 18 Oct 2021 005-44023
3 Open Document Open Filing FORM 3 SUBMISSION 04 Oct 2021 28 Sep 2021
SC 13D Open Document Open Filing SC 13D 04 Oct 2021 005-44023
4 Open Document Open Filing 01 Oct 2021 29 Sep 2021
8-K Open Document Open Filing FORM 8-K 20 Aug 2021 20 Aug 2021 814-00098
DEF 14C Open Document Open Filing FORM DEF 14C 18 Aug 2021 17 Aug 2021 814-00098
8-K Open Document Open Filing FORM 8-K 17 Aug 2021 16 Aug 2021 814-00098
10-Q Open Document Open Filing FORM 10-Q 13 Aug 2021 30 Jun 2021 814-00098
SC 13D Open Document Open Filing THE SCHEDULE 13D 20 Jul 2021 005-44023
SC 13G Open Document Open Filing SC 13G 16 Jul 2021 005-44023
8-K Open Document Open Filing FORM 8-K 01 Jun 2021 27 May 2021 814-00098
8-K Open Document Open Filing FORM 8-K 14 May 2021 14 May 2021 814-00098
10-Q Open Document Open Filing FORM 10-Q 13 May 2021 31 Mar 2021 814-00098
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT 07 May 2021 30 Apr 2021 814-00098
4 Open Document Open Filing 03 May 2021 23 Apr 2021
PRE 14A Open Document Open Filing PROXY STATEMENT 30 Apr 2021 26 Apr 2021 814-00098
40-17G Open Document Open Filing FIDELITY BOND 28 Apr 2021 814-00098
8-K Open Document Open Filing FORM 8-K 01 Apr 2021 31 Mar 2021 814-00098
10-K Open Document Open Filing FORM 10-K 31 Mar 2021 31 Dec 2020 814-00098
40-17F2 Open Document Open Filing FORM N-17F-2 11 Mar 2021 814-00098
SC 13G Open Document Open Filing 29 Jan 2021 005-44023
8-K Open Document Open Filing FORM 8-K 21 Jan 2021 20 Jan 2021 814-00098
DEF 14C Open Document Open Filing FORM DEF 14C 20 Jan 2021 15 Jan 2021 814-00098
8-K Open Document Open Filing FORM 8-K 04 Jan 2021 04 Jan 2021 814-00098
8-K Open Document Open Filing FORM 8-K 29 Dec 2020 28 Dec 2020 814-00098
40-17F2 Open Document Open Filing FORM N-14F-2 11 Dec 2020 814-00098
8-K Open Document Open Filing FORM 8-K 11 Dec 2020 10 Dec 2020 814-00098
CORRESP Open Document Open Filing 30 Nov 2020
8-K Open Document Open Filing FORM 8-K 25 Nov 2020 25 Nov 2020 814-00098
8-K Open Document Open Filing FORM 8-K 18 Nov 2020 17 Nov 2020 814-00098
10-Q Open Document Open Filing FORM 10-Q 16 Nov 2020 30 Sep 2020 814-00098
40-17F2 Open Document Open Filing FORM N-17F-2 28 Oct 2020 814-00098
8-K Open Document Open Filing 23 Oct 2020 23 Oct 2020 814-00098
8-K Open Document Open Filing FORM 8-K 14 Aug 2020 13 Aug 2020 814-00098
10-Q Open Document Open Filing FORM 10-Q 13 Aug 2020 30 Jun 2020 814-00098
SC 13D Open Document Open Filing SC 13D 20 Jul 2020 005-44023
SC 13D/A Open Document Open Filing SC 13D/A 20 Jul 2020 005-44023
4 Open Document Open Filing OWNERSHIP DOCUMENT 17 Jul 2020 16 Jul 2020
4 Open Document Open Filing FORM 4 17 Jul 2020 16 Jul 2020
4 Open Document Open Filing FORM 4 17 Jul 2020 16 Jul 2020
4 Open Document Open Filing FORM 4 17 Jul 2020 16 Jul 2020
8-K Open Document Open Filing FORM 8-K 13 May 2020 12 May 2020 814-00098
10-Q Open Document Open Filing FORM 10-Q 12 May 2020 31 Mar 2020 814-00098
8-K Open Document Open Filing FORM 8-K 08 May 2020 07 May 2020 814-00098
40-17G Open Document Open Filing FORM 40-17G 08 May 2020 814-00098
DEF 14A Open Document Open Filing DEF 14A 03 Apr 2020 03 Apr 2020 814-00098
8-K Open Document Open Filing FORM 8-K 02 Apr 2020 31 Mar 2020 814-00098
10-K Open Document Open Filing FORM 10-K 30 Mar 2020 31 Dec 2019 814-00098
40-17G Open Document Open Filing FORM 40-17G 19 Mar 2020 814-00098
40-17F2 Open Document Open Filing FORM N-17F-2 31 Jan 2020 814-00098
8-K Open Document Open Filing FORM 8-K 20 Nov 2019 14 Nov 2019 814-00098
DEF 14C Open Document Open Filing FORM DEF 14C 18 Nov 2019 18 Nov 2019 814-00098
40-17F2 Open Document Open Filing FORM N-17F-2 14 Nov 2019 814-00098
8-K Open Document Open Filing FORM 8-K 14 Nov 2019 13 Nov 2019 814-00098
10-Q Open Document Open Filing FORM 10-Q 13 Nov 2019 30 Sep 2019 814-00098
8-K Open Document Open Filing FORM 8-K 14 Aug 2019 14 Aug 2019 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 Aug 2019 30 Jun 2019 814-00098
40-17F2 Open Document Open Filing FORM 40-17F-2 14 Aug 2019 814-00098
4 Open Document Open Filing FORM 4 13 Aug 2019 12 Aug 2019
4 Open Document Open Filing FORM 4 13 Aug 2019 12 Aug 2019
4 Open Document Open Filing FORM 4 13 Aug 2019 12 Aug 2019
SC 13D/A Open Document Open Filing SC 13D/A 13 Aug 2019 005-44023
SC 13D/A Open Document Open Filing SC 13D/A 31 Jul 2019 005-44023
4 Open Document Open Filing FORM 4 30 Jul 2019 29 Jul 2019
4 Open Document Open Filing FORM 4 30 Jul 2019 29 Jul 2019
4 Open Document Open Filing FORM 4 30 Jul 2019 29 Jul 2019
4 Open Document Open Filing FORM 4 26 Jul 2019 24 Jul 2019
4 Open Document Open Filing FORM 4 26 Jul 2019 24 Jul 2019
4 Open Document Open Filing FORM 4 26 Jul 2019 24 Jul 2019
8-K Open Document Open Filing FORM 8-K 23 May 2019 17 May 2019 814-00098
8-K Open Document Open Filing FORM 8-K 15 May 2019 31 Mar 2019 814-00098
10-Q Open Document Open Filing 10-Q 14 May 2019 31 Mar 2019 814-00098
DEF 14A Open Document Open Filing DEF 14A 08 Apr 2019 19 Apr 2019 814-00098
8-K Open Document Open Filing FORM 8-K 01 Apr 2019 29 Mar 2019 814-00098
10-K Open Document Open Filing FORM 10-K 29 Mar 2019 31 Dec 2018 814-00098
40-17F2 Open Document Open Filing FORM 40-17F2 01 Mar 2019 814-00098
8-K Open Document Open Filing FORM 8-K 25 Jan 2019 21 Jan 2019 814-00098
DEF 14C Open Document Open Filing DEF 14C 24 Jan 2019 22 Jan 2019 814-00098
8-K Open Document Open Filing FORM 8-K 19 Nov 2018 16 Nov 2018 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 Nov 2018 30 Sep 2018 814-00098
40-17F2 Open Document Open Filing FORM 40-17F-2 07 Nov 2018 814-00098
8-K Open Document Open Filing FORM 8-K 25 Oct 2018 23 Oct 2018 814-00098
8-K Open Document Open Filing FORM 8-K 29 Aug 2018 28 Aug 2018 814-00098
8-K Open Document Open Filing FORM 8-K 14 Aug 2018 13 Aug 2018 814-00098
10-Q Open Document Open Filing FORM 10-Q 13 Aug 2018 30 Jun 2018 814-00098
40-17F2 Open Document Open Filing FORM 40-17F-2 03 Aug 2018 814-00098
8-K Open Document Open Filing 29 Jun 2018 26 Jun 2018 814-00098
8-K Open Document Open Filing FORM 8-K 23 May 2018 21 May 2018 814-00098
DEF 14C Open Document Open Filing DEF 14C 21 May 2018 15 May 2018 814-00098
8-K Open Document Open Filing FORM 8-K 15 May 2018 15 May 2018 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 May 2018 31 Mar 2018 814-00098
DEF 14A Open Document Open Filing PROXY STATEMENT 30 Apr 2018 01 May 2018 814-00098
40-17G Open Document Open Filing FORM 40-17G 25 Apr 2018 814-00098
8-K Open Document Open Filing FORM 8-K 18 Apr 2018 17 Apr 2018 814-00098
10-K Open Document Open Filing FORM 10-K 17 Apr 2018 31 Dec 2017 814-00098
NT 10-K Open Document Open Filing FORM 10-K 02 Apr 2018 31 Dec 2017 814-00098
40-17F2 Open Document Open Filing CERTIFICATE OF ACCOUNTING OF SECURITIES 01 Feb 2018 814-00098
40-17F2 Open Document Open Filing FORM 40-17F-2 21 Nov 2017 814-00098
8-K Open Document Open Filing FORM 8-K 15 Nov 2017 14 Nov 2017 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 Nov 2017 30 Sep 2017 814-00098
DEF 14C Open Document Open Filing DEFINITIVE SCHEDULE 14C 08 Sep 2017 08 Sep 2017 814-00098
8-K Open Document Open Filing FORM 8-K 28 Aug 2017 25 Aug 2017 814-00098
PRE 14C Open Document Open Filing 28 Aug 2017 25 Aug 2017 814-00098
8-K Open Document Open Filing FORM 8-K 15 Aug 2017 15 Aug 2017 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 Aug 2017 30 Jun 2017 814-00098
40-17F2 Open Document Open Filing FORM 40-17F-2 01 Aug 2017 814-00098
CORRESP Open Document Open Filing 21 Jul 2017
8-K Open Document Open Filing FORM 8-K 30 Jun 2017 28 Jun 2017 814-00098
8-K Open Document Open Filing FORM 8-K 16 Jun 2017 12 Jun 2017 814-00098
40-17G Open Document Open Filing FIDELITY BOND 13 Jun 2017 814-00098
SC 13D/A Open Document Open Filing SC 13D/A 05 Jun 2017 005-44023
8-K Open Document Open Filing FORM 8-K 31 May 2017 30 May 2017 814-00098
8-K Open Document Open Filing FORM 8-K 18 May 2017 18 May 2017 814-00098
10-Q Open Document Open Filing FORM 10-Q 15 May 2017 31 Mar 2017 814-00098
PRE 14C Open Document Open Filing DEF 14C 04 May 2017 31 Dec 2017 814-00098
DEF 14A Open Document Open Filing DEF 14-A 01 May 2017 31 Dec 2016 814-00098
SC 13D/A Open Document Open Filing SC 13DA 25 Apr 2017 005-44023
425 Open Document Open Filing FORM 8-K 25 Apr 2017 814-00098
425 Open Document Open Filing FORM 8-K 25 Apr 2017 814-00098
8-K Open Document Open Filing FORM 8-K 24 Apr 2017 24 Apr 2017 814-00098
8-K Open Document Open Filing FORM 8-K 19 Apr 2017 19 Apr 2017 814-00098
8-K Open Document Open Filing FORM 8-K 14 Apr 2017 14 Apr 2017 814-00098
8-K Open Document Open Filing FORM 8-K 13 Apr 2017 07 Apr 2017 814-00098
4/A Open Document Open Filing OWNERSHIP DOCUMENT 27 Mar 2017 21 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Mar 2017 17 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Mar 2017 17 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Mar 2017 17 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 17 Mar 2017 17 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 17 Mar 2017 17 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 17 Mar 2017 17 Mar 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 17 Mar 2017 17 Mar 2017
8-K Open Document Open Filing FORM 8-K 15 Mar 2017 14 Mar 2017 814-00098
S-8 Open Document Open Filing FORM S-8 14 Mar 2017 333-216676
10-K Open Document Open Filing FORM 10-K 13 Mar 2017 31 Dec 2016 814-00098
40-17F2 Open Document Open Filing FORM 40-17F-2 30 Jan 2017 814-00098
40-17F2 Open Document Open Filing FORM 40-17F-2 27 Jan 2017 814-00098
DEFR14C Open Document Open Filing DEFR 14C 18 Jan 2017 814-00098
DEF 14C Open Document Open Filing DEF 14C 18 Jan 2017 18 Jan 2017 814-00098
8-K Open Document Open Filing FORM 8-K 06 Jan 2017 06 Jan 2017 814-00098
SC 13D/A Open Document Open Filing MVC CAPITAL, INC SC 13DA NO 3 1-6-2017 (EQUUS TOTAL RETURN, INC) 06 Jan 2017 005-44023
PRE 14C Open Document Open Filing SCHEDULE 14C 06 Jan 2017 06 Jan 2017 814-00098
40-APP/A Open Document Open Filing FORM 40-APP/A-3 23 Nov 2016 812-14653
8-K Open Document Open Filing 14 Nov 2016 11 Nov 2016 814-00098
10-Q Open Document Open Filing FORM 10-Q 10 Nov 2016 30 Sep 2016 814-00098
40-17F2 Open Document Open Filing FORM 40-17F2 04 Nov 2016 814-00098
40-APP/A Open Document Open Filing FORM 40-APP/A-2 29 Sep 2016 812-14653
40-APP/A Open Document Open Filing FORM 40-APP 25 Aug 2016 812-14653
8-K Open Document Open Filing FORM 8-K 15 Aug 2016 12 Aug 2016 814-00098
10-Q Open Document Open Filing FORM 10-Q 12 Aug 2016 30 Jun 2016 814-00098
40-17F2 Open Document Open Filing FORM 40-17F2 10 Aug 2016 814-00098
8-K Open Document | Data Open Filing FORM 8-K 16 Jun 2016 13 Jun 2016 814-00098
40-APP Open Document Open Filing FORM 40-APP 26 May 2016 812-14653
8-K Open Document | Data Open Filing FORM 8-K 12 May 2016 12 May 2016 814-00098
10-Q Open Document Open Filing FORM 10-Q 11 May 2016 31 Mar 2016 814-00098
8-K Open Document | Data Open Filing FORM 8-K 09 May 2016 04 May 2016 814-00098
CORRESP Open Document Open Filing 05 May 2016
DEFA14A Open Document Open Filing EQUUS PROXY STATEMENT 05 May 2016 814-00098
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT 02 May 2016 29 Apr 2016 814-00098
PRE 14A Open Document Open Filing PROXY STATEMENT 18 Apr 2016 18 Apr 2016 814-00098
8-K Open Document | Data Open Filing FORM 8-K 01 Apr 2016 31 Mar 2016 814-00098
10-K Open Document | Data Open Filing FORM 10-K 30 Mar 2016 31 Dec 2015 814-00098
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 Mar 2016 25 Feb 2016
40-17F2 Open Document Open Filing FORM 40-17F-2 02 Feb 2016 814-00098
4 Open Document Open Filing OWNERSHIP DOCUMENT 22 Jan 2016 20 Jan 2016
8-K Open Document Open Filing FORM 8-K 12 Jan 2016 07 Jan 2016 814-00098
4/A Open Document Open Filing OWNERSHIP DOCUMENT 22 Dec 2015 20 Nov 2015
4/A Open Document Open Filing OWNERSHIP DOCUMENT 22 Dec 2015 18 Nov 2015
4 Open Document Open Filing 30 Nov 2015 25 Nov 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 25 Nov 2015 24 Nov 2015
4 Open Document Open Filing 20 Nov 2015 18 Nov 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Nov 2015 19 Nov 2015
40-17F2 Open Document Open Filing FORM 40-17F2 13 Nov 2015 814-00098
8-K Open Document Open Filing FORM 8-K 13 Nov 2015 12 Nov 2015 814-00098
10-Q Open Document Open Filing FORM 10-Q 12 Nov 2015 30 Sep 2015 814-00098
8-K Open Document Open Filing 13 Aug 2015 14 May 2015 814-00098
10-Q Open Document Open Filing FORM 10-Q 12 Aug 2015 30 Jun 2015 814-00098
SC 13D/A Open Document Open Filing 23 Jul 2015 005-44023
40-17F2 Open Document Open Filing FORM 40-17F2 05 Jun 2015 814-00098
8-K Open Document Open Filing FORM 8-K 19 May 2015 14 May 2015 814-00098
8-K Open Document Open Filing FORM 8-K 15 May 2015 14 May 2015 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 May 2015 31 Mar 2015 814-00098
DEF 14A Open Document Open Filing DEF 14A 16 Apr 2015 31 Dec 2014 814-00098
8-K Open Document Open Filing FORM 8-K 03 Apr 2015 02 Apr 2015 814-00098
10-K Open Document Open Filing FORM 10-K 30 Mar 2015 31 Dec 2014 814-00098
40-17F2 Open Document Open Filing FORM 40-17F2 18 Feb 2015 814-00098
40-17G Open Document Open Filing FORM 40-17G 11 Feb 2015 814-00098
8-K Open Document Open Filing FORM 8-K 13 Jan 2015 12 Jan 2015 814-00098
8-K Open Document Open Filing FORM 8-K 05 Dec 2014 01 Dec 2014 814-00098
8-K Open Document Open Filing FORM 8-K 18 Nov 2014 18 Nov 2014 814-00098
10-Q Open Document Open Filing FORM 10-Q 13 Nov 2014 30 Sep 2014 814-00098
40-17F2 Open Document Open Filing FORM 40-17F2 04 Sep 2014 814-00098
CORRESP Open Document Open Filing 02 Sep 2014
8-K Open Document Open Filing FORM 8-K 19 Aug 2014 15 May 2014 814-00098
10-Q Open Document Open Filing FORM 10-Q 14 Aug 2014 30 Jun 2014 814-00098
8-K Open Document Open Filing FORM 8-K 30 Jun 2014 24 Jun 2014 814-00098
8-K Open Document Open Filing FORM 8-K 26 Jun 2014 24 Jun 2014 814-00098
4 Open Document Open Filing 17 Jun 2014 12 Jun 2014
SC 13D/A Open Document Open Filing 17 Jun 2014 005-44023
SC 13D/A Open Document Open Filing MVC CAPITAL, INC SC 13DA 6-12-2014 (EQUUS TOTAL RETURN, INC) 17 Jun 2014 005-44023
4 Open Document Open Filing FORM 4 16 Jun 2014 12 Jun 2014
4 Open Document Open Filing FORM 4 16 Jun 2014 12 Jun 2014
4 Open Document Open Filing FORM 4 16 Jun 2014 12 Jun 2014
SC 13D/A Open Document Open Filing SC 13D/A 16 Jun 2014 005-44023
4 Open Document Open Filing FORM 4 05 Jun 2014 03 Jun 2014
4 Open Document Open Filing FORM 4 05 Jun 2014 03 Jun 2014
4 Open Document Open Filing FORM 4 05 Jun 2014 03 Jun 2014
SC 13D/A Open Document Open Filing MVC CAPITAL, INC. SC 13DA NO 1 6-3-2014 (EQUUS TOTAL RETURN, INC.) 05 Jun 2014 005-44023
SC 13D Open Document Open Filing MVC CAPITAL INC SC 13D 5-14-2014 (EQUUS TOTAL RETURN INC) 27 May 2014 005-44023
4 Open Document Open Filing FORM 4 23 May 2014 21 May 2014
4 Open Document Open Filing FORM 4 23 May 2014 21 May 2014
4 Open Document Open Filing FORM 4 23 May 2014 21 May 2014
3 Open Document Open Filing FORM 3 23 May 2014 14 May 2014
3 Open Document Open Filing FORM 3 23 May 2014 14 May 2014
3 Open Document Open Filing FORM 3 23 May 2014 14 May 2014
40-17G/A Open Document Open Filing FORM 40-17G 21 May 2014 814-00098
40-17F2 Open Document Open Filing FORM 40-17F2 19 May 2014 814-00098
8-K Open Document Open Filing FORM 8-K 16 May 2014 15 May 2014 814-00098
10-Q Open Document Open Filing FORM 10-Q 15 May 2014 31 Mar 2014 814-00098
8-K Open Document Open Filing FORM 8-K 15 May 2014 14 May 2014 814-00098
40-17G Open Document Open Filing FORM 40-17G 02 May 2014 814-00098
DEF 14A Open Document Open Filing PROXY STATEMENT 30 Apr 2014 31 Dec 2013 814-00098
4 Open Document Open Filing OWNERSHIP DOCUMENT 08 Apr 2014 04 Apr 2014
8-K Open Document Open Filing FORM 8-K 03 Apr 2014 02 Apr 2014 814-00098
10-K/A Open Document Open Filing FORM 10-K/A 01 Apr 2014 31 Dec 2013 814-00098
10-K Open Document Open Filing FORM 10-K 31 Mar 2014 31 Dec 2013 814-00098