DENNIS J. CARLO PHD SEC EDGAR Filings (CIK 0001038322)

SEC EDGAR filings, ownership reports, and insider transactions for DENNIS J. CARLO PHD.

Business address
Po Box 1176, Rancho Santa Fe, CA, 92067
Top holdings (ownership)
DMK
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DENNIS J. CARLO PHD has filed 42 SEC EDGAR filings since 25 Apr 1997

Latest Filings

Recent SEC filings for DENNIS J. CARLO PHD including 4, 5, 4/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 27 May 2022 25 May 2022 001-36242
4 Open 4 document View SEC filing for 4 22 Mar 2022 18 Mar 2022 001-36242
4 Open 4 document View SEC filing for 4 03 Dec 2021 01 Dec 2021 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Feb 2021 21 Feb 2021 001-36242
5 Open 5 document View SEC filing for 5 16 Feb 2021 31 Dec 2020 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Nov 2020 18 Nov 2020 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Aug 2020 18 Aug 2020 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 May 2020 18 May 2020 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Mar 2020 18 Mar 2020 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 26 Feb 2020 24 Feb 2020 001-36242
5 Open 5 document View SEC filing for 5 26 Feb 2020 31 Dec 2019 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Nov 2019 18 Nov 2019 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Aug 2019 19 Aug 2019 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 May 2019 20 May 2019 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Mar 2019 20 Mar 2019 001-36242
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 12 Mar 2019 21 Feb 2019 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 Feb 2019 21 Feb 2019 001-36242
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 12 Feb 2019 31 Dec 2018 001-36242
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Feb 2019 30 Jan 2019 001-36242
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 Feb 2018 21 Feb 2018 001-36242
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 14 Feb 2018 31 Dec 2017 001-36242
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Mar 2017 01 Mar 2017 001-36242
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 10 Feb 2017 31 Dec 2016 001-36242
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 09 Feb 2017 07 Feb 2017 001-36242
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 16 Feb 2016 31 Dec 2015 001-36242
5/A Open 5/A document View SEC filing for 5/A OWNERSHIP DOCUMENT 16 Feb 2016 31 Dec 2014 001-36242
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Jan 2016 25 Jan 2016 001-36242
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 17 Feb 2015 31 Dec 2014 001-36242
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 27 Jan 2015 23 Jan 2015 001-36242
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Apr 2014 01 Apr 2014 001-36242
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 15 May 2013 31 Mar 2012 000-26372
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 12 Mar 2013 06 Mar 2013 000-26372
5 Open 5 document View SEC filing for 5 OWNERSHIP DOCUMENT 25 Jul 2012 31 Mar 2012 000-26372
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 15 Sep 2011 12 Sep 2011 000-26372
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Sep 2010 20 Aug 2010 000-26372

About this filer

DENNIS J. CARLO PHD files with the SEC under CIK 0001038322. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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