FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

Business address
111 Cass Street, Traverse City, MI, 49684
Top securities (13F)
BTZ, FT, GIM, KW, JQC, and WIW
State of incorporation
MI
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD has filed 752 SEC EDGAR filings since 01 Jun 1999

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
SC 13G Open Document Open Filing ALERIAN ENERGY INFRASTRUCTURE ETF 15 Mar 2019
SC 13G Open Document Open Filing FRANKLIN UNIVERSAL TRUST 11 Feb 2019
SC 13G Open Document Open Filing U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF 11 Feb 2019
13F-HR Open Document Open Filing 30 Jan 2019 31 Dec 2018 028-06648
SC 13G Open Document Open Filing U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF 14 Jan 2019
SC 13G Open Document Open Filing FRANKLIN UNIVERSAL TRUST 14 Jan 2019
13F-HR Open Document Open Filing 18 Oct 2018 30 Sep 2018 028-06648
SC 13G/A Open Document Open Filing GLOBAL SELF STORAGE INC 12 Oct 2018
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC. 12 Oct 2018
SC 13G Open Document Open Filing US GLOBAL INVESTORS 09 Aug 2018
13F-HR Open Document Open Filing 13 Jul 2018 30 Jun 2018 028-06648
13F-HR Open Document Open Filing 23 Apr 2018 31 Mar 2018 028-06648
SC 13G Open Document Open Filing FRANKLIN UNIVERSAL INCOME TRUST 09 Mar 2018
SC 13G Open Document Open Filing US GLOBAL INVESTORS 12 Feb 2018
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC 12 Feb 2018
SC 13G Open Document Open Filing US GLOBAL GO GOLD & PRECIOUS METALS 12 Feb 2018
13F-HR Open Document Open Filing 25 Jan 2018 31 Dec 2017 028-06648
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC 12 Jan 2018
SC 13G Open Document Open Filing US GLOBAL INVESTORS 12 Jan 2018
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 12 Jan 2018
SC 13G Open Document Open Filing U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF 12 Jan 2018
SC 13G Open Document Open Filing US GLOBAL INVESTORS INC 15 Dec 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS 07 Nov 2017
13F-HR Open Document Open Filing 11 Oct 2017 30 Sep 2017 028-06648
SC 13G Open Document Open Filing 180 DEGREE CAPITAL CORP 06 Oct 2017
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC. 06 Oct 2017
SC 13G Open Document Open Filing U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF 06 Oct 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS 06 Oct 2017
SC 13G Open Document Open Filing U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF 18 Sep 2017
SC 13G Open Document Open Filing GLOBAL SELF STORAGE, INC. 12 Sep 2017
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 12 Sep 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS INC. 08 Aug 2017
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC. 08 Aug 2017
SC 13G/A Open Document Open Filing U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF 08 Aug 2017
SC 13G Open Document Open Filing U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF 17 Jul 2017
13F-HR Open Document Open Filing 14 Jul 2017 30 Jun 2017 028-06648
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC. 10 Jul 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS 10 Jul 2017
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC. 09 Jun 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS 09 Jun 2017
SC 13G Open Document Open Filing GLOBAL SELF STORAGE, INC. 12 May 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS 12 May 2017
13F-HR Open Document Open Filing 17 Apr 2017 31 Mar 2017 028-06648
SC 13G Open Document Open Filing GLOBAL SELF STORAGE, INC. 13 Apr 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS, INC. 13 Apr 2017
SC 13G Open Document Open Filing WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND 07 Mar 2017
SC 13G Open Document Open Filing GLOBAL SELF STORAGE, INC. 07 Mar 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS 07 Mar 2017
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC 13G 09 Feb 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS 13G 09 Feb 2017
13F-HR Open Document Open Filing 23 Jan 2017 31 Dec 2016 028-06648
SC 13G Open Document Open Filing KENNEDY-WILSON HOLDINGS, INC. 18 Jan 2017
SC 13G Open Document Open Filing HARRIS & HARRIS GROUP, INC. 18 Jan 2017
SC 13G Open Document Open Filing WESTERN ASSET / CLAYMORE INFLATION LINKED OPPORTUNITIES & INCOME FUND 18 Jan 2017
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC 18 Jan 2017
SC 13G Open Document Open Filing US GLOBAL INVESTORS 18 Jan 2017
SC 13G Open Document Open Filing EATON VANCE FLOATING-RATE INCOME PLUS FUND 12 Dec 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC 12 Dec 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 12 Dec 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE, INC. 14 Nov 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 14 Nov 2016
13F-HR Open Document Open Filing 17 Oct 2016 30 Sep 2016 028-06648
SC 13G Open Document Open Filing GLOBAL SELF STORAGE 13 Oct 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 13 Oct 2016
SC 13G Open Document Open Filing FRANKLIN UNIVERSAL TRUST 13 Sep 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE 13 Sep 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 13 Sep 2016
SC 13G Open Document Open Filing GAIA INC 15 Aug 2016
SC 13G Open Document Open Filing EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST 15 Aug 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE 15 Aug 2016
SC 13G Open Document Open Filing US GLOBAL INVESTOR 15 Aug 2016
13F-HR Open Document Open Filing 28 Jul 2016 30 Jun 2016 028-06648
SC 13G Open Document Open Filing COHEN & STEERS CLOSED-END OPPORTUNITY FUND INC 14 Jul 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC 14 Jul 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 14 Jul 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC 24 Jun 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 24 Jun 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE, INC. 13 May 2016
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 10 May 2016
13F-HR Open Document Open Filing 12 Apr 2016 31 Mar 2016 028-06648
SC 13G Open Document Open Filing VIRTUS TOTAL RETURN FUND 11 Apr 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE, INC. 11 Apr 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 11 Apr 2016
SC 13G Open Document Open Filing GLOBAL SELF STORAGE INC 09 Mar 2016
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 09 Mar 2016
SC 13G Open Document Open Filing VIRTUS TOTAL RETURN FUND 05 Feb 2016
SC 13G Open Document Open Filing SELF STORAGE GROUP INC 05 Feb 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 05 Feb 2016
13F-HR Open Document Open Filing 03 Feb 2016 31 Dec 2015 028-06648
SC 13G Open Document Open Filing EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST 22 Jan 2016
SC 13G Open Document Open Filing COHEN & STEERS CLOSED-END OPPORTUNITY FUND INC 22 Jan 2016
SC 13G Open Document Open Filing EATON VANCE FLOATING-RATE INCOME PLUS FUND 22 Jan 2016
SC 13G Open Document Open Filing WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND 22 Jan 2016
SC 13G Open Document Open Filing FRANKLIN UNIVERSAL TRUST 22 Jan 2016
SC 13G Open Document Open Filing SELF STORAGE 22 Jan 2016
SC 13G Open Document Open Filing US GLOBAL INVESTORS 22 Jan 2016
SC 13G Open Document Open Filing GAIAM, INC 22 Jan 2016
SC 13G Open Document Open Filing SELF STORAGE GROUP 07 Dec 2015
SC 13G Open Document Open Filing US GLOBAL INVESTORS 07 Dec 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC. 12 Nov 2015
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 12 Nov 2015
13F-HR Open Document Open Filing 15 Oct 2015 30 Sep 2015 028-06648
SC 13G Open Document Open Filing SELF STORAGE GROUP 14 Oct 2015
SC 13G Open Document Open Filing US GLOBAL INVESTORS 14 Oct 2015
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 14 Oct 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP 15 Sep 2015
SC 13G Open Document Open Filing US GLOBAL INVESTORS 15 Sep 2015
SC 13G Open Document Open Filing EATON VANCE MICHIGAN MUNICPAL INCOME TRUST 12 Aug 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP 12 Aug 2015
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 12 Aug 2015
13F-HR Open Document Open Filing 08 Jul 2015 30 Jun 2015 028-06648
SC 13G Open Document Open Filing FRANKLIN UNIVERSAL TRUST 06 Jul 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC. 06 Jul 2015
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 06 Jul 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC 05 Jun 2015
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 05 Jun 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC. 06 May 2015
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 06 May 2015
13F-HR Open Document Open Filing 05 May 2015 31 Mar 2015 028-06648
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 08 Apr 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC. 08 Apr 2015
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 08 Apr 2015
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 09 Mar 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC. 09 Mar 2015
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 09 Mar 2015
SC 13G Open Document Open Filing FRANKLIN UNIVERSAL TRUST 09 Mar 2015
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 09 Mar 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC. 09 Mar 2015
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 09 Mar 2015
13F-HR Open Document Open Filing 15 Jan 2015 31 Dec 2014 028-06648
SC 13G Open Document Open Filing FRANKLIN UNIVERSAL TRUST 13 Jan 2015
SC 13G Open Document Open Filing WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND 13 Jan 2015
SC 13G Open Document Open Filing GAIAM INC 13 Jan 2015
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 13 Jan 2015
SC 13G Open Document Open Filing SELF STORAGE GROUP 13 Jan 2015
SC 13G Open Document Open Filing US GLOBAL INVESTORS 13 Jan 2015
SC 13G Open Document Open Filing WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND 12 Dec 2014
SC 13G Open Document Open Filing SELF STORAGE GROUP 12 Dec 2014
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 12 Dec 2014
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 12 Dec 2014
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC. 10 Nov 2014
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 10 Nov 2014
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 10 Nov 2014
13F-HR Open Document Open Filing 14 Oct 2014 30 Sep 2014 028-06648
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 07 Oct 2014
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC. 07 Oct 2014
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 07 Oct 2014
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 25 Sep 2014
SC 13G Open Document Open Filing SELF STORAGE 25 Sep 2014
SC 13G Open Document Open Filing US GLOBAL INVESTORS 25 Sep 2014
SC 13G Open Document Open Filing FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC. 11 Aug 2014
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 11 Aug 2014
SC 13G Open Document Open Filing SELF STORAGE GROUP INC 11 Aug 2014
SC 13G Open Document Open Filing US GLOBAL INVESTORS 11 Aug 2014
13F-HR Open Document Open Filing 10 Jul 2014 30 Jun 2014 028-06648
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD 09 Jul 2014
SC 13G Open Document Open Filing SELF STORAGE GROUP 09 Jul 2014
SC 13G Open Document Open Filing US GLOBAL INVESTORS 09 Jul 2014
SC 13G Open Document Open Filing DOVER SADDLERY 12 Jun 2014
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD 12 Jun 2014
SC 13G Open Document Open Filing SELF STORAGE 12 Jun 2014
SC 13G Open Document Open Filing US GLOBAL 12 Jun 2014
SC 13G Open Document Open Filing 15 May 2014
SC 13G Open Document Open Filing 15 May 2014
SC 13G Open Document Open Filing 15 May 2014
SC 13G Open Document Open Filing 15 May 2014
13F-HR Open Document Open Filing 17 Apr 2014 31 Mar 2014 028-06648
SC 13G Open Document Open Filing GAIAM INC 11 Apr 2014
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 11 Apr 2014
SC 13G Open Document Open Filing SELF STORAGE GROUP INC 11 Apr 2014
SC 13G Open Document Open Filing US GLOBAL INVESTORS 11 Apr 2014
SC 13G Open Document Open Filing US GLOBAL INVESTORS 13G 11 Mar 2014
SC 13G Open Document Open Filing US GLOBAL INVESTORS 13G 11 Mar 2014
SC 13G Open Document Open Filing GAIAM INC 13G 11 Mar 2014
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 13G 11 Mar 2014
SC 13G Open Document Open Filing SELF STORAGE GROUP INC 13G 11 Mar 2014
SC 13G Open Document Open Filing SELF STORAGE GROUP, INC 18 Feb 2014
SC 13G Open Document Open Filing GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST BY GABELLI 18 Feb 2014
SC 13G Open Document Open Filing GAIAM, INC 18 Feb 2014
SC 13G Open Document Open Filing U.S. GLOBAL INVESTORS 18 Feb 2014
SC 13G Open Document Open Filing FEDERATED ENHANCED TREASURY INCOME FUND 18 Feb 2014
SC 13G Open Document Open Filing US GLOBAL INVESTORS 22 Jan 2014
SC 13G Open Document Open Filing DOVER SADDLERY INC 22 Jan 2014
SC 13G Open Document Open Filing FIRST FEDERAL OF NORTHEN MICHIGAN BANCORP 22 Jan 2014
SC 13G Open Document Open Filing AG MORTGAGE INVESTORS TRUST 22 Jan 2014
SC 13G Open Document Open Filing FEDERATED ENHANCED TREASURY INCOME FUND 22 Jan 2014
SC 13G Open Document Open Filing GAIAM INC. 22 Jan 2014
SC 13G Open Document Open Filing GABELLI GLOBAL GOLD 22 Jan 2014
SC 13G Open Document Open Filing SELF STORAGE 13G 22 Jan 2014
13F-HR Open Document Open Filing 21 Jan 2014 31 Dec 2013 028-06648