FIRST TRUST ADVISORS LP SEC EDGAR Filings (CIK 0001125816)

SEC EDGAR filings, ownership reports, and insider transactions for FIRST TRUST ADVISORS LP.

Business address
120 East Liberty Drive, Suite 400, Wheaton, IL, 60187
Top securities (13F)
CSCO, AVGO, MSFT, META, NVDA, GOOGL, CRWD, PANW, AMZN, AAPL, INFY, NFLX, IBM, FDN, NET, XOM, CRM, BKNG, FXO, and FXR
State of incorporation
IL
Fiscal year end
31 December
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FIRST TRUST ADVISORS LP has filed 235 SEC EDGAR filings since 14 May 2001

Latest Filings

Recent SEC filings for FIRST TRUST ADVISORS LP including 13F-HR, 40-APP/A, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2025 30 Sep 2025 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT TO FORM 40-APP 08 Oct 2025 812-15698-02
N-PX Open N-PX document View SEC filing for N-PX 25 Aug 2025 30 Jun 2025 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2025 30 Jun 2025 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT TO FORM 40-APP 17 Jul 2025 812-15698-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDMENT TO FORM 40-APP 15 May 2025 812-15698-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2025 31 Mar 2025 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2025 31 Dec 2024 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 06 Feb 2025 812-15698-02
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 06 Feb 2025 812-15697-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2024 30 Sep 2024 028-06487
N-PX Open N-PX document View SEC filing for N-PX 29 Aug 2024 30 Jun 2024 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2024 30 Jun 2024 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2024 31 Mar 2024 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2024 31 Dec 2023 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 24 Jan 2024 812-15539-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2023 30 Sep 2023 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2023 30 Jun 2023 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2023 31 Mar 2023 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2023 31 Dec 2022 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2022 30 Sep 2022 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2022 30 Jun 2022 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2022 31 Mar 2022 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2022 31 Dec 2021 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2021 30 Sep 2021 028-06487
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 12 Oct 2021 30 Jun 2021 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Aug 2021 30 Jun 2021 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2021 31 Mar 2021 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Feb 2021 31 Dec 2020 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Nov 2020 30 Sep 2020 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Jul 2020 30 Jun 2020 028-06487
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 25 Jun 2020 25 Jun 2020 811-23565
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 May 2020 31 Mar 2020 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 06 Apr 2020 812-15075-01
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 13 Feb 2020 812-15075-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Feb 2020 31 Dec 2019 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Nov 2019 30 Sep 2019 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 22 Oct 2019 812-15075-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 30 Jul 2019 30 Jun 2019 028-06487
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 19 Jun 2019 31 Mar 2019 028-06487
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 19 Jun 2019 31 Mar 2019 028-06487
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 19 Jun 2019 31 Mar 2019 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 May 2019 31 Mar 2019 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Feb 2019 31 Dec 2018 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Oct 2018 30 Sep 2018 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2018 30 Jun 2018 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Apr 2018 31 Mar 2018 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2018 31 Dec 2017 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Oct 2017 30 Sep 2017 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2017 30 Jun 2017 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 May 2017 31 Mar 2017 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Feb 2017 31 Dec 2016 028-06487
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 21 Dec 2016 21 Dec 2016 811-23199
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 Nov 2016 30 Sep 2016 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Aug 2016 30 Jun 2016 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2016 31 Mar 2016 028-06487
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 04 May 2016 31 Dec 2015 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 12 Apr 2016 812-14640-01
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Feb 2016 31 Dec 2015 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Nov 2015 30 Sep 2015 028-06487
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 23 Sep 2015 23 Sep 2015 811-23072
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 28 Aug 2015 812-14168-04
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Aug 2015 30 Jun 2015 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 May 2015 31 Mar 2015 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 02 Mar 2015 812-14168-04
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2015 31 Dec 2014 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2014 30 Sep 2014 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Aug 2014 30 Jun 2014 028-06487
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 08 Aug 2014 31 Dec 2013 028-06487
CORRESP Open CORRESP document View SEC filing for CORRESP 21 Jul 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2014 31 Mar 2014 028-06487
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 26 Mar 2014 26 Mar 2014 811-22902
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2014 31 Dec 2013 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 13 Nov 2013 812-14233-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2013 30 Sep 2013 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2013 30 Jun 2013 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 11 Jul 2013 812-14088-02
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 14 Jun 2013 812-14168-04
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 22 May 2013 22 May 2013 811-22795
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F-HR QUARTER ENDED 3/31/13 25 Apr 2013 31 Mar 2013 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 23 Apr 2013 812-14088-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A EXEMPTIVE RELIEF APPLICATION 19 Feb 2013 812-14070-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F-HR QUARTER ENDED 12/31/12 13 Feb 2013 31 Dec 2012 028-06487
APP WD Open APP WD document View SEC filing for APP WD REQUEST FOR WITHDRAWAL 08 Jan 2013 812-14038-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 03 Jan 2013 812-13895-07
CORRESP Open CORRESP document View SEC filing for CORRESP 20 Dec 2012
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 27 Nov 2012 27 Nov 2012 811-22738
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F-HR 09 Nov 2012 30 Sep 2012 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 25 Oct 2012 812-14088-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 14 Sep 2012 812-13895-07
40-APP Open 40-APP document View SEC filing for 40-APP EXEMPTIVE RELIEF APPLICATION 24 Aug 2012 812-14070-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13F-HR 08 Aug 2012 30 Jun 2012 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION 01 Jun 2012 812-14038-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 18 May 2012 812-13895-07
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 May 2012 31 Mar 2012 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 12 Mar 2012 812-13795-02
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A FORM 13F-HR, 4TH QUARTER 2011 FILING, FIRST TRUST ADVISORS 14 Feb 2012 31 Dec 2011 028-06487
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A FORM 13F-HR, 4TH QUARTER 2011 FILING, FIRST TRUST ADVISORS 14 Feb 2012 31 Dec 2011 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR, 4TH QUARTER 2011 FILING, FIRST TRUST ADVISORS 07 Feb 2012 31 Dec 2011 028-06487
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A FORM 13F-HR, 3RD QUARTER 2011 FILING, FIRST TRUST ADVISORS 10 Nov 2011 30 Sep 2011 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR, 3RD QUARTER 2011 FILING, FIRST TRUST ADVISORS 08 Nov 2011 30 Sep 2011 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 21 Oct 2011 812-13895-07
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 27 Sep 2011 27 Sep 2011 811-22528
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 09 Sep 2011 812-13795-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR, 2ND QUARTER 2011 FILING, FIRST TRUST ADVISORS 12 Aug 2011 30 Jun 2011 028-06487
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G HOLDINGS REPORT AMENDMENT 11 Jul 2011 005-82973
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G HOLDINGS REPORT AMENDMENT 10 Jun 2011 005-82973
13F-HR Open 13F-HR document View SEC filing for 13F-HR FORM 13F-HR, 1ST QUARTER 2011 FILING, FIRST TRUST ADVISORS 12 May 2011 31 Mar 2011 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 29 Apr 2011 812-13895-07
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 15 Apr 2011 812-13762-02
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G HOLDINGS REPORT AMENDMENT 14 Feb 2011 005-82973
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A AMENDMENT TO FORM 13F-HR, 4TH QUARTER 2010 FILING, FIRST TRUST ADVISORS 11 Feb 2011 31 Dec 2010 028-06487
13F-HR Open 13F-HR document View SEC filing for 13F-HR INITIAL QUARTERLY FORM 13F HOLDINGS REPORT FILED BY INSTITUTIONAL MANAGERS 09 Feb 2011 31 Dec 2010 028-06487
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 07 Jan 2011 812-13795-02
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G HOLDINGS REPORT 10 Dec 2010 005-82973
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G HOLDINGS REPORT AMENDMENT 10 Dec 2010 005-82973
13F-HR Open 13F-HR document View SEC filing for 13F-HR 3RD QUARTER 2010 FILING, FIRST TRUST ADVISORS 10 Nov 2010 30 Sep 2010 028-06487
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G HOLDINGS REPORT 10 Nov 2010 005-82973
3 Open 3 document View SEC filing for 3 FORM 3 27 Sep 2010 27 Sep 2010 811-22442
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A APPLICATION FOR EXEMPTIVE RELIEF 13 Sep 2010 812-13762-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 2ND QUARTER 2010 FILING, FIRST TRUST ADVISORS 12 Aug 2010 12 Aug 2010 028-06487
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 15 Jul 2010 812-13795-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 1ST QUARTER 2010 FILING, FIRST TRUST ADVISORS 11 May 2010 31 Mar 2010 028-06487
APP WD Open APP WD document View SEC filing for APP WD REQUEST FOR WITHDRAWAL 21 Apr 2010 812-13697-02
40-APP Open 40-APP document View SEC filing for 40-APP APPLICATION FOR EXEMPTIVE RELIEF 26 Mar 2010 812-13762-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDED APPLICATION 05 Mar 2010 812-13697-02
13F-HR Open 13F-HR document View SEC filing for 13F-HR 4TH QUARTER 2009 FILING, FIRST TRUST ADVISORS 08 Feb 2010 31 Dec 2009 028-06487

About this filer

FIRST TRUST ADVISORS LP files with the SEC under CIK 0001125816. This page aggregates EDGAR filings and related ownership activity.

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What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
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New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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