Stephen A. Kaplan SEC EDGAR Filings (CIK 0001142409)

SEC EDGAR filings, ownership reports, and insider transactions for Stephen A. Kaplan.

Business address
333 South Grand Avenue, 28 Th Floor, Los Angeles, CA, 90071
Top holdings (ownership)
TSQ
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Stephen A. Kaplan has filed 82 SEC EDGAR filings since 10 Jun 2003

Latest Filings

Recent SEC filings for Stephen A. Kaplan including 4, 3, 4/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 16 Jan 2026 14 Jan 2026 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 26 Aug 2025 22 Aug 2025 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 13 Aug 2025 11 Aug 2025 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 08 Jan 2025 02 Jan 2025 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 24 Sep 2024 20 Sep 2024 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 19 Jan 2024 17 Jan 2024 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 20 Jan 2023 18 Jan 2023 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 16 Feb 2022 14 Feb 2022 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 23 Dec 2020 21 Dec 2020 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 20 Nov 2019 18 Nov 2019 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 13 Nov 2018 08 Nov 2018 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 20 Aug 2018 17 Aug 2018 001-36558
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Feb 2018 28 Feb 2018 001-31315
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Jan 2018 10 Jan 2018 001-31315
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Aug 2017 25 Aug 2017 001-31315
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 07 Jun 2017 07 Jun 2017 001-37826
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 May 2017 23 May 2017 001-37826
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Jan 2017 11 Jan 2017 001-31315
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Nov 2016 16 Nov 2016 001-35500
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 14 Jul 2016 14 Jul 2016 001-37826
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 15 Mar 2016 11 Mar 2016 001-36558
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Mar 2016 08 Mar 2016 001-36558
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Jan 2016 13 Jan 2016 001-31315
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Nov 2015 19 Nov 2015 001-35500
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 18 Nov 2015 16 Nov 2015 001-35500
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Mar 2015 11 Mar 2015 001-35500
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Mar 2015 06 Mar 2015 001-35500
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Jan 2015 28 Jan 2015 001-31315
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Aug 2014 11 Aug 2014 001-36558
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Aug 2014 31 Jul 2014 001-36558
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 30 Jul 2014 28 Jul 2014 001-36558
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Jul 2014 25 Jul 2014 001-36558
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 23 Jul 2014 23 Jul 2014 001-36558
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Mar 2014 10 Mar 2014 001-35500
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Jan 2014 08 Jan 2014 001-31315
4 Open 4 document View SEC filing for 4 FORM 4 22 Nov 2013 20 Nov 2013 001-35500
4 Open 4 document View SEC filing for 4 FORM 4 07 Jun 2013 05 Jun 2013 001-35500
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Jan 2013 09 Jan 2013 001-31315
4 Open 4 document View SEC filing for 4 FORM 4 19 Apr 2012 17 Apr 2012 001-35500
3 Open 3 document View SEC filing for 3 FORM 3 11 Apr 2012 09 Apr 2012 001-35500
4/A Open 4/A document View SEC filing for 4/A PRIMARY DOCUMENT 18 Jan 2012 11 Jan 2012 001-31315
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Jan 2012 11 Jan 2012 001-31315
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 14 Jan 2011 12 Jan 2011 001-31315
4 Open 4 document View SEC filing for 4 MAIN DOCUMENT DESCRIPTION 30 Apr 2010 27 Apr 2010 000-29079
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 30 Apr 2010 27 Apr 2010 000-29079
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Jan 2010 13 Jan 2010 001-31315

About this filer

Stephen A. Kaplan files with the SEC under CIK 0001142409. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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