James Oates

Business address
C/O Investors Financial Services Corp, 200 Clarendon St, Boston, MA, 02116
Top holdings (ownership)
SF
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James Oates has filed 150 SEC EDGAR filings since 16 Jan 2003

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing FORM 4 SUBMISSION 03 Jun 2021 02 Jun 2021 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 28 May 2021 26 May 2021 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 24 Feb 2021 22 Feb 2021 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 14 Jan 2021 12 Jan 2021 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 10 Nov 2020 09 Nov 2020 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 09 Jun 2020 05 Jun 2020 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 02 Jun 2020 29 May 2020 001-09305
5 Open Document Open Filing FORM 5 SUBMISSION 13 Feb 2020 31 Dec 2019 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 06 Jan 2020 02 Jan 2020 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 23 Dec 2019 20 Dec 2019 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 07 Jun 2019 05 Jun 2019 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 10 May 2019 09 May 2019 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 04 Jan 2019 02 Jan 2019 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 27 Sep 2018 25 Sep 2018 001-09305
4 Open Document Open Filing FORM 4 SUBMISSION 07 Aug 2018 07 Aug 2018 001-09305
4 Open Document Open Filing PRIMARY DOCUMENT 08 Jun 2018 06 Jun 2018 001-09305
4 Open Document Open Filing FORM 4 13 Apr 2018 17 Jul 2017 811-22608
4 Open Document Open Filing FORM 4 13 Apr 2018 17 Jul 2017 811-04739
5 Open Document Open Filing PRIMARY DOCUMENT 13 Feb 2018 31 Dec 2017 001-09305
4 Open Document Open Filing PRIMARY DOCUMENT 03 Jan 2018 29 Dec 2017 001-09305
4 Open Document Open Filing PRIMARY DOCUMENT 14 Nov 2017 10 Nov 2017 001-09305
4 Open Document Open Filing FORM 4 02 Aug 2017 31 Jul 2017 811-22958
4 Open Document Open Filing PRIMARY DOCUMENT 09 Jun 2017 07 Jun 2017 001-09305
4 Open Document Open Filing FORM 4 11 Jan 2017 11 Jan 2017 811-05620
4 Open Document Open Filing PRIMARY DOCUMENT 04 Jan 2017 30 Dec 2016 001-09305
4 Open Document Open Filing PRIMARY DOCUMENT 05 Dec 2016 05 Dec 2016 001-09305
4 Open Document Open Filing PRIMARY DOCUMENT 23 Nov 2016 22 Nov 2016 001-09305
3 Open Document Open Filing 03 Aug 2016 28 Jul 2016 811-05620
3 Open Document Open Filing 03 Aug 2016 28 Jul 2016 811-04739
4 Open Document Open Filing PRIMARY DOCUMENT 17 Jun 2016 15 Jun 2016 001-09305
4 Open Document Open Filing 07 Jun 2016 06 Jun 2016 811-22958
4 Open Document Open Filing 17 May 2016 16 May 2016 811-22958
5 Open Document Open Filing PRIMARY DOCUMENT 10 Feb 2016 31 Dec 2015 001-09305
4 Open Document Open Filing PRIMARY DOCUMENT 26 Jan 2016 22 Jan 2016 001-09305
4 Open Document Open Filing 07 Dec 2015 04 Dec 2015 811-22958
4 Open Document Open Filing PRIMARY DOCUMENT 12 Jun 2015 10 Jun 2015 001-09305
5 Open Document Open Filing PRIMARY DOCUMENT 10 Feb 2015 31 Dec 2014 001-09305
4 Open Document Open Filing PRIMARY DOCUMENT 23 Jan 2015 22 Jan 2015 001-09305
4 Open Document Open Filing 05 Nov 2014 04 Nov 2014 811-22958
4 Open Document Open Filing PRIMARY DOCUMENT 12 Jun 2014 11 Jun 2014 001-09305
4 Open Document Open Filing PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-04173
4 Open Document Open Filing PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-21202
4 Open Document Open Filing PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-21131
4 Open Document Open Filing PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-21287
4 Open Document Open Filing PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-05908
4 Open Document Open Filing PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-04186
4 Open Document Open Filing PRIMARY DOCUMENT 27 Jan 2014 24 Jan 2014 001-09305