James Oates SEC EDGAR Filings (CIK 0001180238)

SEC EDGAR filings, ownership reports, and insider transactions for James Oates.

Business address
C/O Investors Financial Services Corp, 200 Clarendon St, Boston, MA, 02116
Top holdings (ownership)
SF
⭐ Add to watchlist ⭐
Get insider transactions for this reporting owner
James Oates has filed 150 SEC EDGAR filings since 16 Jan 2003

Latest Filings

Recent SEC filings for James Oates including 4, 5, 3 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Jun 2021 02 Jun 2021 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 May 2021 26 May 2021 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Feb 2021 22 Feb 2021 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 14 Jan 2021 12 Jan 2021 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 10 Nov 2020 09 Nov 2020 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Jun 2020 05 Jun 2020 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Jun 2020 29 May 2020 001-09305
5 Open 5 document View SEC filing for 5 FORM 5 SUBMISSION 13 Feb 2020 31 Dec 2019 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 06 Jan 2020 02 Jan 2020 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Dec 2019 20 Dec 2019 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 07 Jun 2019 05 Jun 2019 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 10 May 2019 09 May 2019 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Jan 2019 02 Jan 2019 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Sep 2018 25 Sep 2018 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 07 Aug 2018 07 Aug 2018 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 Jun 2018 06 Jun 2018 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 13 Apr 2018 17 Jul 2017 811-22608
4 Open 4 document View SEC filing for 4 FORM 4 13 Apr 2018 17 Jul 2017 811-04739
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 13 Feb 2018 31 Dec 2017 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Jan 2018 29 Dec 2017 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 14 Nov 2017 10 Nov 2017 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 02 Aug 2017 31 Jul 2017 811-22958
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 09 Jun 2017 07 Jun 2017 001-09305
4 Open 4 document View SEC filing for 4 FORM 4 11 Jan 2017 11 Jan 2017 811-05620
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Jan 2017 30 Dec 2016 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 05 Dec 2016 05 Dec 2016 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Nov 2016 22 Nov 2016 001-09305
3 Open 3 document View SEC filing for 3 03 Aug 2016 28 Jul 2016 811-05620
3 Open 3 document View SEC filing for 3 03 Aug 2016 28 Jul 2016 811-04739
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Jun 2016 15 Jun 2016 001-09305
4 Open 4 document View SEC filing for 4 07 Jun 2016 06 Jun 2016 811-22958
4 Open 4 document View SEC filing for 4 17 May 2016 16 May 2016 811-22958
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 10 Feb 2016 31 Dec 2015 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 26 Jan 2016 22 Jan 2016 001-09305
4 Open 4 document View SEC filing for 4 07 Dec 2015 04 Dec 2015 811-22958
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Jun 2015 10 Jun 2015 001-09305
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 10 Feb 2015 31 Dec 2014 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Jan 2015 22 Jan 2015 001-09305
4 Open 4 document View SEC filing for 4 05 Nov 2014 04 Nov 2014 811-22958
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Jun 2014 11 Jun 2014 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-04173
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-21202
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-21131
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-21287
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-05908
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Feb 2014 10 Feb 2014 811-04186
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Jan 2014 24 Jan 2014 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Nov 2013 25 Nov 2013 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Nov 2013 18 Nov 2013 811-04173
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Nov 2013 18 Nov 2013 811-21202
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Nov 2013 18 Nov 2013 811-21131
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Nov 2013 18 Nov 2013 811-21287
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Sep 2013 17 Sep 2013 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Aug 2013 06 Aug 2013 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Jun 2013 12 Jun 2013 001-09305
3 Open 3 document View SEC filing for 3 15 May 2013 13 May 2013 811-21680
3 Open 3 document View SEC filing for 3 15 May 2013 13 May 2013 811-22608
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Mar 2013 06 Jun 2012 001-09305
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 12 Feb 2013 31 Dec 2012 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 Jan 2013 24 Jan 2013 001-09305
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-04173
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-04186
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-22441
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-22056
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-21416
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-05908
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-08568
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-21287
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-21202
3 Open 3 document View SEC filing for 3 FORM 3 11 Dec 2012 01 Dec 2012 811-21131
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Feb 2012 21 Feb 2012 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Jan 2012 26 Jan 2012 811-21680
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Jan 2012 17 Jan 2012 001-09305
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Dec 2011 09 Dec 2011 811-21680
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Jun 2011 01 Jun 2011 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 May 2011 18 May 2011 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Mar 2011 14 Mar 2011 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Feb 2011 18 Feb 2011 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Jan 2011 19 Jan 2011 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Aug 2010 27 Aug 2010 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Apr 2010 23 Apr 2010 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Mar 2010 17 Mar 2010 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Feb 2010 08 Feb 2010 001-09305
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Jan 2010 20 Jan 2010 001-09305

About this filer

James Oates files with the SEC under CIK 0001180238. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

Related pages