Kathryn E. Falberg

Entity
Individual
Business address
C/O Axovant Sciences, Inc., 320 West 37 Th Street, 5 Th Floor, 10018 New York, NY
Insider ownership signature
/s/ Carolyn Tang, Attorney-in-Fact
All SEC filings
View on sec.gov
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Kathryn E. Falberg has filed 139 SEC EDGAR filings since 3/4/2004

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing FORM 4 Jun 12, 2025 Jun 10, 2025 001-38419
4 Open Document Open Filing FORM 4 May 29, 2025 May 27, 2025 001-37879
4 Open Document Open Filing May 23, 2025 May 21, 2025 001-39351
4 Open Document Open Filing FORM 4 Apr 17, 2025 Apr 15, 2025 001-37879
4 Open Document Open Filing Sep 5, 2024 Sep 3, 2024 001-39351
4 Open Document Open Filing FORM 4 Aug 15, 2024 Aug 13, 2024 001-37879
144 Open Document Open Filing Aug 13, 2024
4 Open Document Open Filing FORM 4 Jun 7, 2024 Jun 6, 2024 001-38419
4 Open Document Open Filing FORM 4 May 30, 2024 May 28, 2024 001-37879
4 Open Document Open Filing FORM 4 Mar 12, 2024 Mar 8, 2024 001-37879
144 Open Document Open Filing Mar 8, 2024
4 Open Document Open Filing FORM 4 SUBMISSION Jun 16, 2023 Jun 15, 2023 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION May 30, 2023 May 25, 2023 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION May 17, 2023 May 15, 2023 001-39351
4/A Open Document Open Filing FORM 4/A SUBMISSION Feb 9, 2023 Feb 6, 2023 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Feb 8, 2023 Feb 6, 2023 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Dec 5, 2022 Nov 30, 2022 001-39351
4/A Open Document Open Filing FORM 4/A SUBMISSION Jun 28, 2022 May 16, 2022 001-39351
4 Open Document Open Filing FORM 4 Jun 16, 2022 Jun 15, 2022 001-38558
4 Open Document Open Filing FORM 4 SUBMISSION Jun 16, 2022 Jun 14, 2022 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION May 31, 2022 May 26, 2022 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION May 18, 2022 May 16, 2022 001-39351
4 Open Document Open Filing FORM 4 SUBMISSION Nov 23, 2021 Nov 19, 2021 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Nov 2, 2021 Oct 29, 2021 001-39351
4 Open Document Open Filing FORM 4 Jun 11, 2021 Jun 10, 2021 001-38558
4 Open Document Open Filing FORM 4 SUBMISSION Jun 9, 2021 Jun 7, 2021 001-38079
4 Open Document Open Filing FORM 4 SUBMISSION Jun 7, 2021 Jun 3, 2021 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION Jun 1, 2021 May 27, 2021 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Apr 2, 2021 Mar 31, 2021 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION Feb 12, 2021 Feb 10, 2021 001-39351
3 Open Document Open Filing FORM 3 SUBMISSION Feb 12, 2021 Feb 10, 2021 001-39351
4 Open Document Open Filing FORM 4 SUBMISSION Nov 23, 2020 Nov 19, 2020 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Oct 14, 2020 Oct 10, 2020 001-37519
4 Open Document Open Filing FORM 4 Jun 15, 2020 Jun 11, 2020 001-38558
4 Open Document Open Filing FORM 4 SUBMISSION Jun 10, 2020 Jun 8, 2020 001-38079
4 Open Document Open Filing FORM 4 SUBMISSION Jun 8, 2020 Jun 4, 2020 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION May 29, 2020 May 27, 2020 001-37519
4 Open Document Open Filing FORM 4 SUBMISSION May 28, 2020 May 26, 2020 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Nov 13, 2019 Nov 11, 2019 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Jun 14, 2019 Jun 13, 2019 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION Jun 13, 2019 Jun 11, 2019 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION Jun 11, 2019 Jun 7, 2019 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION Jun 10, 2019 Jun 6, 2019 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION Jun 5, 2019 Jun 3, 2019 001-38079
4 Open Document Open Filing FORM 4 Jun 4, 2019 May 31, 2019 001-38558
4 Open Document Open Filing FORM 4 SUBMISSION May 28, 2019 May 23, 2019 001-37519
4 Open Document Open Filing FORM 4 SUBMISSION May 2, 2019 Apr 30, 2019 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Mar 13, 2019 Mar 11, 2019 001-37879
3 Open Document Open Filing FORM 3 SUBMISSION Jan 10, 2019 Jan 1, 2019 001-38079
4 Open Document Open Filing FORM 4 SUBMISSION Nov 30, 2018 Sep 21, 2018 001-37879
4 Open Document Open Filing FORM 4 Jul 2, 2018 Jul 2, 2018 001-38558
3 Open Document Open Filing FORM 3 Jun 27, 2018 Jun 27, 2018 001-38558
4 Open Document Open Filing FORM 4 SUBMISSION May 24, 2018 May 23, 2018 001-37519
4 Open Document Open Filing FORM 4 SUBMISSION May 7, 2018 May 3, 2018 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Mar 19, 2018 Mar 19, 2018 001-38419
3 Open Document Open Filing FORM 3 SUBMISSION Mar 14, 2018 Mar 14, 2018 001-38419
4 Open Document Open Filing FORM 4 SUBMISSION Feb 26, 2018 Feb 26, 2018 001-37519
4 Open Document Open Filing FORM 4 SUBMISSION Jul 24, 2017 Jul 20, 2017 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Jun 16, 2017 Jun 15, 2017 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION May 30, 2017 May 25, 2017 001-37519
4 Open Document Open Filing FORM 4 May 16, 2017 May 15, 2017 001-37418
4 Open Document Open Filing FORM 4 SUBMISSION Apr 19, 2017 Apr 17, 2017 001-37418
3 Open Document Open Filing FORM 3 SUBMISSION Apr 11, 2017 Apr 7, 2017 001-37418
4 Open Document Open Filing FORM 4 SUBMISSION Mar 3, 2017 Mar 1, 2017 001-37879
4 Open Document Open Filing FORM 4 - Nov 16, 2016 Nov 14, 2016 001-37879
4 Open Document Open Filing FORM 4 SUBMISSION Sep 30, 2016 Sep 28, 2016 001-32836
3 Open Document Open Filing 3 Sep 20, 2016 Sep 20, 2016 001-37879
4/A Open Document Open Filing FORM 4/A Sep 1, 2016 Jul 15, 2016 000-26727
4 Open Document Open Filing FORM 4 Jul 19, 2016 Jul 15, 2016 000-26727
3 Open Document Open Filing FORM 3 Jul 19, 2016 Jul 15, 2016 000-26727
4 Open Document Open Filing FORM 4 SUBMISSION Jun 23, 2016 Jun 22, 2016 001-32836
4 Open Document Open Filing FORM 4 SUBMISSION May 27, 2016 May 25, 2016 001-37519
4 Open Document Open Filing FORM 4 SUBMISSION May 26, 2016 May 24, 2016 001-37378
4 Open Document Open Filing FORM 4 - May 6, 2016 May 4, 2016 001-32335
4 Open Document Open Filing FORM 4 SUBMISSION Jan 29, 2016 Jan 27, 2016 001-37378
4 Open Document Open Filing FORM 4 - Jan 14, 2016 Jan 13, 2016 001-32335
4 Open Document Open Filing FORM 4 SUBMISSION Aug 11, 2015 Aug 11, 2015 001-37519
3 Open Document Open Filing FORM 3 SUBMISSION Aug 5, 2015 Aug 5, 2015 001-37519
4 Open Document Open Filing FORM 4 SUBMISSION Jul 10, 2015 Jul 8, 2015 001-37378
4 Open Document Open Filing FORM 4 SUBMISSION Jun 18, 2015 Jun 16, 2015 001-32836
4 Open Document Open Filing FORM 4 May 7, 2015 May 6, 2015 001-32335
3 Open Document Open Filing FORM 3 SUBMISSION May 6, 2015 May 6, 2015 001-37378
4 Open Document Open Filing FORM 4 SUBMISSION Mar 2, 2015 Feb 27, 2015 001-32836
4 Open Document Open Filing ANNUAL RSU AND OPTION GRANT Jul 1, 2014 Jun 27, 2014 001-32836
4 Open Document Open Filing FORM 4 May 14, 2014 May 13, 2014 001-32335
4 Open Document Open Filing PRIMARY DOCUMENT Mar 6, 2014 Mar 5, 2014 001-33500
4 Open Document Open Filing PRIMARY DOCUMENT Feb 27, 2014 Feb 26, 2014 001-33500
4 Open Document Open Filing PRIMARY DOCUMENT Feb 14, 2014 Feb 12, 2014 001-33500
4 Open Document Open Filing PRIMARY DOCUMENT Jan 10, 2014 Jan 8, 2014 001-33500