Neuberger Berman Investment Advisers LLC

Entity
Company
Business address
1290 Avenue Of The Americas, 26 Th Floor, 10104 New York, NY
Phone
6464974663
Fiscal year end
December 31
Former names
Neuberger Berman Fixed Income LLC (to 8/6/2010), LINCOLN CAPITAL FIXED INCOME MANAGEMENT CO LLC (to 12/27/2004)
Signature 13F
Brad E. Cetron - Managing Director
Signature Ownership
/s/ Brian Kerrane, Managing Director
All SEC filings
View on sec.gov
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Neuberger Berman Investment Advisers LLC has filed 129 SEC EDGAR filings since 4/28/2003

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
N-PX Open Document Open Filing Aug 29, 2025 Jun 30, 2025 028-17085
3 Open Document Open Filing FORM 3 Aug 19, 2025 Aug 19, 2025 811-24037
13F-NT Open Document Open Filing Aug 13, 2025 Jun 30, 2025 028-17085
40-APP/A Open Document Open Filing NB ETF SHARE CLASS EXEMPTIVE APP 3RD MB APP Jun 23, 2025 812-15751
40-APP Open Document Open Filing 40-APP Jun 13, 2025 812-15831-166
4 Open Document Open Filing May 29, 2025 May 27, 2025 001-39272
13F-NT Open Document Open Filing May 13, 2025 Mar 31, 2025 028-17085
40-APP Open Document Open Filing FORM 40-APP Apr 10, 2025 812-15751
13F-NT Open Document Open Filing Feb 13, 2025 Dec 31, 2024 028-17085
APP WDG Open Document Open Filing Dec 4, 2024 812-15572
4 Open Document Open Filing Nov 22, 2024 Nov 20, 2024 001-41453
13F-NT Open Document Open Filing Nov 14, 2024 Sep 30, 2024 028-17085
N-PX Open Document Open Filing Aug 30, 2024 Jun 30, 2024 028-17085
13F-NT Open Document Open Filing Aug 13, 2024 Jun 30, 2024 028-17085
13F-NT Open Document Open Filing May 13, 2024 Mar 31, 2024 028-17085
40-APP Open Document Open Filing FORM 40-APP May 9, 2024 812-15572
13F-NT Open Document Open Filing Feb 9, 2024 Dec 31, 2023 028-17085
3 Open Document Open Filing Dec 8, 2023 Dec 1, 2023 811-23889
13F-NT Open Document Open Filing Nov 14, 2023 Sep 30, 2023 028-17085
13F-NT Open Document Open Filing Aug 11, 2023 Jun 30, 2023 028-17085
13F-NT Open Document Open Filing May 12, 2023 Mar 31, 2023 028-17085
4 Open Document Open Filing Apr 26, 2023 Apr 24, 2023 001-41453
4 Open Document Open Filing Mar 29, 2023 Mar 27, 2023 001-39272
13F-NT Open Document Open Filing Feb 13, 2023 Dec 31, 2022 028-17085
4 Open Document Open Filing Feb 9, 2023 Feb 7, 2023 001-41453
4 Open Document Open Filing Jan 4, 2023 Dec 30, 2022 001-39272
40-6B/A Open Document Open Filing Dec 29, 2022 813-00396
13F-NT Open Document Open Filing Nov 14, 2022 Sep 30, 2022 028-17085
4 Open Document Open Filing FORM 4 Oct 21, 2022 Oct 19, 2022 001-41453
4 Open Document Open Filing Oct 14, 2022 Oct 12, 2022 001-39272
40-APP/A Open Document Open Filing 40-APP/A Sep 22, 2022 812-15378-134
4 Open Document Open Filing FORM 4 Sep 20, 2022 Sep 16, 2022 001-41453
4 Open Document Open Filing FORM 4 Aug 31, 2022 Aug 29, 2022 001-41453
4 Open Document Open Filing FORM 4 Aug 26, 2022 Aug 24, 2022 001-41453
13F-NT Open Document Open Filing Aug 15, 2022 Jun 30, 2022 028-17085
40-APP Open Document Open Filing 40-APP Aug 5, 2022 812-15378-134
3 Open Document Open Filing FORM 3 Aug 1, 2022 Jul 22, 2022 001-41453
4 Open Document Open Filing FORM 4 May 13, 2022 May 9, 2022 001-39272
13F-NT Open Document Open Filing May 13, 2022 Mar 31, 2022 028-17085
3 Open Document Open Filing INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Mar 11, 2022 Feb 14, 2022 811-23750
3 Open Document Open Filing INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Mar 11, 2022 Feb 14, 2022 811-23647
13F-NT Open Document Open Filing Feb 11, 2022 Dec 31, 2021 028-17085
4 Open Document Open Filing FORM 4 Nov 19, 2021 Nov 18, 2021 001-39272
40-APP/A Open Document Open Filing 40-APP/A Nov 18, 2021 812-15124-01
13F-NT Open Document Open Filing Nov 12, 2021 Sep 30, 2021 028-17085
4 Open Document Open Filing FORM 4 Sep 3, 2021 Sep 1, 2021 001-39272
13F-NT Open Document Open Filing Aug 13, 2021 Jun 30, 2021 028-17085
40-APP/A Open Document Open Filing 40-APP/A Aug 6, 2021 812-15124-01
4 Open Document Open Filing FORM 4 Jun 10, 2021 Jun 8, 2021 001-39272
40-6B/A Open Document Open Filing May 28, 2021 813-00396
3 Open Document Open Filing May 26, 2021 May 25, 2021 811-23635
13F-NT Open Document Open Filing May 13, 2021 Mar 31, 2021 028-17085
3 Open Document Open Filing FORM 3 Feb 16, 2021 Feb 4, 2021 001-39272
13F-NT Open Document Open Filing Feb 10, 2021 Dec 31, 2020 028-17085
40-APP/A Open Document Open Filing 40-APP/A Jan 22, 2021 812-15124-01
3 Open Document Open Filing INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Dec 15, 2020 Dec 15, 2020 811-23591
13F-NT Open Document Open Filing Nov 12, 2020 Sep 30, 2020 028-17085
40-APP/A Open Document Open Filing 40-APP/A Sep 11, 2020 812-15124-01
13F-NT Open Document Open Filing Aug 13, 2020 Jun 30, 2020 028-17085
40-APP Open Document Open Filing 40-APP Aug 7, 2020 812-15150-01
40-6B/A Open Document Open Filing May 14, 2020 813-00396
13F-NT Open Document Open Filing May 14, 2020 Mar 31, 2020 028-17085
40-APP Open Document Open Filing 40-APP Apr 17, 2020 812-15124-01
3 Open Document Open Filing PRIMARY DOCUMENT Feb 18, 2020 Feb 14, 2020 811-23365
3 Open Document Open Filing PRIMARY DOCUMENT Feb 18, 2020 Feb 14, 2020 811-23436
3 Open Document Open Filing PRIMARY DOCUMENT Feb 18, 2020 Feb 14, 2020 811-23442
3 Open Document Open Filing PRIMARY DOCUMENT Feb 18, 2020 Feb 14, 2020 811-23441
13F-NT Open Document Open Filing Feb 12, 2020 Dec 31, 2019 028-17085
13F-NT Open Document Open Filing Nov 13, 2019 Sep 30, 2019 028-17085
40-6B Open Document Open Filing Aug 22, 2019 813-00396
13F-NT Open Document Open Filing Aug 13, 2019 Jun 30, 2019 028-17085
DFAN14A Open Document Open Filing Jun 6, 2019
DFAN14A Open Document Open Filing Jun 3, 2019
DFAN14A Open Document Open Filing May 31, 2019
DFAN14A Open Document Open Filing May 29, 2019
DFAN14A Open Document Open Filing May 29, 2019
DFAN14A Open Document Open Filing May 13, 2019
13F-NT Open Document Open Filing May 13, 2019 Mar 31, 2019 028-17085
DEFN14A Open Document Open Filing May 13, 2019 May 13, 2019
CORRESP Open Document Open Filing May 3, 2019
PRRN14A Open Document Open Filing May 3, 2019
PREN14A Open Document Open Filing Apr 24, 2019 Apr 24, 2019
13F-NT Open Document Open Filing Feb 12, 2019 Dec 31, 2018 028-17085
13F-NT Open Document Open Filing Nov 13, 2018 Sep 30, 2018 028-17085
13F-NT Open Document Open Filing Aug 13, 2018 Jun 30, 2018 028-17085
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 22, 2017 811-23291
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 22, 2017 811-23292
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Apr 7, 2017 811-23315
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Apr 7, 2017 811-23290
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Apr 7, 2017 811-23245
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Dec 18, 2015 811-23176
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Dec 18, 2015 811-23171
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Dec 18, 2015 811-23170
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 6, 2015 811-22069
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 6, 2015 811-22816
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 6, 2015 811-22814
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 6, 2015 811-22815
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 6, 2015 811-22476
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 6, 2015 811-22475
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 6, 2015 811-22474
3 Open Document Open Filing PRIMARY DOCUMENT Jun 12, 2018 Aug 14, 2015 811-22386
13F-NT Open Document Open Filing May 8, 2018 Mar 31, 2018 028-17085
APP ORDR Open Document Open Filing Apr 16, 2018 812-14563-11
APP NTC Open Document Open Filing Apr 16, 2018 812-14563-11
13F-NT Open Document Open Filing Feb 14, 2018 Dec 31, 2017 028-17085
13F-NT Open Document Open Filing Nov 15, 2017 Sep 30, 2017 028-17085
13F-NT Open Document Open Filing Aug 8, 2017 Jun 30, 2017 028-17085
13F-NT Open Document Open Filing May 10, 2017 Mar 31, 2017 028-17085
40-APP/A Open Document Open Filing EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP A NO. 4 3-28-2017 Mar 28, 2017 812-14548-06
40-APP/A Open Document Open Filing EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP A NO 3 2-27-2017 Feb 27, 2017 812-14548-06
13F-NT Open Document Open Filing Feb 6, 2017 Dec 31, 2016 028-17085
40-APP/A Open Document Open Filing Dec 21, 2016 812-14563-11
13F-NT Open Document Open Filing Nov 2, 2016 Sep 30, 2016 028-17085
40-APP/A Open Document Open Filing Sep 23, 2016 812-14563-11
40-APP/A Open Document Open Filing EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP A NO. 2 9-20-2016 Sep 20, 2016 812-14548-06
13F-NT Open Document Open Filing Aug 5, 2016 Jun 30, 2016 028-17085
13F-NT Open Document Open Filing May 6, 2016 Mar 31, 2016 028-17085
40-APP/A Open Document Open Filing EXCELSIOR PRIVATE MARKETS FUND II (MASTER), LLC 40-APP/A 2-3-2016 Feb 4, 2016 812-14548-06
13F-NT Open Document Open Filing Jan 28, 2016 Dec 31, 2015 028-17085