RICHARD BAUM SEC EDGAR Filings (CIK 0001233547)

SEC EDGAR filings, ownership reports, and insider transactions for RICHARD BAUM.

Business address
572 Summit Ave, Mill Valley, CA, 94941
Top holdings (ownership)
RWT
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RICHARD BAUM has filed 37 SEC EDGAR filings since 07 May 2004

Latest Filings

Recent SEC filings for RICHARD BAUM including 4, 4/A.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 May 2022 16 May 2022 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 31 Aug 2021 27 Aug 2021 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 May 2021 24 May 2021 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 May 2021 20 May 2021 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Jun 2020 11 Jun 2020 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 May 2020 20 May 2020 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 May 2019 20 May 2019 001-13759
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 16 May 2019 15 May 2019 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 May 2018 21 May 2018 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 May 2017 22 May 2017 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 May 2017 18 May 2017 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 May 2016 16 May 2016 001-13759
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 May 2016 02 May 2016 001-13759
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 21 Jul 2015 01 May 2015 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 May 2015 19 May 2015 001-13759
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 May 2015 01 May 2015 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 May 2014 20 May 2014 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 May 2014 01 May 2014 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 May 2013 16 May 2013 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 May 2013 01 May 2013 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 May 2012 17 May 2012 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Nov 2011 22 Nov 2011 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 May 2011 17 May 2011 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 May 2010 18 May 2010 001-13759
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 May 2010 11 May 2010 001-13759

About this filer

RICHARD BAUM files with the SEC under CIK 0001233547. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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