OTA LLC SEC EDGAR Filings (CIK 0001268580)

SEC EDGAR filings, ownership reports, and insider transactions for OTA LLC.

Business address
One Manhattanville Rd, Purchase, NY, 10577
State of incorporation
DE
Fiscal year end
31 December
OTA LLC has filed 75 SEC EDGAR filings since 15 Feb 2005

Latest Filings

Recent SEC filings for OTA LLC including 13F-NT, 13F-HR, SC 13G and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Aug 2023 30 Jun 2023 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 May 2023 31 Mar 2023 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Feb 2023 31 Dec 2022 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Oct 2022 30 Sep 2022 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Jul 2022 30 Jun 2022 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 19 Apr 2022 31 Mar 2022 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Jan 2022 31 Dec 2021 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Oct 2021 30 Sep 2021 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Jul 2021 30 Jun 2021 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Apr 2021 31 Mar 2021 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 20 Jan 2021 31 Dec 2020 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Oct 2020 30 Sep 2020 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Jul 2020 30 Jun 2020 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Apr 2020 31 Mar 2020 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 21 Jan 2020 31 Dec 2019 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Oct 2019 30 Sep 2019 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 22 Jul 2019 30 Jun 2019 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Apr 2019 31 Mar 2019 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 24 Jan 2019 31 Dec 2018 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 19 Oct 2018 30 Sep 2018 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Jul 2018 30 Jun 2018 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 19 Apr 2018 31 Mar 2018 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 22 Feb 2018 31 Dec 2017 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 20 Oct 2017 30 Sep 2017 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Jul 2017 30 Jun 2017 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Apr 2017 31 Mar 2017 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 26 Jan 2017 31 Dec 2016 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 Oct 2016 30 Sep 2016 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Aug 2016 30 Jun 2016 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 May 2016 31 Mar 2016 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2016 31 Dec 2015 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Jul 2015 30 Jun 2015 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 May 2015 31 Mar 2015 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2015 31 Dec 2014 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Nov 2014 30 Sep 2014 028-11280
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2014 30 Jun 2014 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 30 Apr 2014 31 Mar 2014 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Feb 2014 31 Dec 2013 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2013 30 Sep 2013 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2013 30 Jun 2013 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 1ST QUARTER 2013 14 May 2013 31 Mar 2013 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 4TH QUARTER 2012 12 Feb 2013 31 Dec 2012 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 3RD QUARTER 2012 13 Nov 2012 30 Sep 2012 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 2ND QUARTER 2012 10 Aug 2012 30 Jun 2012 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 1ST QUARTER 2012 10 May 2012 31 Mar 2012 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 4TH QUARTER 2011 10 Feb 2012 31 Dec 2011 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 3RD QUARTER 2011 10 Nov 2011 30 Sep 2011 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 2ND QUARTER 2011 11 Aug 2011 30 Jun 2011 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 1ST QUARTER 2011 13 May 2011 31 Mar 2011 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 4TH QUARTER 2010 14 Feb 2011 31 Dec 2010 028-11280
SC 13G Open SC 13G document View SEC filing for SC 13G FORM 13G QIAO XING UNIVERSAL TELEPHONE, INC 10 Feb 2011
SC 13G Open SC 13G document View SEC filing for SC 13G FORM 13G ROCKWELL MEDICAL TECHNOLOGIES, INC. 10 Feb 2011
SC 13G Open SC 13G document View SEC filing for SC 13G FORM 13G MZT HOLDINGS, INC. 10 Feb 2011
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 3RD QUARTER 2010 12 Nov 2010 30 Sep 2010 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 2ND QUARTER 2010 12 Aug 2010 30 Jun 2010 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 1ST QUARTER 2010 12 May 2010 31 Mar 2010 028-11280
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13F-NT OTA LLC 4TH QUARTER 2009 08 Feb 2010 31 Dec 2009 028-11280
SC 13G Open SC 13G document View SEC filing for SC 13G FORM 13G MZT HOLDINGS, INC. 05 Feb 2010
SC 13G Open SC 13G document View SEC filing for SC 13G FORM 13G ROCKWELL MEDICAL TECHNOLOGIES, INC. 05 Feb 2010
SC 13G Open SC 13G document View SEC filing for SC 13G FORM 13G QIAO XING UNIVERSAL TELEPHONE, INC 05 Feb 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FORM 13G SPECTRUM PHARMACEUTICALS INC 08 Jan 2010
SC 13G Open SC 13G document View SEC filing for SC 13G FORM 13G SPECTRUM PHARMACEUTICALS INC 08 Jan 2010

About this filer

OTA LLC files with the SEC under CIK 0001268580. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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