Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
---|---|---|---|---|---|---|
N-PX | Open Document | Open Filing | Aug 29, 2025 | Jun 30, 2025 | 028-13773 | |
13F-HR | Open Document | Open Filing | Aug 14, 2025 | Jun 30, 2025 | 028-13773 | |
13F-HR | Open Document | Open Filing | May 15, 2025 | Mar 31, 2025 | 028-13773 | |
4 | Open Document | Open Filing | Apr 10, 2025 | Apr 8, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Apr 7, 2025 | Apr 3, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Apr 2, 2025 | Mar 31, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Mar 28, 2025 | Mar 26, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Mar 25, 2025 | Mar 21, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Mar 20, 2025 | Mar 18, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Mar 6, 2025 | Mar 4, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Mar 3, 2025 | Feb 27, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Feb 14, 2025 | Feb 12, 2025 | 000-11634 | |
13F-HR | Open Document | Open Filing | Feb 14, 2025 | Dec 31, 2024 | 028-13773 | |
4 | Open Document | Open Filing | Feb 10, 2025 | Feb 6, 2025 | 001-37648 | |
4 | Open Document | Open Filing | Jan 28, 2025 | Jan 27, 2025 | 001-12830 | |
4 | Open Document | Open Filing | Jan 16, 2025 | Jan 14, 2025 | 000-11634 | |
4 | Open Document | Open Filing | Dec 18, 2024 | Dec 16, 2024 | 000-11634 | |
13F-HR | Open Document | Open Filing | Nov 14, 2024 | Sep 30, 2024 | 028-13773 | |
4 | Open Document | Open Filing | Oct 4, 2024 | Oct 2, 2024 | 001-37648 | |
N-PX | Open Document | Open Filing | Aug 30, 2024 | Jun 30, 2024 | 028-13773 | |
13F-HR | Open Document | Open Filing | Aug 14, 2024 | Jun 30, 2024 | 028-13773 | |
13F-HR | Open Document | Open Filing | May 15, 2024 | Mar 31, 2024 | 028-13773 | |
4 | Open Document | Open Filing | May 13, 2024 | May 9, 2024 | 000-11634 | |
4 | Open Document | Open Filing | Apr 15, 2024 | Apr 11, 2024 | 001-37648 | |
13F-HR | Open Document | Open Filing | Feb 14, 2024 | Dec 31, 2023 | 028-13773 | |
4 | Open Document | Open Filing | Feb 8, 2024 | Feb 6, 2024 | 001-12830 | |
4 | Open Document | Open Filing | Jan 10, 2024 | Jan 8, 2024 | 000-11634 | |
4 | Open Document | Open Filing | Jan 5, 2024 | Jan 3, 2024 | 000-11634 | |
4 | Open Document | Open Filing | Nov 30, 2023 | Nov 28, 2023 | 000-11634 | |
4 | Open Document | Open Filing | Nov 14, 2023 | Nov 10, 2023 | 000-11634 | |
13F-HR | Open Document | Open Filing | Nov 14, 2023 | Sep 30, 2023 | 028-13773 | |
4 | Open Document | Open Filing | Nov 9, 2023 | Nov 7, 2023 | 000-11634 | |
4 | Open Document | Open Filing | Nov 6, 2023 | Nov 2, 2023 | 000-11634 | |
4 | Open Document | Open Filing | Oct 6, 2023 | Oct 4, 2023 | 000-11634 | |
4 | Open Document | Open Filing | Sep 21, 2023 | Sep 19, 2023 | 000-11634 | |
4 | Open Document | Open Filing | Sep 7, 2023 | Sep 5, 2023 | 000-11634 | |
13F-HR | Open Document | Open Filing | Aug 14, 2023 | Jun 30, 2023 | 028-13773 | |
13F-HR | Open Document | Open Filing | May 15, 2023 | Mar 31, 2023 | 028-13773 | |
4 | Open Document | Open Filing | Apr 5, 2023 | Apr 3, 2023 | 001-37648 | |
13F-HR | Open Document | Open Filing | Feb 14, 2023 | Dec 31, 2022 | 028-13773 | |
4 | Open Document | Open Filing | Dec 29, 2022 | Dec 27, 2022 | 000-11634 | |
13F-HR | Open Document | Open Filing | Nov 14, 2022 | Sep 30, 2022 | 028-13773 | |
13F-HR | Open Document | Open Filing | Aug 15, 2022 | Jun 30, 2022 | 028-13773 | |
13F-HR | Open Document | Open Filing | May 16, 2022 | Mar 31, 2022 | 028-13773 | |
4 | Open Document | Open Filing | Apr 15, 2022 | Apr 13, 2022 | 001-37648 | |
4 | Open Document | Open Filing | Mar 25, 2022 | Mar 23, 2022 | 001-12830 | |
13F-HR | Open Document | Open Filing | Feb 14, 2022 | Dec 31, 2021 | 028-13773 | |
13F-HR | Open Document | Open Filing | Nov 15, 2021 | Sep 30, 2021 | 028-13773 | |
4 | Open Document | Open Filing | Oct 1, 2021 | Oct 1, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Sep 24, 2021 | Sep 23, 2021 | 001-37648 | |
13F-HR | Open Document | Open Filing | Aug 16, 2021 | Jun 30, 2021 | 028-13773 | |
4 | Open Document | Open Filing | Jul 2, 2021 | Jul 1, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Jun 28, 2021 | Jun 24, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Jun 21, 2021 | Jun 16, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Jun 15, 2021 | Jun 11, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Jun 1, 2021 | May 27, 2021 | 000-11634 | |
13F-HR | Open Document | Open Filing | May 17, 2021 | Mar 31, 2021 | 028-13773 | |
4 | Open Document | Open Filing | Apr 26, 2021 | Apr 22, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Apr 5, 2021 | Apr 1, 2021 | 000-11634 | |
13F-HR | Open Document | Open Filing | Feb 16, 2021 | Dec 31, 2020 | 028-13773 | |
4 | Open Document | Open Filing | Feb 12, 2021 | Feb 10, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Feb 9, 2021 | Feb 5, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Feb 9, 2021 | Feb 5, 2021 | 001-37648 | |
4 | Open Document | Open Filing | Feb 4, 2021 | Feb 2, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Jan 28, 2021 | Jan 26, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Jan 22, 2021 | Jan 20, 2021 | 001-37648 | |
4 | Open Document | Open Filing | Jan 12, 2021 | Jan 12, 2021 | 000-11634 | |
4 | Open Document | Open Filing | Jan 5, 2021 | Jan 4, 2021 | 000-11634 | |
13F-HR | Open Document | Open Filing | Nov 16, 2020 | Sep 30, 2020 | 028-13773 | |
13F-HR | Open Document | Open Filing | Aug 14, 2020 | Jun 30, 2020 | 028-13773 | |
4 | Open Document | Open Filing | Jul 2, 2020 | Jul 1, 2020 | 000-11634 | |
13F-HR | Open Document | Open Filing | May 15, 2020 | Mar 31, 2020 | 028-13773 | |
4 | Open Document | Open Filing | Apr 28, 2020 | Apr 24, 2020 | 001-37648 | |
13F-HR | Open Document | Open Filing | Feb 14, 2020 | Dec 31, 2019 | 028-13773 | |
4 | Open Document | Open Filing | Jan 6, 2020 | Jan 2, 2020 | 001-37648 | |
4 | Open Document | Open Filing | Jan 3, 2020 | Jan 2, 2020 | 000-11634 | |
4 | Open Document | Open Filing | Nov 15, 2019 | Nov 13, 2019 | 001-37648 | |
13F-HR | Open Document | Open Filing | Nov 14, 2019 | Sep 30, 2019 | 028-13773 | |
4 | Open Document | Open Filing | Sep 13, 2019 | Sep 11, 2019 | 001-37648 | |
4 | Open Document | Open Filing | Aug 15, 2019 | Aug 13, 2019 | 001-12830 | |
13F-HR | Open Document | Open Filing | Aug 14, 2019 | Jun 30, 2019 | 028-13773 | |
4 | Open Document | Open Filing | Jul 2, 2019 | Jul 2, 2019 | 001-37648 | |
13F-HR | Open Document | Open Filing | May 15, 2019 | Mar 31, 2019 | 028-13773 | |
4 | Open Document | Open Filing | May 3, 2019 | May 3, 2019 | 000-11634 | |
4 | Open Document | Open Filing | Apr 18, 2019 | Apr 16, 2019 | 001-12830 | |
4 | Open Document | Open Filing | Mar 12, 2019 | Mar 8, 2019 | 001-36646 | |
4 | Open Document | Open Filing | Mar 12, 2019 | Mar 8, 2019 | 001-12830 | |
13F-HR | Open Document | Open Filing | Feb 14, 2019 | Dec 31, 2018 | 028-13773 | |
4 | Open Document | Open Filing | Feb 12, 2019 | Feb 8, 2019 | 001-37648 | |
13F-HR | Open Document | Open Filing | Nov 14, 2018 | Sep 30, 2018 | 028-13773 | |
4 | Open Document | Open Filing | Oct 3, 2018 | Oct 1, 2018 | 000-11634 | |
13F-HR | Open Document | Open Filing | Aug 14, 2018 | Jun 30, 2018 | 028-13773 | |
13F-HR | Open Document | Open Filing | May 15, 2018 | Mar 31, 2018 | 028-13773 | |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Mar 30, 2018 | Mar 28, 2018 | 001-37648 |
13F-HR | Open Document | Open Filing | Feb 14, 2018 | Dec 31, 2017 | 028-13773 | |
13F-HR | Open Document | Open Filing | Nov 14, 2017 | Sep 30, 2017 | 028-13773 | |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Oct 18, 2017 | Oct 16, 2017 | 001-36646 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Oct 17, 2017 | Oct 13, 2017 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Sep 18, 2017 | Sep 15, 2017 | 000-05449 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Sep 13, 2017 | Sep 11, 2017 | 000-05449 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Aug 24, 2017 | Aug 22, 2017 | 001-12830 |
13F-HR | Open Document | Open Filing | Aug 14, 2017 | Jun 30, 2017 | 028-13773 | |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Aug 2, 2017 | Jul 31, 2017 | 001-12830 |
4 | Open Document | Open Filing | BROADWOOD/OCX | Jul 25, 2017 | Jul 21, 2017 | 001-37648 |
13F-HR | Open Document | Open Filing | May 15, 2017 | Mar 31, 2017 | 028-13773 | |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 22, 2017 | Feb 17, 2017 | 001-37648 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 17, 2017 | Feb 15, 2017 | 001-12830 |
13F-HR | Open Document | Open Filing | Feb 14, 2017 | Dec 31, 2016 | 028-13773 | |
13F-HR | Open Document | Open Filing | Nov 14, 2016 | Sep 30, 2016 | 028-13773 | |
13F-HR/A | Open Document | Open Filing | Sep 13, 2016 | Jun 30, 2016 | 028-13773 | |
3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Sep 8, 2016 | Aug 29, 2016 | 001-37648 |
13F-HR | Open Document | Open Filing | Aug 15, 2016 | Jun 30, 2016 | 028-13773 | |
4 | Open Document | Open Filing | BROADWOOD/STAA | Jun 30, 2016 | Jun 28, 2016 | 000-11634 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Jun 23, 2016 | Jun 21, 2016 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | May 25, 2016 | May 23, 2016 | 000-11634 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | May 19, 2016 | May 17, 2016 | 000-11634 |
4 | Open Document | Open Filing | BROADWOOD/STAA | May 16, 2016 | May 12, 2016 | 000-11634 |
13F-HR | Open Document | Open Filing | May 16, 2016 | Mar 31, 2016 | 028-13773 | |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | May 13, 2016 | May 13, 2016 | 001-36646 |
4/A | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 16, 2016 | Feb 11, 2016 | 000-11634 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 16, 2016 | Feb 11, 2016 | 000-11634 |
13F-HR | Open Document | Open Filing | Feb 16, 2016 | Dec 31, 2015 | 028-13773 | |
4 | Open Document | Open Filing | BROADWOOD/STAA | Feb 9, 2016 | Feb 5, 2016 | 000-11634 |
4 | Open Document | Open Filing | BROADWOOD/STAA | Feb 4, 2016 | Feb 2, 2016 | 000-11634 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 1, 2016 | Jan 28, 2016 | 000-11634 |
4 | Open Document | Open Filing | BROADWOOD/STAA | Jan 27, 2016 | Jan 25, 2016 | 000-11634 |
4 | Open Document | Open Filing | BROADWOOD/BTX | Jan 22, 2016 | Jan 20, 2016 | 001-12830 |
4 | Open Document | Open Filing | BROADWOOD/STAA | Jan 21, 2016 | Jan 19, 2016 | 000-11634 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Jan 15, 2016 | Jan 13, 2016 | 000-11634 |
4 | Open Document | Open Filing | BROADWOOD/STAA | Jan 12, 2016 | Jan 8, 2016 | 000-11634 |
4 | Open Document | Open Filing | BRADSHER | Jan 7, 2016 | Jan 5, 2016 | 000-11634 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Jan 4, 2016 | Dec 30, 2015 | 000-11634 |
13F-HR | Open Document | Open Filing | Nov 16, 2015 | Sep 30, 2015 | 028-13773 | |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Oct 6, 2015 | Oct 2, 2015 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Sep 29, 2015 | Sep 25, 2015 | 000-11634 |
4 | Open Document | Open Filing | BROADWOOD/BTX | Sep 16, 2015 | Sep 14, 2015 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Aug 25, 2015 | Aug 21, 2015 | 000-11634 |
13F-HR | Open Document | Open Filing | Aug 14, 2015 | Jun 30, 2015 | 028-13773 | |
4 | Open Document | Open Filing | BROADWOOD/STAAR | May 29, 2015 | May 27, 2015 | 000-11634 |
4 | Open Document | Open Filing | BROADWOOD/AST | May 26, 2015 | May 21, 2015 | 001-36646 |
13F-HR | Open Document | Open Filing | May 15, 2015 | Mar 31, 2015 | 028-13773 | |
13F-HR | Open Document | Open Filing | Feb 17, 2015 | Dec 31, 2014 | 028-13773 | |
4 | Open Document | Open Filing | BROADWOOD / AST | Feb 11, 2015 | Feb 10, 2015 | 001-36646 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Nov 19, 2014 | Nov 17, 2014 | 000-11634 |
13F-HR | Open Document | Open Filing | Nov 14, 2014 | Sep 30, 2014 | 028-13773 | |
4 | Open Document | Open Filing | BRADSHER/STAAR | Nov 12, 2014 | Nov 10, 2014 | 000-11634 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Nov 7, 2014 | Nov 5, 2014 | 000-11634 |
4 | Open Document | Open Filing | FORM 4 [BROADWOOD PARTNERS / STAA] | Nov 4, 2014 | Oct 31, 2014 | 000-11634 |
4 | Open Document | Open Filing | BROADWOOD/BIOTIME | Oct 8, 2014 | Oct 8, 2014 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Aug 18, 2014 | Aug 14, 2014 | 001-14758 |
4 | Open Document | Open Filing | BROADWOOD/COMARCO | Aug 15, 2014 | Aug 13, 2014 | 000-05449 |
13F-HR | Open Document | Open Filing | Aug 14, 2014 | Jun 30, 2014 | 028-13773 | |
4 | Open Document | Open Filing | BROADWOOD/QUESTOR | Aug 6, 2014 | Aug 4, 2014 | 001-14758 |
4 | Open Document | Open Filing | BROADWOOD PARTNERS, L.P./BIOTIME, INC. | Jul 24, 2014 | Jul 22, 2014 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Jun 18, 2014 | Jun 16, 2014 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Jun 18, 2014 | Jun 16, 2014 | 000-55046 |
3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Jun 18, 2014 | Apr 9, 2014 | 000-55046 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | May 16, 2014 | May 16, 2014 | 001-12830 |
13F-HR | Open Document | Open Filing | May 15, 2014 | Mar 31, 2014 | 028-13773 | |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | May 9, 2014 | May 8, 2014 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | May 5, 2014 | May 1, 2014 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Apr 9, 2014 | Apr 7, 2014 | 001-14758 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 27, 2014 | Feb 25, 2014 | 001-12830 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 26, 2014 | Feb 24, 2014 | 001-14758 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 20, 2014 | Feb 18, 2014 | 001-14758 |
13F-HR | Open Document | Open Filing | Feb 14, 2014 | Dec 31, 2013 | 028-13773 | |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Feb 13, 2014 | Feb 11, 2014 | 001-14758 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Jan 31, 2014 | Jan 29, 2014 | 001-14758 |
4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | Jan 27, 2014 | Jan 23, 2014 | 001-14758 |