ALAN BROTT SEC EDGAR Filings (CIK 0001280302)

SEC EDGAR filings, ownership reports, and insider transactions for ALAN BROTT.

Business address
Stone Harbor Investment Partners Lp, 31 West 52 Nd Street 16 Th Floor, New York, NY, 10019
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ALAN BROTT has filed 47 SEC EDGAR filings since 19 Feb 2004

Latest Filings

Recent SEC filings for ALAN BROTT including 3, 4.

Form type Document Filing Description Filing date Reporting date File number(s)
3 Open 3 document View SEC filing for 3 FORM 3 19 Aug 2025 19 Aug 2025 811-24037
3 Open 3 document View SEC filing for 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 11 Mar 2022 14 Feb 2022 811-23750
3 Open 3 document View SEC filing for 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 11 Mar 2022 14 Feb 2022 811-23647
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Dec 2021 10 Dec 2021 811-22473
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Dec 2021 10 Dec 2021 811-22716
3 Open 3 document View SEC filing for 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 15 Dec 2020 15 Dec 2020 811-23591
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 19 Feb 2020 14 Feb 2020 811-23436
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 19 Feb 2020 14 Feb 2020 811-23442
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 19 Feb 2020 14 Feb 2020 811-23441
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 19 Feb 2020 14 Feb 2020 811-23365
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Aug 2019 31 Jul 2019 811-22473
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Aug 2019 31 Jul 2019 811-22716
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 22 Jun 2018 19 Jun 2018 811-23347
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 22 Aug 2017 811-23291
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 22 Aug 2017 811-23292
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 07 Apr 2017 811-23315
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 07 Apr 2017 811-23290
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 07 Apr 2017 811-23245
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 18 Dec 2015 811-23176
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 18 Dec 2015 811-23171
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 18 Dec 2015 811-23170
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 06 Aug 2015 811-22069
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 13 Jun 2018 26 Jun 2015 811-22386
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Dec 2015 09 Dec 2015 811-22716
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Dec 2015 09 Dec 2015 811-22473
4 Open 4 document View SEC filing for 4 EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS, LLC 07 Nov 2013 01 Nov 2013 811-10083
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 29 Aug 2013 19 Aug 2013 811-22857
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 06 May 2013 15 Apr 2013 811-22815
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 06 May 2013 15 Apr 2013 811-22814
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 06 May 2013 15 Apr 2013 811-22816
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 26 Oct 2012 26 Oct 2012 811-22716
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Oct 2012 19 Oct 2012 811-22473
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 21 Dec 2010 21 Dec 2010 811-22473
3 Open 3 document View SEC filing for 3 02 Nov 2010 13 Oct 2010 811-22476
3 Open 3 document View SEC filing for 3 02 Nov 2010 13 Oct 2010 811-22474
3 Open 3 document View SEC filing for 3 02 Nov 2010 13 Oct 2010 811-22475
3 Open 3 document View SEC filing for 3 22 Jan 2010 30 Nov 2009 811-22354
3 Open 3 document View SEC filing for 3 22 Jan 2010 30 Nov 2009 811-22353
3 Open 3 document View SEC filing for 3 22 Jan 2010 30 Nov 2009 811-22352

About this filer

ALAN BROTT files with the SEC under CIK 0001280302. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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