Guggenheim Funds Investment Advisors, Llc

Entity
Company
Business address
227 West Monroe Street, 60606 Chicago, IL
Phone
312-827-0100
State of incorporation
DE
Former names
CLAYMORE ADVISORS LLC (to 11/2/2010)
13F signature
Margaux Misantone - Chief Compliance Officer
Insider ownership signature
Amy J. Lee, Senior Vice President and Secretary
All SEC filings
View on sec.gov
Get insider transactions for this reporting owner
Guggenheim Funds Investment Advisors, Llc has filed 139 SEC EDGAR filings since 2/23/2004

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
40-APP Open Document Open Filing 40-APP Nov 10, 2025 812-15938-01
13F-NT Open Document Open Filing Oct 29, 2025 Sep 30, 2025 028-11097
N-PX Open Document Open Filing Aug 26, 2025 Jun 30, 2025 028-11097
13F-NT Open Document Open Filing Jul 11, 2025 Jun 30, 2025 028-11097
13F-NT Open Document Open Filing Apr 28, 2025 Mar 31, 2025 028-11097
13F-NT Open Document Open Filing Feb 6, 2025 Dec 31, 2024 028-11097
13F-NT Open Document Open Filing Oct 15, 2024 Sep 30, 2024 028-11097
N-PX Open Document Open Filing Aug 28, 2024 Jun 30, 2024 028-11097
13F-NT Open Document Open Filing Aug 1, 2024 Jun 30, 2024 028-11097
13F-NT Open Document Open Filing May 3, 2024 Mar 31, 2024 028-11097
13F-NT Open Document Open Filing Feb 1, 2024 Dec 31, 2023 028-11097
13F-NT Open Document Open Filing Oct 31, 2023 Sep 30, 2023 028-11097
13F-NT Open Document Open Filing Jul 18, 2023 Jun 30, 2023 028-11097
13F-NT Open Document Open Filing May 5, 2023 Mar 31, 2023 028-11097
13F-NT Open Document Open Filing Feb 7, 2023 Dec 31, 2022 028-11097
13F-NT Open Document Open Filing Nov 10, 2022 Sep 30, 2022 028-11097
13F-NT Open Document Open Filing Aug 11, 2022 Jun 30, 2022 028-11097
13F-NT Open Document Open Filing May 4, 2022 Mar 31, 2022 028-11097
13F-NT Open Document Open Filing Jan 27, 2022 Dec 31, 2021 028-11097
3 Open Document Open Filing FORM 3 - Nov 24, 2021 Nov 24, 2021 811-23702
13F-NT Open Document Open Filing Nov 2, 2021 Sep 30, 2021 028-11097
13F-NT Open Document Open Filing Jul 16, 2021 Jun 30, 2021 028-11097
13F-NT Open Document Open Filing Apr 20, 2021 Mar 31, 2021 028-11097
13F-NT Open Document Open Filing Jan 15, 2021 Dec 31, 2020 028-11097
13F-NT Open Document Open Filing Oct 21, 2020 Sep 30, 2020 028-11097
13F-NT Open Document Open Filing Jul 27, 2020 Jun 30, 2020 028-11097
13F-NT Open Document Open Filing Apr 15, 2020 Mar 31, 2020 028-11097
13F-NT Open Document Open Filing Jan 10, 2020 Dec 31, 2019 028-11097
13F-NT Open Document Open Filing Oct 18, 2019 Sep 30, 2019 028-11097
13F-NT Open Document Open Filing Jul 12, 2019 Jun 30, 2019 028-11097
13F-NT Open Document Open Filing Apr 4, 2019 Mar 31, 2019 028-11097
13F-NT Open Document Open Filing Jan 9, 2019 Dec 31, 2018 028-11097
13F-NT Open Document Open Filing Oct 18, 2018 Sep 30, 2018 028-11097
13F-NT Open Document Open Filing Jul 10, 2018 Jun 30, 2018 028-11097
13F-NT Open Document Open Filing Apr 11, 2018 Mar 31, 2018 028-11097
13F-NT Open Document Open Filing Jan 11, 2018 Dec 31, 2017 028-11097
13F-NT Open Document Open Filing Dec 5, 2017 Sep 30, 2017 028-11097
40-APP/A Open Document Open Filing 40-APP/A Nov 22, 2017 812-14821-27
40-APP Open Document Open Filing 40-APP Sep 22, 2017 812-14821-27
40-APP/A Open Document Open Filing 40-APP/A Sep 20, 2017 812-14426-35
13F-NT Open Document Open Filing Jul 7, 2017 Jun 30, 2017 028-11097
13F-NT Open Document Open Filing May 8, 2017 Mar 31, 2017 028-11097
13F-NT Open Document Open Filing Jan 13, 2017 Dec 31, 2016 028-11097
13F-NT Open Document Open Filing Oct 14, 2016 Sep 30, 2016 028-11097
13F-NT Open Document Open Filing Aug 1, 2016 Jun 30, 2016 028-11097
13F-NT Open Document Open Filing May 12, 2016 Mar 31, 2016 028-11097
40-APP/A Open Document Open Filing 40-APP/A Apr 29, 2016 812-14426-35
40-APP/A Open Document Open Filing 40-APP/A Feb 25, 2016 812-14426-35
13F-NT Open Document Open Filing Feb 8, 2016 Dec 31, 2015 028-11097
13F-NT Open Document Open Filing Nov 9, 2015 Sep 30, 2015 028-11097
13F-NT Open Document Open Filing Aug 10, 2015 Jun 30, 2015 028-11097
13F-NT Open Document Open Filing May 4, 2015 Mar 31, 2015 028-11097
13F-NT Open Document Open Filing Feb 6, 2015 Dec 31, 2014 028-11097
13F-NT Open Document Open Filing Oct 31, 2014 Sep 30, 2014 028-11097
13F-NT Open Document Open Filing Jul 25, 2014 Jun 30, 2014 028-11097
13F-NT Open Document Open Filing May 8, 2014 Mar 31, 2014 028-11097
13F-NT Open Document Open Filing Feb 4, 2014 Dec 31, 2013 028-11097