Nuveen Fund Advisors, LLC

Entity
Company
Business address
333 W. Wacker Drive, 60606 Chicago, IL
Phone
312-917-8146
State of incorporation
DE
Fiscal year end
December 31
Former names
Nuveen Fund Advisors, Inc. (to 2/7/2013), Nuveen Asset Management Inc. (to 3/3/2011)
13F signature
Erik Mogavero - Chief Compliance Officer
Insider ownership signature
Kevin J. McCarthy, Managing Director
All SEC filings
View on sec.gov
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Nuveen Fund Advisors, LLC has filed 393 SEC EDGAR filings since 1/6/2005

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open Document Open Filing Oct 6, 2025 Sep 30, 2025 028-11710
40-APP/A Open Document Open Filing 40-APP/A Oct 3, 2025 812-15644-03
N-PX Open Document Open Filing Aug 22, 2025 Jun 30, 2025 028-11710
13F-NT Open Document Open Filing Aug 5, 2025 Jun 30, 2025 028-11710
40-APP/A Open Document Open Filing 40-APP/A Jun 27, 2025 812-15644-03
13F-NT Open Document Open Filing May 12, 2025 Mar 31, 2025 028-11710
40-APP/A Open Document Open Filing 40-APP/A May 9, 2025 812-15644-03
APP WD/A Open Document Open Filing APP WD/A May 2, 2025 812-15625-03,803-00271-03
13F-NT Open Document Open Filing Feb 10, 2025 Dec 31, 2024 028-11710
13F-NT Open Document Open Filing Nov 8, 2024 Sep 30, 2024 028-11710
APP WD Open Document Open Filing APP WD Nov 8, 2024 812-15644-03
RW WD Open Document Open Filing RW WD Nov 8, 2024 028-11710
40-APP Open Document Open Filing 40-APP Oct 18, 2024 812-15644-03
RW Open Document Open Filing RW Oct 18, 2024 028-11710
40-APP Open Document Open Filing 40-APP Sep 9, 2024 812-15625-03,803-00271-03
N-PX Open Document Open Filing Aug 29, 2024 Jun 30, 2024 028-11710
13F-NT Open Document Open Filing Aug 9, 2024 Jun 30, 2024 028-11710
13F-NT Open Document Open Filing May 10, 2024 Mar 31, 2024 028-11710
13F-NT Open Document Open Filing Feb 14, 2024 Dec 31, 2023 028-11710
40-APP Open Document Open Filing 40-APP Dec 6, 2023 812-15530-01
APP WD Open Document Open Filing APP WD Nov 22, 2023 812-15525-01,803-00267-01
40-APP Open Document Open Filing 40-APP Nov 22, 2023 812-15525-01,803-00267-01
13F-NT Open Document Open Filing Nov 14, 2023 Sep 30, 2023 028-11710
13F-NT Open Document Open Filing Aug 14, 2023 Jun 30, 2023 028-11710
13F-NT Open Document Open Filing May 12, 2023 Mar 31, 2023 028-11710
13F-NT Open Document Open Filing Feb 14, 2023 Dec 31, 2022 028-11710
13F-NT Open Document Open Filing Nov 14, 2022 Sep 30, 2022 028-11710
40-APP/A Open Document Open Filing 40-APP/A Aug 17, 2022 812-15322-44
13F-NT Open Document Open Filing Aug 15, 2022 Jun 30, 2022 028-11710
40-APP/A Open Document Open Filing 40-APP/A Jul 11, 2022 812-15322-44
13F-NT Open Document Open Filing May 16, 2022 Mar 31, 2022 028-11710
40-APP Open Document Open Filing 40-APP Apr 15, 2022 812-15322-44
13F-NT Open Document Open Filing Feb 14, 2022 Dec 31, 2021 028-11710
3 Open Document Open Filing Dec 15, 2021 Dec 14, 2021 811-23704
3 Open Document Open Filing Nov 23, 2021 Nov 22, 2021 811-23669
13F-NT Open Document Open Filing Nov 12, 2021 Sep 30, 2021 028-11710
4 Open Document Open Filing Nov 8, 2021 Nov 5, 2021 811-23445
13F-NT Open Document Open Filing Aug 16, 2021 Jun 30, 2021 028-11710
3 Open Document Open Filing Aug 4, 2021 Apr 27, 2021 811-23627
3 Open Document Open Filing Jun 29, 2021 Jun 29, 2021 811-23445
13F-NT Open Document Open Filing May 18, 2021 Mar 31, 2021 028-11710
40-APP/A Open Document Open Filing NUSHARES ETF TRUST Mar 16, 2021 812-15199-01
13F-NT Open Document Open Filing Feb 16, 2021 Dec 31, 2020 028-11710
40-APP Open Document Open Filing 40-APP Feb 5, 2021 812-15199-01
4 Open Document Open Filing Jan 13, 2021 Jan 12, 2021 811-23440
4 Open Document Open Filing Jan 13, 2021 Jan 12, 2021 811-23381
4 Open Document Open Filing Jan 13, 2021 Jan 12, 2021 811-23262
4 Open Document Open Filing Jan 13, 2021 Jan 12, 2021 811-23198
4 Open Document Open Filing Jan 13, 2021 Jan 12, 2021 811-23195
13F-NT Open Document Open Filing Nov 13, 2020 Dec 31, 2019 028-11710
13F-NT Open Document Open Filing Nov 13, 2020 Mar 31, 2020 028-11710
13F-NT Open Document Open Filing Nov 13, 2020 Jun 30, 2020 028-11710
13F-NT Open Document Open Filing Nov 13, 2020 Sep 30, 2020 028-11710
3 Open Document Open Filing Aug 27, 2020 Aug 27, 2020 811-23489
13F-HR Open Document Open Filing Nov 14, 2019 Sep 30, 2019 028-11710
3 Open Document Open Filing Sep 16, 2019 Sep 16, 2019 811-23440
13F-HR Open Document Open Filing Aug 14, 2019 Jun 30, 2019 028-11710
40-APP/A Open Document Open Filing 40-APP/A May 29, 2019 812-14898-15
13F-HR Open Document Open Filing May 14, 2019 Mar 31, 2019 028-11710
40-APP/A Open Document Open Filing 40-APP/A Mar 25, 2019 812-14898-15
13F-HR Open Document Open Filing Feb 14, 2019 Dec 31, 2018 028-11710
3 Open Document Open Filing Dec 19, 2018 Dec 19, 2018 811-23381
13F-HR Open Document Open Filing Nov 13, 2018 Sep 30, 2018 028-11710
40-APP/A Open Document Open Filing 40-APP/A Oct 23, 2018 812-14898-15
13F-HR Open Document Open Filing Aug 14, 2018 Jun 30, 2018 028-11710
13F-HR Open Document Open Filing May 14, 2018 Mar 31, 2018 028-11710
40-APP Open Document Open Filing 40-APP Apr 19, 2018 812-14898-15
13F-HR Open Document Open Filing Feb 14, 2018 Dec 31, 2017 028-11710
13F-HR Open Document Open Filing Nov 14, 2017 Sep 30, 2017 028-11710
40-APP Open Document Open Filing NUSHARES ETF TRUST Oct 2, 2017 812-14824-02
3 Open Document Open Filing Sep 26, 2017 Sep 26, 2017 811-23262
4 Open Document Open Filing Sep 11, 2017 Sep 11, 2017 811-22658
13F-HR Open Document Open Filing Aug 14, 2017 Jun 30, 2017 028-11710
4 Open Document Open Filing May 18, 2017 May 18, 2017 811-21449
3 Open Document Open Filing May 18, 2017 Jul 12, 2013 811-21449
4 Open Document Open Filing May 18, 2017 May 17, 2017 811-23074
4 Open Document Open Filing May 18, 2017 May 17, 2017 811-22967
4 Open Document Open Filing May 18, 2017 May 17, 2017 811-23102
4 Open Document Open Filing May 18, 2017 May 17, 2017 811-22877
4 Open Document Open Filing May 18, 2017 May 17, 2017 811-23051
4 Open Document Open Filing May 18, 2017 May 17, 2017 811-23141
4 Open Document Open Filing May 18, 2017 May 17, 2017 811-23075
3 Open Document Open Filing May 18, 2017 Nov 12, 2015 811-23074
4 Open Document Open Filing May 18, 2017 May 17, 2017 811-22970
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22329
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22482
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22374
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22518
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22323
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22699
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22779
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22752
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22820
144 Open Document Open Filing 144 May 15, 2017
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22391
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22425
144 Open Document Open Filing 144 May 15, 2017
144 Open Document Open Filing 144 May 15, 2017
144 Open Document Open Filing 144 May 15, 2017
144 Open Document Open Filing 144 May 15, 2017
144 Open Document Open Filing 144 May 15, 2017
4 Open Document Open Filing May 15, 2017 May 11, 2017 811-22658
144 Open Document Open Filing 144 May 15, 2017
144 Open Document Open Filing 144 May 15, 2017
144 Open Document Open Filing 144 May 15, 2017
144 Open Document Open Filing 144 May 15, 2017
13F-HR Open Document Open Filing May 15, 2017 Mar 31, 2017 028-11710
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
144 Open Document Open Filing 144 May 10, 2017
4 Open Document Open Filing May 10, 2017 May 8, 2017 811-22253
4 Open Document Open Filing May 10, 2017 May 8, 2017 811-22271
4 Open Document Open Filing May 10, 2017 May 8, 2017 811-22272
4 Open Document Open Filing May 10, 2017 May 8, 2017 811-22273
4 Open Document Open Filing May 10, 2017 May 8, 2017 811-22274
144 Open Document Open Filing 144 May 5, 2017
144 Open Document Open Filing 144 May 5, 2017
144 Open Document Open Filing 144 May 5, 2017
144 Open Document Open Filing 144 May 5, 2017
144 Open Document Open Filing 144 May 5, 2017
3 Open Document Open Filing May 3, 2017 Apr 27, 2009 811-22273
3 Open Document Open Filing May 3, 2017 Apr 27, 2009 811-22271
3 Open Document Open Filing May 3, 2017 Apr 27, 2009 811-22274
3 Open Document Open Filing May 3, 2017 Apr 27, 2009 811-22272
4 Open Document Open Filing Apr 18, 2017 Apr 13, 2017 811-22971
4 Open Document Open Filing Apr 17, 2017 Apr 13, 2017 811-22058
4 Open Document Open Filing Apr 17, 2017 Apr 13, 2017 811-22003
4 Open Document Open Filing Apr 17, 2017 Apr 13, 2017 811-22988
4 Open Document Open Filing Apr 17, 2017 Apr 13, 2017 811-21809
144 Open Document Open Filing 144 Apr 12, 2017
144 Open Document Open Filing 144 Apr 12, 2017
144 Open Document Open Filing 144 Apr 12, 2017
144 Open Document Open Filing 144 Apr 12, 2017
144 Open Document Open Filing 144 Apr 12, 2017
4 Open Document Open Filing Apr 10, 2017 Apr 6, 2017 811-21293
4 Open Document Open Filing Apr 10, 2017 Apr 6, 2017 811-21494
4 Open Document Open Filing Apr 10, 2017 Apr 6, 2017 811-21619
4 Open Document Open Filing Apr 10, 2017 Apr 6, 2017 811-21333
4 Open Document Open Filing Apr 10, 2017 Apr 6, 2017 811-21579
144 Open Document Open Filing FORM 144 Apr 5, 2017
144 Open Document Open Filing 144 Apr 5, 2017
144 Open Document Open Filing 144 Apr 5, 2017
144 Open Document Open Filing FORM 144 Apr 5, 2017
144 Open Document Open Filing 144 Apr 5, 2017
3 Open Document Open Filing Mar 28, 2017 Mar 28, 2017 811-23195
13F-HR Open Document Open Filing Feb 14, 2017 Dec 31, 2016 028-11710
3 Open Document Open Filing Jan 26, 2017 Jan 26, 2017 811-23198
APP ORDR Open Document Open Filing Nov 17, 2016 812-14619
APP NTC Open Document Open Filing Nov 17, 2016 812-14619
13F-HR Open Document Open Filing Nov 14, 2016 Sep 30, 2016 028-11710
40-APP/A Open Document Open Filing EXEMPTION APPLICATION Sep 30, 2016 812-14619
13F-HR Open Document Open Filing Aug 12, 2016 Jun 30, 2016 028-11710
40-APP/A Open Document Open Filing EXEMPTION APPLICATION Jul 1, 2016 812-14619
13F-NT Open Document Open Filing May 13, 2016 Mar 31, 2016 028-11710
APP ORDR Open Document Open Filing May 12, 2016 812-14557
3 Open Document Open Filing May 10, 2016 May 10, 2016 811-23141
APP NTC Open Document Open Filing Apr 13, 2016 812-14557
40-APP/A Open Document Open Filing AMENDED EXEMPTION APPLICATION Mar 4, 2016 812-14557
40-APP Open Document Open Filing EXEMPTION APPLICATION Feb 23, 2016 812-14619
13F-NT Open Document Open Filing Feb 11, 2016 Dec 31, 2015 028-11710
3 Open Document Open Filing Jan 28, 2016 Jan 26, 2016 811-23102
40-APP/A Open Document Open Filing AMENDED EXEMPTION APPLICATION Nov 17, 2015 812-14557
13F-NT Open Document Open Filing Nov 13, 2015 Sep 30, 2015 028-11710
3 Open Document Open Filing Nov 12, 2015 Nov 12, 2015 811-23075
40-APP/A Open Document Open Filing EXEMPTION APPLICATION Oct 22, 2015 812-14258-85
40-APP Open Document Open Filing EXEMPTION APPLICATION Oct 2, 2015 812-14557
APP ORDR Open Document Open Filing Sep 1, 2015 812-14428
13F-NT Open Document Open Filing Aug 14, 2015 Jun 30, 2015 028-11710
3 Open Document Open Filing Jul 31, 2015 Jul 31, 2015 811-23051
APP NTC Open Document Open Filing Jun 18, 2015 812-14428
40-APP/A Open Document Open Filing EXEMPTION APPLICATION Jun 3, 2015 812-14428
40-APP/A Open Document Open Filing EXEMPTION APPLICATION May 22, 2015 812-14258-85
13F-NT Open Document Open Filing May 15, 2015 Mar 31, 2015 028-11710
40-APP Open Document Open Filing EXEMPTION APPLICATION Feb 27, 2015 812-14428
13F-NT Open Document Open Filing Feb 12, 2015 Dec 31, 2014 028-11710
40-APP Open Document Open Filing 40-APP Feb 11, 2015 812-14422-01
4 Open Document Open Filing Dec 23, 2014 Dec 22, 2014 811-21619
3 Open Document Open Filing Dec 22, 2014 Dec 22, 2014 811-22971
3 Open Document Open Filing Dec 22, 2014 Dec 22, 2014 811-22970
40-APP/A Open Document Open Filing EXEMPTION APPLICATION Dec 8, 2014 812-14258-85
3 Open Document Open Filing Nov 24, 2014 Nov 24, 2014 811-22988
13F-NT Open Document Open Filing Nov 13, 2014 Sep 30, 2014 028-11710
3 Open Document Open Filing Oct 6, 2014 Oct 6, 2014 811-22967
3 Open Document Open Filing Sep 8, 2014 Sep 8, 2014 811-22936
13F-NT Open Document Open Filing Aug 14, 2014 Jun 30, 2014 028-11710
S-4/A Open Document Open Filing S-4/A Jul 2, 2014 333-194535-09
40-APP/A Open Document Open Filing EXEMPTION APPLICATION Jul 1, 2014 812-14258-85
13F-NT Open Document Open Filing May 13, 2014 Mar 31, 2014 028-11710
3 Open Document Open Filing Mar 26, 2014 Mar 26, 2014 811-22877
S-4 Open Document Open Filing S-4 Mar 13, 2014 333-194535-09
13F-NT Open Document Open Filing Feb 7, 2014 Dec 31, 2013 028-11710