FOUNDERS FINANCIAL SECURITIES LLC SEC EDGAR Filings (CIK 0001342396)

SEC EDGAR filings, ownership reports, and insider transactions for FOUNDERS FINANCIAL SECURITIES LLC.

Business address
1026 Cromwell Bridge Road, Suite 100, Towson, MD, 21286
Top securities (13F)
SPYG, SPYV, VO, NVDA, VEA, IJR, VIG, XLK, FBND, DFAE, IDEV, AAPL, AGG, QQQ, VUG, JCPB, MSFT, IUSG, USMV, and XLF
State of incorporation
MD
Fiscal year end
31 December
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FOUNDERS FINANCIAL SECURITIES LLC has filed 76 SEC EDGAR filings since 28 Feb 2007

Latest Filings

Recent SEC filings for FOUNDERS FINANCIAL SECURITIES LLC including 13F-HR, N-PX, X-17A-5 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Oct 2025 30 Sep 2025 028-15741
N-PX Open N-PX document View SEC filing for N-PX 29 Aug 2025 30 Jun 2025 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Aug 2025 30 Jun 2025 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2025 31 Mar 2025 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Apr 2025 31 Dec 2024 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2025 31 Dec 2024 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2024 30 Sep 2024 028-15741
N-PX Open N-PX document View SEC filing for N-PX 02 Aug 2024 30 Jun 2024 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2024 30 Jun 2024 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Apr 2024 31 Mar 2024 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 16 Apr 2024 31 Dec 2023 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Feb 2024 31 Dec 2023 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Oct 2023 30 Sep 2023 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Aug 2023 30 Jun 2023 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 May 2023 31 Mar 2023 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 14 Apr 2023 31 Dec 2022 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2023 31 Dec 2022 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Oct 2022 30 Sep 2022 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Jul 2022 30 Jun 2022 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2022 31 Mar 2022 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 31 Mar 2022 31 Dec 2021 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2022 31 Dec 2021 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Nov 2021 30 Sep 2021 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Aug 2021 30 Jun 2021 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2021 31 Mar 2021 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 09 Mar 2021 31 Dec 2020 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2021 31 Dec 2020 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Nov 2020 30 Sep 2020 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2020 30 Jun 2020 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2020 31 Mar 2020 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Mar 2020 31 Dec 2019 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2020 31 Dec 2019 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Oct 2019 30 Sep 2019 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Jul 2019 30 Jun 2019 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Apr 2019 31 Mar 2019 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2019 31 Dec 2018 008-67137
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 19 Feb 2019 31 Dec 2018 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2019 31 Dec 2018 028-15741
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 17 Oct 2018 30 Sep 2018 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Oct 2018 30 Sep 2018 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Jul 2018 30 Jun 2018 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Apr 2018 31 Mar 2018 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2018 31 Dec 2017 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Jan 2018 31 Dec 2017 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Nov 2017 30 Sep 2017 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 31 Jul 2017 30 Jun 2017 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Apr 2017 31 Mar 2017 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Mar 2017 31 Dec 2016 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Jan 2017 31 Dec 2016 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Oct 2016 30 Sep 2016 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Jul 2016 30 Jun 2016 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Apr 2016 31 Mar 2016 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 26 Feb 2016 31 Dec 2015 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Jan 2016 31 Dec 2015 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Oct 2015 30 Sep 2015 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Jul 2015 30 Jun 2015 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Apr 2015 31 Mar 2015 028-15741
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 17 Mar 2015 31 Dec 2014 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 21 Jan 2015 31 Dec 2014 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Oct 2014 30 Sep 2014 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Jul 2014 30 Jun 2014 028-15741
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2014 31 Mar 2014 028-15741
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-67137
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 03 Mar 2014 31 Dec 2013 008-67137
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Feb 2014 31 Dec 2013 028-15741
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Feb 2013 31 Dec 2012 008-67137
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2013 31 Dec 2012 008-67137
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 27 Feb 2012 31 Dec 2011 008-67137
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 Feb 2012 31 Dec 2011 008-67137
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 28 Feb 2011 31 Dec 2010 008-67137
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 28 Feb 2011 31 Dec 2010 008-67137
X-17A-5/A Open X-17A-5/A document View SEC filing for X-17A-5/A AUTO-GENERATED PAPER DOCUMENT 01 Mar 2010 31 Dec 2009 008-67137
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 26 Feb 2010 31 Dec 2009 008-67137

About this filer

FOUNDERS FINANCIAL SECURITIES LLC files with the SEC under CIK 0001342396. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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