Portman Ridge Finance Corp

Symbol
PTMN on Nasdaq
Business address
650 Madison Avnue, 3 Rd Floor, New York, NY, 10022
State of incorporation
DE
Fiscal year end
31 December
Former names
KCAP Financial, Inc. (to 01 Apr 2019), Kohlberg Capital CORP (to 25 Jun 2012), Kohlberg Capital, LLC (to 07 Dec 2006)
Get insider transactions for this issuer
Portman Ridge Finance Corp has filed 1,001 SEC EDGAR filings since 18 Aug 2006

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing FORM 4 16 Dec 2025 12 Dec 2025
4 Open Document Open Filing FORM 4 16 Dec 2025 12 Dec 2025
4 Open Document Open Filing 4 16 Dec 2025 12 Dec 2025
4 Open Document Open Filing 4 16 Dec 2025 12 Dec 2025
4 Open Document Open Filing 4 16 Dec 2025 12 Dec 2025
SC TO-T/A Open Document Open Filing SC TO-T/A 12 Dec 2025 005-82556
SC TO-T Open Document | Data Open Filing SC TO-T 12 Nov 2025 005-82556
8-K Open Document | Data Open Filing 8-K 07 Nov 2025 06 Nov 2025 814-00735
SC TO-C Open Document Open Filing SC TO-C 06 Nov 2025 005-82556
10-Q Open Document | Data Open Filing 10-Q 06 Nov 2025 30 Sep 2025 814-00735
8-K Open Document | Data Open Filing 8-K 15 Oct 2025 10 Oct 2025 814-00735
8-K Open Document | Data Open Filing 8-K 15 Oct 2025 14 Oct 2025 814-00735
N-23C-2 Open Document Open Filing N-23C-2 14 Oct 2025 14 Oct 2025 817-01305
424B2 Open Document | Data Open Filing 424B2 14 Oct 2025 333-283443
4 Open Document Open Filing 23 Sep 2025 19 Sep 2025
4 Open Document Open Filing 23 Sep 2025 19 Sep 2025
305B2 Open Document Open Filing 305B2 12 Sep 2025 333-283443
40-APP Open Document Open Filing 40-APP 12 Sep 2025 812-15897-17
8-K Open Document | Data Open Filing 8-K 21 Aug 2025 20 Aug 2025 814-00735
8-K Open Document | Data Open Filing 8-K 11 Aug 2025 07 Aug 2025 814-00735
10-Q Open Document | Data Open Filing 10-Q 07 Aug 2025 30 Jun 2025 814-00735
4 Open Document Open Filing FORM 4 17 Jul 2025 15 Jul 2025
4 Open Document Open Filing FORM 4 17 Jul 2025 15 Jul 2025
4 Open Document Open Filing FORM 4 17 Jul 2025 15 Jul 2025
8-K Open Document | Data Open Filing 8-K 16 Jul 2025 15 Jul 2025 814-00735
8-K Open Document | Data Open Filing 8-K 27 Jun 2025 27 Jun 2025 814-00735
8-K Open Document | Data Open Filing 8-K 24 Jun 2025 24 Jun 2025 814-00735
DEFA14A Open Document Open Filing DEFA14A 23 Jun 2025 814-00735
425 Open Document Open Filing 425 23 Jun 2025
425 Open Document Open Filing 425 17 Jun 2025
425 Open Document Open Filing 425 11 Jun 2025
425 Open Document Open Filing 425 11 Jun 2025
425 Open Document Open Filing 425 06 Jun 2025
DEFA14A Open Document Open Filing DEFA14A 06 Jun 2025 814-00735
425 Open Document Open Filing 425 06 Jun 2025
425 Open Document Open Filing 425 03 Jun 2025
8-K Open Document | Data Open Filing 8-K 03 Jun 2025 03 Jun 2025 814-00735
425 Open Document Open Filing 425 27 May 2025
425 Open Document Open Filing 425 27 May 2025
425 Open Document Open Filing 425 23 May 2025
425 Open Document Open Filing 425 23 May 2025
4 Open Document Open Filing 4 15 May 2025 13 May 2025
4 Open Document Open Filing 4 15 May 2025 13 May 2025
4 Open Document Open Filing 4 15 May 2025 13 May 2025
4 Open Document Open Filing 4 15 May 2025 13 May 2025
424B3 Open Document Open Filing 424B3 13 May 2025 333-285230
425 Open Document Open Filing 425 09 May 2025
8-K Open Document | Data Open Filing 8-K 09 May 2025 08 May 2025 814-00735
EFFECT Open Document Open Filing 08 May 2025 333-285230
425 Open Document Open Filing 425 08 May 2025
10-Q Open Document | Data Open Filing 10-Q 08 May 2025 31 Mar 2025 814-00735
CORRESP Open Document Open Filing 06 May 2025
N-14 8C/A Open Document Open Filing N-14 8C/A 06 May 2025 333-285230
DEF 14A Open Document | Data Open Filing DEF 14A 29 Apr 2025 24 Jun 2025 814-00735
N-14 8C/A Open Document Open Filing N-14 8C/A 21 Apr 2025 333-285230
CORRESP Open Document Open Filing 18 Apr 2025
40-17G Open Document Open Filing 40-17G 08 Apr 2025 814-00735
8-K Open Document | Data Open Filing 8-K 18 Mar 2025 13 Mar 2025 814-00735
10-K Open Document | Data Open Filing 10-K 13 Mar 2025 31 Dec 2024 814-00735
N-14 8C Open Document Open Filing N-14 25 Feb 2025 333-285230
EFFECT Open Document Open Filing 10 Feb 2025 333-283443
CORRESP Open Document Open Filing 10 Feb 2025
N-2/A Open Document | Data Open Filing N-2/A 05 Feb 2025 333-283443
CORRESP Open Document Open Filing 05 Feb 2025
CORRESP Open Document Open Filing 05 Feb 2025
8-K Open Document | Data Open Filing 8-K 04 Feb 2025 29 Jan 2025 814-00735
425 Open Document Open Filing 425 30 Jan 2025
425 Open Document Open Filing 425 30 Jan 2025
DEL AM Open Document Open Filing DEL AM 04 Dec 2024 333-283443
CORRESP Open Document Open Filing 25 Nov 2024
N-2 Open Document | Data Open Filing N-2 25 Nov 2024 333-283443
SC 13G/A Open Document Open Filing 14 Nov 2024 005-82556
8-K Open Document | Data Open Filing 8-K 12 Nov 2024 07 Nov 2024 814-00735
10-Q Open Document | Data Open Filing 10-Q 07 Nov 2024 30 Sep 2024 814-00735
CORRESP Open Document Open Filing 21 Oct 2024
8-K Open Document | Data Open Filing 8-K 12 Aug 2024 08 Aug 2024 814-00735
10-Q Open Document | Data Open Filing 10-Q 08 Aug 2024 30 Jun 2024 814-00735
8-K Open Document | Data Open Filing 8-K 29 Jul 2024 23 Jul 2024 814-00735
8-K Open Document | Data Open Filing 8-K 26 Jun 2024 25 Jun 2024 814-00735
40-17G Open Document Open Filing 40-17G 15 May 2024 814-00735
8-K Open Document | Data Open Filing 8-K 13 May 2024 08 May 2024 814-00735
10-Q Open Document | Data Open Filing 10-Q 08 May 2024 31 Mar 2024 814-00735
DEF 14A Open Document Open Filing DEF 14A 29 Apr 2024 25 Jun 2024 814-00735
3 Open Document Open Filing 3 01 Apr 2024 01 Apr 2024
40-17G Open Document Open Filing 40-17G 20 Mar 2024 814-00735
8-K Open Document | Data Open Filing 8-K 15 Mar 2024 13 Mar 2024 814-00735
10-K Open Document | Data Open Filing 10-K 13 Mar 2024 31 Dec 2023 814-00735
SC 13G/A Open Document Open Filing 14 Feb 2024 005-82556
4 Open Document Open Filing 17 Nov 2023 15 Nov 2023
4 Open Document Open Filing 14 Nov 2023 10 Nov 2023
8-K Open Document | Data Open Filing 8-K 14 Nov 2023 08 Nov 2023 814-00735
10-Q Open Document | Data Open Filing 10-Q 08 Nov 2023 30 Sep 2023 814-00735
4 Open Document Open Filing 11 Oct 2023 09 Oct 2023
4/A Open Document Open Filing 10 Oct 2023 12 Jan 2023
4/A Open Document Open Filing 10 Oct 2023 12 Jan 2023
SC 13G/A Open Document Open Filing 06 Oct 2023 005-82556
4 Open Document Open Filing 05 Oct 2023 02 Oct 2023
3 Open Document Open Filing 05 Oct 2023 02 Oct 2023
3/A Open Document Open Filing 05 Oct 2023 11 Apr 2022
4 Open Document Open Filing 29 Sep 2023 01 Jun 2023
8-K Open Document | Data Open Filing 8-K 11 Aug 2023 09 Aug 2023 814-00735
10-Q Open Document | Data Open Filing 10-Q 09 Aug 2023 30 Jun 2023 814-00735
8-K Open Document | Data Open Filing 8-K 28 Jul 2023 27 Jul 2023 814-00735
8-K Open Document | Data Open Filing 8-K 23 Jun 2023 22 Jun 2023 814-00735
8-K Open Document | Data Open Filing 8-K 15 May 2023 10 May 2023 814-00735
10-Q Open Document | Data Open Filing 10-Q 10 May 2023 31 Mar 2023 814-00735
4 Open Document Open Filing 02 May 2023 12 Jan 2023
4 Open Document Open Filing 02 May 2023 27 Dec 2022
4 Open Document Open Filing 02 May 2023 30 Nov 2022
4 Open Document Open Filing 02 May 2023 31 Oct 2022
4 Open Document Open Filing 02 May 2023 10 Oct 2022
4 Open Document Open Filing 02 May 2023 21 Jul 2022
DEF 14A Open Document Open Filing DEF 14A 28 Apr 2023 22 Jun 2023 814-00735
8-K Open Document | Data Open Filing 8-K 15 Mar 2023 09 Mar 2023 814-00735
10-K Open Document | Data Open Filing 10-K 09 Mar 2023 31 Dec 2022 814-00735
SC 13G/A Open Document Open Filing 14 Feb 2023 005-82556
40-APP/A Open Document Open Filing 40-APP/A 10 Jan 2023 812-15292-20
8-K Open Document | Data Open Filing 8-K 09 Nov 2022 08 Nov 2022 814-00735
10-Q Open Document | Data Open Filing 10-Q 08 Nov 2022 30 Sep 2022 814-00735
40-17G Open Document Open Filing 40-17G 16 Aug 2022 814-00735
8-K Open Document Open Filing 8-K 11 Aug 2022 09 Aug 2022 814-00735
10-Q Open Document Open Filing 10-Q 09 Aug 2022 30 Jun 2022 814-00735
40-APP Open Document Open Filing 40-APP 17 Jun 2022 812-15354-23
40-APP/A Open Document Open Filing 40-APP/A 17 Jun 2022 812-15292-20
8-K Open Document Open Filing 8-K 07 Jun 2022 06 Jun 2022 814-00735
3 Open Document Open Filing FORM 3 SUBMISSION 18 May 2022 09 May 2022
3 Open Document Open Filing FORM 3 SUBMISSION 16 May 2022 09 May 2022
8-K Open Document Open Filing 8-K 11 May 2022 10 May 2022 814-00735
10-Q Open Document Open Filing 10-Q 10 May 2022 31 Mar 2022 814-00735
8-K Open Document Open Filing 8-K 05 May 2022 29 Apr 2022 814-00735
SC 13G/A Open Document Open Filing 25 Apr 2022 005-82556
DEF 14A Open Document Open Filing DEF 14A 22 Apr 2022 06 Jun 2022 814-00735
3 Open Document Open Filing FORM 3 21 Apr 2022 11 Apr 2022
10-K Open Document Open Filing 10-K 10 Mar 2022 31 Dec 2021 814-00735
SC 13G/A Open Document Open Filing 14 Feb 2022 005-82556
SC 13G Open Document Open Filing NONE 14 Feb 2022 005-82556
EFFECT Open Document Open Filing 08 Feb 2022 333-261314
424B3 Open Document Open Filing 424B3 08 Feb 2022 333-261314
N-2/A Open Document Open Filing N-2/A 04 Feb 2022 333-261314
CORRESP Open Document Open Filing 18 Jan 2022
40-APP Open Document Open Filing 40-APP 21 Dec 2021 812-15292-20
424B3 Open Document Open Filing 424B3 03 Dec 2021 333-260072
424B3 Open Document Open Filing 424B3 03 Dec 2021 333-260074
EFFECT Open Document Open Filing 02 Dec 2021 333-260072
EFFECT Open Document Open Filing 02 Dec 2021 333-260074
CORRESP Open Document Open Filing 01 Dec 2021
N-14 8C/A Open Document Open Filing N-14 8C/A 23 Nov 2021 333-260074
N-2/A Open Document Open Filing N-2/A 23 Nov 2021 333-260072
N-2 Open Document Open Filing N-2 23 Nov 2021 333-261314
CORRESP Open Document Open Filing 22 Nov 2021
CORRESP Open Document Open Filing 22 Nov 2021
4 Open Document Open Filing FORM 4 SUBMISSION 16 Nov 2021 15 Nov 2021
10-Q Open Document Open Filing 10-Q 04 Nov 2021 30 Sep 2021 814-00735
D Open Document Open Filing 04 Nov 2021 021-419896
8-K Open Document Open Filing 8-K 26 Oct 2021 22 Oct 2021 814-00735
N-14 8C Open Document Open Filing N-14 8C 05 Oct 2021 333-260074
N-2 Open Document Open Filing N-2 05 Oct 2021 333-260072
8-K Open Document Open Filing 8-K 26 Aug 2021 26 Aug 2021 814-00735
8-K Open Document Open Filing 8-K 23 Aug 2021 23 Aug 2021 814-00735
10-Q Open Document Open Filing 10-Q 05 Aug 2021 30 Jun 2021 814-00735
3 Open Document Open Filing FORM 3 SUBMISSION 04 Aug 2021 04 Aug 2021
25-NSE Open Document Open Filing 23 Jul 2021 001-33180
8-K Open Document Open Filing 8-K 21 Jul 2021 20 Jul 2021 814-00735
8-K Open Document Open Filing 8-K 06 Jul 2021 30 Jun 2021 814-00735
N-23C-2 Open Document Open Filing N-23C-2 24 Jun 2021 24 Jun 2021 817-01305
8-K Open Document Open Filing 8-K 24 Jun 2021 22 Jun 2021 814-00735
8-K Open Document Open Filing 8-K 10 Jun 2021 09 Jun 2021 814-00735
CERT Open Document Open Filing 09 Jun 2021 001-33180
8-A12B Open Document Open Filing 8-A12B 09 Jun 2021 001-33180
8-K Open Document Open Filing 8-K 08 Jun 2021 07 Jun 2021 814-00735
25-NSE Open Document Open Filing 28 May 2021 001-33180
424B3 Open Document Open Filing 424B3 27 May 2021 333-252442
D Open Document Open Filing 12 May 2021 021-399188
8-K Open Document Open Filing 8-K 12 May 2021 06 May 2021 814-00735
10-Q Open Document Open Filing 10-Q 06 May 2021 31 Mar 2021 814-00735
N-23C-2 Open Document Open Filing PORTMAN RIDGE FINANCE CORPORATION 03 May 2021 03 May 2021 817-01305
8-K Open Document Open Filing 8-K 03 May 2021 27 Apr 2021 814-00735
DEF 14A Open Document Open Filing DEF 14A 23 Apr 2021 07 Jun 2021 814-00735
CORRESP Open Document Open Filing 22 Apr 2021
EFFECT Open Document Open Filing 20 Apr 2021 333-252442
424B3 Open Document Open Filing 424B3 20 Apr 2021 333-252442
N-14 8C/A Open Document Open Filing N-14 8C/A 19 Apr 2021 333-252442
CORRESP Open Document Open Filing 16 Apr 2021
40-17G Open Document Open Filing 40-17G 16 Apr 2021 814-00735
PRE 14A Open Document Open Filing PRE 14A 06 Apr 2021 07 Jun 2021 814-00735
N-14 8C/A Open Document Open Filing N-14 8C/A 30 Mar 2021 333-252442
CORRESP Open Document Open Filing 29 Mar 2021
8-K Open Document Open Filing 8-K 16 Mar 2021 11 Mar 2021 814-00735
10-K Open Document Open Filing 10-K 11 Mar 2021 31 Dec 2020 814-00735
3 Open Document Open Filing FORM 3 SUBMISSION 05 Mar 2021 01 Mar 2021
SC 13G Open Document Open Filing NONE 18 Feb 2021 005-82556
SC 13G Open Document Open Filing 17 Feb 2021 005-82556
SC 13G/A Open Document Open Filing NONE 12 Feb 2021 005-82556
SC 13G/A Open Document Open Filing AMENDMENT NO. 1 01 Feb 2021 005-82556
N-14 8C Open Document Open Filing N-148C 27 Jan 2021 333-252442
8-K Open Document Open Filing 8-K 12 Jan 2021 07 Jan 2021 814-00735
8-K/A Open Document Open Filing 8-K/A 11 Jan 2021 28 Oct 2020 814-00735
425 Open Document Open Filing 425 06 Jan 2021
425 Open Document Open Filing 425 28 Dec 2020
425 Open Document Open Filing 425 28 Dec 2020
8-K Open Document Open Filing 8-K 28 Dec 2020 23 Dec 2020 814-00735
425 Open Document Open Filing 425 28 Dec 2020
D Open Document Open Filing 16 Dec 2020 021-383452
8-K Open Document Open Filing 8-K 10 Nov 2020 09 Nov 2020 814-00735
10-Q Open Document Open Filing 10-Q 09 Nov 2020 30 Sep 2020 814-00735
3 Open Document Open Filing FORM 3 SUBMISSION 28 Oct 2020 28 Oct 2020
3 Open Document Open Filing FORM 3 SUBMISSION 28 Oct 2020 28 Oct 2020
8-K Open Document Open Filing 8-K 28 Oct 2020 28 Oct 2020 814-00735
8-K Open Document Open Filing 8-K 20 Oct 2020 16 Oct 2020 814-00735
8-K Open Document Open Filing 8-K 20 Oct 2020 19 Oct 2020 814-00735
424B3 Open Document Open Filing 424B3 02 Oct 2020 333-239920
8-K Open Document Open Filing 8-K 24 Sep 2020 18 Sep 2020 814-00735
4 Open Document Open Filing FORM 4 SUBMISSION 11 Sep 2020 09 Sep 2020
EFFECT Open Document Open Filing 01 Sep 2020 333-239920
424B3 Open Document Open Filing 424B3 01 Sep 2020 333-239920
CORRESP Open Document Open Filing 28 Aug 2020
N-14 8C/A Open Document Open Filing N-14 8C/A 28 Aug 2020 333-239920
CORRESP Open Document Open Filing 28 Aug 2020
4 Open Document Open Filing FORM 4 SUBMISSION 27 Aug 2020 26 Aug 2020
4 Open Document Open Filing FORM 4 SUBMISSION 26 Aug 2020 25 Aug 2020
4 Open Document Open Filing FORM 4 SUBMISSION 13 Aug 2020 12 Aug 2020
10-Q Open Document Open Filing 10-Q 06 Aug 2020 30 Jun 2020 814-00735
N-14 8C Open Document Open Filing N-14 8C 17 Jul 2020 333-239920
40-17G Open Document Open Filing 40-17G 09 Jul 2020 814-00735
8-K Open Document Open Filing 8-K 26 Jun 2020 24 Jun 2020 814-00735
425 Open Document Open Filing 425 25 Jun 2020
425 Open Document Open Filing 425 25 Jun 2020
8-K Open Document Open Filing 8-K 25 Jun 2020 24 Jun 2020 814-00735
10-Q Open Document Open Filing 10-Q 06 May 2020 31 Mar 2020 814-00735
DEF 14A Open Document Open Filing DEF 14A 29 Apr 2020 24 Jun 2020 814-00735
8-K Open Document Open Filing 8-K 02 Apr 2020 01 Apr 2020 814-00735
4 Open Document Open Filing FORM 4 SUBMISSION 24 Mar 2020 23 Mar 2020
8-K Open Document Open Filing 8-K 18 Mar 2020 17 Mar 2020 814-00735
4 Open Document Open Filing FORM 4 SUBMISSION 17 Mar 2020 16 Mar 2020
4 Open Document Open Filing FORM 4 SUBMISSION 16 Mar 2020 16 Mar 2020
4 Open Document Open Filing FORM 4 SUBMISSION 13 Mar 2020 11 Mar 2020
4 Open Document Open Filing FORM 4 SUBMISSION 13 Mar 2020 12 Mar 2020
POS EX Open Document Open Filing POS EX 12 Mar 2020 333-218596
8-K Open Document Open Filing FORM 8-K 09 Mar 2020 06 Mar 2020 814-00735
10-K Open Document Open Filing 10-K 06 Mar 2020 31 Dec 2019 814-00735
CORRESP Open Document Open Filing 04 Mar 2020
EFFECT Open Document Open Filing 03 Mar 2020 333-218596
EFFECT Open Document Open Filing 03 Mar 2020 333-218596
8-K/A Open Document Open Filing 8-K/A 03 Mar 2020 18 Dec 2019 814-00735
POS 8C Open Document Open Filing POS 8C 28 Feb 2020 333-218596
40-17G Open Document Open Filing 40-17G 25 Feb 2020 814-00735
SC 13G/A Open Document Open Filing NONE 13 Feb 2020 005-82556
8-K Open Document Open Filing FORM 8-K 05 Feb 2020 05 Feb 2020 814-00735
SC 13G Open Document Open Filing 05 Feb 2020 005-82556
POS 8C Open Document Open Filing POS 8C 23 Dec 2019 333-218596
8-K Open Document Open Filing FORM 8-K 23 Dec 2019 18 Dec 2019 814-00735
8-K Open Document Open Filing FORM 8-K 19 Dec 2019 18 Dec 2019 814-00735
4 Open Document Open Filing FORM 4 SUBMISSION 05 Dec 2019 03 Dec 2019
4 Open Document Open Filing FORM 4 SUBMISSION 26 Nov 2019 25 Nov 2019
4 Open Document Open Filing FORM 4 SUBMISSION 25 Nov 2019 22 Nov 2019
4 Open Document Open Filing FORM 4 SUBMISSION 19 Nov 2019 18 Nov 2019
4 Open Document Open Filing FORM 4 SUBMISSION 18 Nov 2019 14 Nov 2019
425 Open Document Open Filing 425 07 Nov 2019
8-K Open Document Open Filing 8-K 07 Nov 2019 05 Nov 2019 814-00735
10-Q Open Document Open Filing 10-Q 9-30-19 07 Nov 2019 30 Sep 2019 814-00735
EFFECT Open Document Open Filing 05 Nov 2019 333-233664
497 Open Document Open Filing 497 05 Nov 2019 333-233664
CORRESP Open Document Open Filing 05 Nov 2019
N-14 8C/A Open Document Open Filing N-14 8C/A 04 Nov 2019 333-233664
N-14 8C/A Open Document Open Filing N-14 8C/A 16 Oct 2019 333-233664
CORRESP Open Document Open Filing 15 Oct 2019
N-14 8C Open Document Open Filing N-14 8C 06 Sep 2019 333-233664
4 Open Document Open Filing FORM 4 SUBMISSION 06 Sep 2019 04 Sep 2019
4 Open Document Open Filing FORM 4 SUBMISSION 26 Aug 2019 21 Aug 2019
4 Open Document Open Filing FORM 4 SUBMISSION 20 Aug 2019 19 Aug 2019
4 Open Document Open Filing FORM 4 SUBMISSION 14 Aug 2019 13 Aug 2019
425 Open Document Open Filing 425 07 Aug 2019
425 Open Document Open Filing 425 07 Aug 2019
8-K Open Document Open Filing 8-K 07 Aug 2019 06 Aug 2019 814-00735
10-Q Open Document Open Filing 10-Q 06 Aug 2019 30 Jun 2019 814-00735
425 Open Document Open Filing 425 01 Aug 2019
425 Open Document Open Filing 425 01 Aug 2019
8-K Open Document Open Filing 8-K 01 Aug 2019 31 Jul 2019 814-00735
8-K Open Document Open Filing FORM 8-K 16 Jul 2019 10 Jul 2019 814-00735
DEFA14A Open Document Open Filing DEFA14A 24 May 2019 814-00735
DEF 14A Open Document Open Filing DEF 14A 24 May 2019 10 Jul 2019 814-00735
8-K Open Document Open Filing FORM 8-K 14 May 2019 09 May 2019 814-00735
3 Open Document Open Filing OWNERSHIP DOCUMENT 10 May 2019 09 May 2019
10-Q/A Open Document Open Filing FORM 10-Q/A 10 May 2019 31 Mar 2019 814-00735
SC 13G/A Open Document Open Filing PE 043019 10 May 2019 005-82556
10-Q Open Document Open Filing FORM 10-Q 10 May 2019 31 Mar 2019 814-00735
10-K/A Open Document Open Filing 10-K/A 30 Apr 2019 31 Dec 2018 814-00735
3 Open Document Open Filing OWNERSHIP DOCUMENT 05 Apr 2019 01 Apr 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT 05 Apr 2019 01 Apr 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT 05 Apr 2019 01 Apr 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT 05 Apr 2019 01 Apr 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT 05 Apr 2019 01 Apr 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT 05 Apr 2019 01 Apr 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT 05 Apr 2019 01 Apr 2019
8-K Open Document Open Filing FORM 8-K 02 Apr 2019 27 Mar 2019 814-00735
8-K Open Document Open Filing FORM 8-K 02 Apr 2019 01 Apr 2019 814-00735
S-8 POS Open Document Open Filing S-8 POS 01 Apr 2019 333-218594
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Apr 2019 28 Mar 2019
4 Open Document Open Filing OWNERSHIP DOCUMENT 01 Apr 2019 28 Mar 2019
8-K Open Document Open Filing 8-K 29 Mar 2019 28 Mar 2019 814-00735
8-K Open Document Open Filing FORM 8-K 20 Mar 2019 20 Mar 2019 814-00735
8-K Open Document Open Filing FORM 8-K 04 Mar 2019 04 Mar 2019 814-00735
10-K Open Document Open Filing FORM 10-K 26 Feb 2019 31 Dec 2018 814-00735
8-K Open Document Open Filing FORM 8-K 19 Feb 2019 19 Feb 2019 814-00735
SC 13G Open Document Open Filing SCHEDULE 13G 14 Feb 2019 005-82556
SC 13G Open Document Open Filing NONE 13 Feb 2019 005-82556
8-K Open Document Open Filing FORM 8-K 31 Jan 2019 31 Jan 2019 814-00735
SC 13G Open Document Open Filing PE 12/31/18 23 Jan 2019 005-82556
DEF 14A Open Document Open Filing DEF 14A 15 Jan 2019 19 Feb 2019 814-00735
40-17G Open Document Open Filing 40-17G 07 Jan 2019 814-00735
8-K Open Document Open Filing FORM 8-K 04 Jan 2019 31 Dec 2018 814-00735
DEFA14A Open Document Open Filing DEFA14A 04 Jan 2019 814-00735
DEFA14A Open Document Open Filing DEFA14A 03 Jan 2019 814-00735
8-K Open Document Open Filing FORM 8-K 02 Jan 2019 02 Jan 2019 814-00735
PRE 14A Open Document Open Filing PRE 14A 21 Dec 2018 21 Dec 2018 814-00735
8-K Open Document Open Filing FORM 8-K 20 Dec 2018 14 Dec 2018 814-00735
8-K Open Document Open Filing FORM 8-K 17 Dec 2018 17 Dec 2018 814-00735
8-K Open Document Open Filing FORM 8-K 14 Dec 2018 12 Dec 2018 814-00735
8-K Open Document Open Filing FORM 8-K 12 Dec 2018 12 Dec 2018 814-00735
8-K Open Document Open Filing FORM 8-K 04 Dec 2018 04 Dec 2018 814-00735
25-NSE Open Document Open Filing 26 Nov 2018 001-33180
8-K Open Document Open Filing FORM 8-K 13 Nov 2018 08 Nov 2018 814-00735
8-K Open Document Open Filing 8-K 09 Nov 2018 09 Nov 2018 814-00735
10-Q Open Document Open Filing FORM 10-Q 06 Nov 2018 30 Sep 2018 814-00735
8-K Open Document Open Filing FORM 8-K 29 Oct 2018 29 Oct 2018 814-00735
N-23C-2 Open Document Open Filing N-23C-2 24 Oct 2018 26 Nov 2018 817-01305
8-K Open Document Open Filing FORM 8-K 24 Oct 2018 24 Oct 2018 814-00735
8-K Open Document Open Filing FORM 8-K 18 Sep 2018 18 Sep 2018 814-00735
10-Q Open Document Open Filing FORM 10-Q 01 Aug 2018 30 Jun 2018 814-00735
4 Open Document Open Filing FORM 4 27 Jun 2018 23 Jun 2018
4 Open Document Open Filing FORM 4 27 Jun 2018 23 Jun 2018
4 Open Document Open Filing FORM 4 27 Jun 2018 23 Jun 2018
4 Open Document Open Filing FORM 4 21 Jun 2018 20 Jun 2018
4 Open Document Open Filing FORM 4 21 Jun 2018 20 Jun 2018
8-K Open Document Open Filing FORM 8-K 19 Jun 2018 19 Jun 2018 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2018 03 May 2018
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2018 03 May 2018
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2018 03 May 2018
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2018 03 May 2018
4 Open Document Open Filing FORM 4 03 May 2018 03 May 2018
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2018 03 May 2018
8-K Open Document Open Filing FORM 8-K 03 May 2018 03 May 2018 814-00735
10-Q Open Document Open Filing 10-Q 02 May 2018 31 Mar 2018 814-00735
POS 8C Open Document Open Filing POS 8C 20 Apr 2018 333-218596
8-K Open Document Open Filing FORM 8-K 04 Apr 2018 29 Mar 2018 814-00735
DEFA14A Open Document Open Filing DEFA14A 22 Mar 2018 814-00735
DEF 14A Open Document Open Filing DEF 14A 22 Mar 2018 03 May 2018 814-00735
8-K Open Document Open Filing FORM 8-K 20 Mar 2018 20 Mar 2018 814-00735
10-K Open Document Open Filing 10-K 07 Mar 2018 31 Dec 2017 814-00735
N-23C-2 Open Document Open Filing N-23C-2 08 Feb 2018 15 Mar 2018 817-01305
40-17G Open Document Open Filing 40-17G 04 Jan 2018 814-00735
8-K Open Document Open Filing 8-K 14 Dec 2017 13 Dec 2017 814-00735
10-Q Open Document Open Filing FORM 10-Q 07 Nov 2017 30 Sep 2017 814-00735
8-K Open Document Open Filing FORM 8-K 25 Sep 2017 22 Sep 2017 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Sep 2017 19 Sep 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Sep 2017 19 Sep 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Sep 2017 19 Sep 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 20 Sep 2017 19 Sep 2017
POS EX Open Document Open Filing POS EX 20 Sep 2017 333-218596
497 Open Document Open Filing 497 19 Sep 2017 333-218596
497AD Open Document Open Filing 497AD 19 Sep 2017 333-218596
497AD Open Document Open Filing 497AD 18 Sep 2017 333-218596
497 Open Document Open Filing 497 18 Sep 2017 333-218596
ABS-15G Open Document Open Filing ABS-15G 11 Sep 2017 11 Sep 2017 025-03482
SC 13G Open Document Open Filing 08 Sep 2017 005-82556
CERTNAS Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Aug 2017 001-33180
8-A12B Open Document Open Filing 8-A12B 14 Aug 2017 001-33180
POS EX Open Document Open Filing POS EX 14 Aug 2017 333-218596
497 Open Document Open Filing 497 09 Aug 2017 333-218596
497AD Open Document Open Filing 497AD 09 Aug 2017 333-218596
497AD Open Document Open Filing 497AD 09 Aug 2017 333-218596
497 Open Document Open Filing 497 08 Aug 2017 333-218596
497AD Open Document Open Filing 497AD 08 Aug 2017 333-218596
10-Q Open Document Open Filing FORM 10-Q 02 Aug 2017 30 Jun 2017 814-00735
EFFECT Open Document Open Filing 21 Jul 2017 333-218596
8-K Open Document | Data Open Filing FORM 8-K 20 Jul 2017 19 Jul 2017 814-00735
CORRESP Open Document Open Filing 20 Jul 2017
CORRESP Open Document Open Filing 20 Jul 2017
N-2/A Open Document | Data Open Filing N-2/A 20 Jul 2017 333-218596
4 Open Document Open Filing FORM 4 27 Jun 2017 23 Jun 2017
4 Open Document Open Filing FORM 4 27 Jun 2017 23 Jun 2017
4 Open Document Open Filing FORM 4 27 Jun 2017 23 Jun 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 22 Jun 2017 20 Jun 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 22 Jun 2017 20 Jun 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 22 Jun 2017 20 Jun 2017
8-K Open Document Open Filing FORM 8-K 20 Jun 2017 20 Jun 2017 814-00735
N-2 Open Document Open Filing N-2 08 Jun 2017 333-218596
S-8 Open Document Open Filing S-8 08 Jun 2017 333-218594
N-23C-2 Open Document Open Filing N-23C-2 10 May 2017 23 Jun 2017 817-01305
4 Open Document Open Filing OWNERSHIP DOCUMENT 09 May 2017 05 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 09 May 2017 05 May 2017
8-K Open Document Open Filing 8-K 08 May 2017 04 May 2017 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 May 2017 04 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 May 2017 04 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 May 2017 04 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 May 2017 04 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 May 2017 04 May 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 May 2017 04 May 2017
10-Q Open Document Open Filing FORM 10-Q 04 May 2017 31 Mar 2017 814-00735
DEFA14A Open Document Open Filing DEFA14A 23 Mar 2017 814-00735
DEF 14A Open Document Open Filing DEF 14A 23 Mar 2017 04 May 2017 814-00735
8-K Open Document Open Filing FORM 8-K 21 Mar 2017 21 Mar 2017 814-00735
10-K Open Document Open Filing 10-K 09 Mar 2017 31 Dec 2016 811-23183
8-K Open Document Open Filing FORM 8-K 08 Mar 2017 08 Mar 2017 811-23183
40-17G Open Document Open Filing 40-17G 22 Dec 2016 811-23183
8-K Open Document Open Filing FORM 8-K 21 Dec 2016 21 Dec 2016 814-00735
8-K Open Document Open Filing FORM 8-K 14 Dec 2016 14 Dec 2016 814-00735
10-Q Open Document Open Filing FORM 10-Q 02 Nov 2016 30 Sep 2016 814-00735
8-K Open Document Open Filing FORM 8-K 20 Sep 2016 20 Sep 2016 814-00735
N-23C-2 Open Document Open Filing N-23C-2 23 Aug 2016 23 Sep 2016 817-01305
10-Q Open Document Open Filing FORM 10-Q 03 Aug 2016 30 Jun 2016 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 29 Jun 2016 15 Jun 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 29 Jun 2016 20 Jun 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 29 Jun 2016 20 Jun 2016
8-K Open Document | Data Open Filing FORM 8-K 21 Jun 2016 21 Jun 2016 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 10 May 2016 06 May 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 10 May 2016 06 May 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 05 May 2016 03 May 2016
10-Q Open Document Open Filing FORM 10-Q 04 May 2016 31 Mar 2016 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2016 03 May 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2016 03 May 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2016 03 May 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2016 03 May 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2016 03 May 2016
8-K Open Document Open Filing 8-K 03 May 2016 03 May 2016 814-00735
SC 13D/A Open Document Open Filing 04 Apr 2016 005-82556
DEF 14A Open Document Open Filing DEF 14A 24 Mar 2016 03 May 2016 814-00735
8-K Open Document | Data Open Filing 8-K 18 Mar 2016 18 Mar 2016 814-00735
8-K Open Document Open Filing 8-K 15 Mar 2016 15 Mar 2016 814-00735
10-K Open Document Open Filing 10-K 09 Mar 2016 31 Dec 2015 814-00735
S-8 POS Open Document Open Filing POST-EFFECTIVE AMENDMENT NO. 1 08 Mar 2016 333-175838
S-8 POS Open Document Open Filing POST-EFFECTIVE AMENDMENT NO. 1 08 Mar 2016 333-151995
SC 13G/A Open Document Open Filing SC 13G/A 10 Feb 2016 005-82556
APP ORDR Open Document Open Filing 09 Feb 2016 812-14363
SC 13G/A Open Document Open Filing SCHEDULE 13G 05 Feb 2016 005-82556
40-17G Open Document Open Filing 40-17G 29 Dec 2015 814-00735
8-K Open Document Open Filing 8-K 18 Dec 2015 17 Dec 2015 814-00735
8-K Open Document Open Filing FORM 8-K 16 Dec 2015 16 Dec 2015 814-00735
8-K Open Document Open Filing 8-K 04 Nov 2015 04 Nov 2015 814-00735
10-Q Open Document Open Filing FORM 10-Q 04 Nov 2015 30 Sep 2015 814-00735
SC 13D Open Document Open Filing 06 Oct 2015 005-82556
8-K Open Document Open Filing CURRENT REPORT 22 Sep 2015 22 Sep 2015 814-00735
8-K Open Document Open Filing CURRENT REPORT 19 Aug 2015 21 May 2015 814-00735
8-K Open Document Open Filing CURRENT REPORT 17 Aug 2015 17 Aug 2015 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 13 Aug 2015 12 Aug 2015
POS 8C Open Document Open Filing POS 8C 07 Aug 2015 333-187570
8-K Open Document Open Filing FORM 8-K 05 Aug 2015 05 Aug 2015 814-00735
10-Q Open Document Open Filing FORM 10-Q 05 Aug 2015 30 Jun 2015 814-00735
DEFA14A Open Document Open Filing DEFA14A 21 Jul 2015 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 16 Jul 2015 21 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 10 Jul 2015 21 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 10 Jul 2015 21 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 10 Jul 2015 21 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 10 Jul 2015 21 May 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 10 Jul 2015 21 May 2015
8-K Open Document Open Filing 8-K 24 Jun 2015 23 Jun 2015 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Jun 2015 20 Jun 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Jun 2015 20 Jun 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Jun 2015 20 Jun 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Jun 2015 20 Jun 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 23 Jun 2015 20 Jun 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT 19 Jun 2015 16 Jun 2015
CORRESP Open Document Open Filing 15 Jun 2015
DEF 14A Open Document Open Filing DEF 14A 05 Jun 2015 20 Jul 2015 814-00735
DEFA14A Open Document Open Filing DEFA14A 05 Jun 2015 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 27 May 2015 22 May 2015
APP NTC Open Document Open Filing 22 May 2015 812-14363
40-APP/A Open Document Open Filing 40-APP/A 21 May 2015 812-14363
40-APP/A Open Document Open Filing 40-APP/A 15 May 2015 812-14363
PRE 14A Open Document Open Filing PRE 14A 12 May 2015 12 May 2015 814-00735
8-K Open Document Open Filing FORM 8-K 06 May 2015 06 May 2015 814-00735
10-Q Open Document Open Filing FORM 10-Q 06 May 2015 31 Mar 2015 814-00735
8-K Open Document Open Filing CURRENT REPORT 16 Apr 2015 15 Apr 2015 814-00735
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS 07 Apr 2015 814-00735
DEF 14A Open Document Open Filing DEF 14A 07 Apr 2015 21 May 2015 814-00735
8-K Open Document Open Filing CURRENT REPORT 31 Mar 2015 31 Mar 2015 814-00735
10-K Open Document Open Filing 10-K 31 Mar 2015 31 Dec 2014 814-00735
8-K Open Document Open Filing FORM 8-K 31 Mar 2015 30 Mar 2015 814-00735
8-K Open Document Open Filing FORM 8-K 27 Mar 2015 24 Mar 2015 814-00735
8-K Open Document Open Filing FORM 8-K 24 Mar 2015 24 Mar 2015 814-00735
NT 10-K Open Document Open Filing NT 10-K 16 Mar 2015 31 Dec 2014 814-00735
SC 13G/A Open Document Open Filing SC 13G/A 09 Feb 2015 005-82556
40-APP/A Open Document Open Filing 40-APP/A 28 Jan 2015 812-14363
40-17G Open Document Open Filing 40-17G 18 Dec 2014 814-00735
8-K Open Document Open Filing CURRENT REPORT 17 Dec 2014 17 Dec 2014 814-00735
8-K Open Document Open Filing CURRENT REPORT 09 Dec 2014 04 Dec 2014 814-00735
8-K Open Document Open Filing CURRENT REPORT 26 Nov 2014 21 Nov 2014 814-00735
SC 13G/A Open Document Open Filing SCHEDULE 13G 18 Nov 2014 005-82556
10-Q Open Document Open Filing FORM 10-Q 05 Nov 2014 30 Sep 2014 814-00735
POS EX Open Document Open Filing POS EX 09 Oct 2014 333-187570
497 Open Document Open Filing 497 08 Oct 2014 333-187570
497AD Open Document Open Filing FORM 497AD 07 Oct 2014 333-187570
497 Open Document Open Filing 497 06 Oct 2014 333-187570
497AD Open Document Open Filing 497AD 06 Oct 2014 333-187570
40-APP Open Document Open Filing 40-APP 22 Sep 2014 812-14363
8-K Open Document Open Filing CURRENT REPORT 19 Sep 2014 19 Sep 2014 814-00735
10-Q Open Document Open Filing QUARTERLY REPORT 06 Aug 2014 30 Jun 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT 31 Jul 2014 31 Jul 2014 814-00735
8-K Open Document Open Filing 8-K 09 Jul 2014 08 Jul 2014 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 24 Jun 2014 20 Jun 2014
DEFA14A Open Document Open Filing DEFA14A 23 Jun 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT 20 Jun 2014 20 Jun 2014 814-00735
SC 13D/A Open Document Open Filing SC 13D/A 06 Jun 2014 005-82556
4 Open Document Open Filing OWNERSHIP DOCUMENT 02 Jun 2014 30 May 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT 02 Jun 2014 29 May 2014
EFFECT Open Document Open Filing 22 May 2014 333-187570
CORRESP Open Document Open Filing 21 May 2014
CORRESP Open Document Open Filing 21 May 2014
POS 8C Open Document Open Filing POS 8C 21 May 2014 333-187570
CORRESP Open Document Open Filing 08 May 2014
8-K Open Document Open Filing FORM 8-K 07 May 2014 05 May 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT 07 May 2014 07 May 2014 814-00735
10-Q Open Document Open Filing FORM 10-Q 07 May 2014 31 Mar 2014 814-00735
DEF 14A Open Document Open Filing DEF 14A 06 May 2014 19 Jun 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT 29 Apr 2014 29 Apr 2014 814-00735
PRE 14A Open Document Open Filing FORM PRE 14A 16 Apr 2014 16 Apr 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT 03 Apr 2014 02 Apr 2014 814-00735
DEF 14A Open Document Open Filing DEF 14A 26 Mar 2014 05 May 2014 814-00735
8-K Open Document Open Filing FORM 8-K 26 Mar 2014 21 Mar 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT 21 Mar 2014 21 Mar 2014 814-00735
POS 8C Open Document Open Filing FORM POS 8C 21 Mar 2014 333-187570
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT 13 Mar 2014 12 Mar 2014 814-00735
10-K Open Document Open Filing FORM 10K 13 Mar 2014 31 Dec 2013 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT 07 Mar 2014 07 Mar 2014 814-00735
SC 13G Open Document Open Filing FORM SC 13G 14 Feb 2014 005-82556
SC 13G/A Open Document Open Filing SCHEDULE 13G 09 Jan 2014 005-82556