Portman Ridge Finance Corp

Symbol
PTMN on Nasdaq
Entity
Company
Business address
650 Madison Avnue, 3 Rd Floor, 10022 New York, NY
Phone
212.891.2880
State of incorporation
DE
Fiscal year end
December 31
Category
Non-accelerated filer
Former names
KCAP Financial, Inc. (to 4/1/2019), Kohlberg Capital CORP (to 6/25/2012), Kohlberg Capital, LLC (to 12/7/2006)
All SEC filings
View on sec.gov
Get insider transactions for this issuer
Portman Ridge Finance Corp has filed 991 SEC EDGAR filings since 8/18/2006

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
8-K Open Document | Data Open Filing 8-K Oct 15, 2025 Oct 10, 2025 814-00735
8-K Open Document | Data Open Filing 8-K Oct 15, 2025 Oct 14, 2025 814-00735
N-23C-2 Open Document Open Filing N-23C-2 Oct 14, 2025 Oct 14, 2025 817-01305
424B2 Open Document | Data Open Filing 424B2 Oct 14, 2025 333-283443
4 Open Document Open Filing Sep 23, 2025 Sep 19, 2025
4 Open Document Open Filing Sep 23, 2025 Sep 19, 2025
305B2 Open Document Open Filing 305B2 Sep 12, 2025 333-283443
40-APP Open Document Open Filing 40-APP Sep 12, 2025 812-15897-17
8-K Open Document | Data Open Filing 8-K Aug 21, 2025 Aug 20, 2025 814-00735
8-K Open Document | Data Open Filing 8-K Aug 11, 2025 Aug 7, 2025 814-00735
10-Q Open Document | Data Open Filing 10-Q Aug 7, 2025 Jun 30, 2025 814-00735
4 Open Document Open Filing FORM 4 Jul 17, 2025 Jul 15, 2025
4 Open Document Open Filing FORM 4 Jul 17, 2025 Jul 15, 2025
4 Open Document Open Filing FORM 4 Jul 17, 2025 Jul 15, 2025
8-K Open Document | Data Open Filing 8-K Jul 16, 2025 Jul 15, 2025 814-00735
8-K Open Document | Data Open Filing 8-K Jun 27, 2025 Jun 27, 2025 814-00735
8-K Open Document | Data Open Filing 8-K Jun 24, 2025 Jun 24, 2025 814-00735
DEFA14A Open Document Open Filing DEFA14A Jun 23, 2025 814-00735
425 Open Document Open Filing 425 Jun 23, 2025
425 Open Document Open Filing 425 Jun 17, 2025
425 Open Document Open Filing 425 Jun 11, 2025
425 Open Document Open Filing 425 Jun 11, 2025
425 Open Document Open Filing 425 Jun 6, 2025
DEFA14A Open Document Open Filing DEFA14A Jun 6, 2025 814-00735
425 Open Document Open Filing 425 Jun 6, 2025
425 Open Document Open Filing 425 Jun 3, 2025
8-K Open Document | Data Open Filing 8-K Jun 3, 2025 Jun 3, 2025 814-00735
425 Open Document Open Filing 425 May 27, 2025
425 Open Document Open Filing 425 May 27, 2025
425 Open Document Open Filing 425 May 23, 2025
425 Open Document Open Filing 425 May 23, 2025
4 Open Document Open Filing 4 May 15, 2025 May 13, 2025
4 Open Document Open Filing 4 May 15, 2025 May 13, 2025
4 Open Document Open Filing 4 May 15, 2025 May 13, 2025
4 Open Document Open Filing 4 May 15, 2025 May 13, 2025
424B3 Open Document Open Filing 424B3 May 13, 2025 333-285230
425 Open Document Open Filing 425 May 9, 2025
8-K Open Document | Data Open Filing 8-K May 9, 2025 May 8, 2025 814-00735
EFFECT Open Document Open Filing May 8, 2025 333-285230
425 Open Document Open Filing 425 May 8, 2025
10-Q Open Document | Data Open Filing 10-Q May 8, 2025 Mar 31, 2025 814-00735
CORRESP Open Document Open Filing May 6, 2025
N-14 8C/A Open Document Open Filing N-14 8C/A May 6, 2025 333-285230
DEF 14A Open Document | Data Open Filing DEF 14A Apr 29, 2025 Jun 24, 2025 814-00735
N-14 8C/A Open Document Open Filing N-14 8C/A Apr 21, 2025 333-285230
CORRESP Open Document Open Filing Apr 18, 2025
40-17G Open Document Open Filing 40-17G Apr 8, 2025 814-00735
8-K Open Document | Data Open Filing 8-K Mar 18, 2025 Mar 13, 2025 814-00735
10-K Open Document | Data Open Filing 10-K Mar 13, 2025 Dec 31, 2024 814-00735
N-14 8C Open Document Open Filing N-14 Feb 25, 2025 333-285230
EFFECT Open Document Open Filing Feb 10, 2025 333-283443
CORRESP Open Document Open Filing Feb 10, 2025
N-2/A Open Document | Data Open Filing N-2/A Feb 5, 2025 333-283443
CORRESP Open Document Open Filing Feb 5, 2025
CORRESP Open Document Open Filing Feb 5, 2025
8-K Open Document | Data Open Filing 8-K Feb 4, 2025 Jan 29, 2025 814-00735
425 Open Document Open Filing 425 Jan 30, 2025
425 Open Document Open Filing 425 Jan 30, 2025
DEL AM Open Document Open Filing DEL AM Dec 4, 2024 333-283443
CORRESP Open Document Open Filing Nov 25, 2024
N-2 Open Document | Data Open Filing N-2 Nov 25, 2024 333-283443
SC 13G/A Open Document Open Filing Nov 14, 2024 005-82556
8-K Open Document | Data Open Filing 8-K Nov 12, 2024 Nov 7, 2024 814-00735
10-Q Open Document | Data Open Filing 10-Q Nov 7, 2024 Sep 30, 2024 814-00735
CORRESP Open Document Open Filing Oct 21, 2024
8-K Open Document | Data Open Filing 8-K Aug 12, 2024 Aug 8, 2024 814-00735
10-Q Open Document | Data Open Filing 10-Q Aug 8, 2024 Jun 30, 2024 814-00735
8-K Open Document | Data Open Filing 8-K Jul 29, 2024 Jul 23, 2024 814-00735
8-K Open Document | Data Open Filing 8-K Jun 26, 2024 Jun 25, 2024 814-00735
40-17G Open Document Open Filing 40-17G May 15, 2024 814-00735
8-K Open Document | Data Open Filing 8-K May 13, 2024 May 8, 2024 814-00735
10-Q Open Document | Data Open Filing 10-Q May 8, 2024 Mar 31, 2024 814-00735
DEF 14A Open Document Open Filing DEF 14A Apr 29, 2024 Jun 25, 2024 814-00735
3 Open Document Open Filing 3 Apr 1, 2024 Apr 1, 2024
40-17G Open Document Open Filing 40-17G Mar 20, 2024 814-00735
8-K Open Document | Data Open Filing 8-K Mar 15, 2024 Mar 13, 2024 814-00735
10-K Open Document | Data Open Filing 10-K Mar 13, 2024 Dec 31, 2023 814-00735
SC 13G/A Open Document Open Filing Feb 14, 2024 005-82556
4 Open Document Open Filing Nov 17, 2023 Nov 15, 2023
4 Open Document Open Filing Nov 14, 2023 Nov 10, 2023
8-K Open Document | Data Open Filing 8-K Nov 14, 2023 Nov 8, 2023 814-00735
10-Q Open Document | Data Open Filing 10-Q Nov 8, 2023 Sep 30, 2023 814-00735
4 Open Document Open Filing Oct 11, 2023 Oct 9, 2023
4/A Open Document Open Filing Oct 10, 2023 Jan 12, 2023
4/A Open Document Open Filing Oct 10, 2023 Jan 12, 2023
SC 13G/A Open Document Open Filing Oct 6, 2023 005-82556
4 Open Document Open Filing Oct 5, 2023 Oct 2, 2023
3 Open Document Open Filing Oct 5, 2023 Oct 2, 2023
3/A Open Document Open Filing Oct 5, 2023 Apr 11, 2022
4 Open Document Open Filing Sep 29, 2023 Jun 1, 2023
8-K Open Document | Data Open Filing 8-K Aug 11, 2023 Aug 9, 2023 814-00735
10-Q Open Document | Data Open Filing 10-Q Aug 9, 2023 Jun 30, 2023 814-00735
8-K Open Document | Data Open Filing 8-K Jul 28, 2023 Jul 27, 2023 814-00735
8-K Open Document | Data Open Filing 8-K Jun 23, 2023 Jun 22, 2023 814-00735
8-K Open Document | Data Open Filing 8-K May 15, 2023 May 10, 2023 814-00735
10-Q Open Document | Data Open Filing 10-Q May 10, 2023 Mar 31, 2023 814-00735
4 Open Document Open Filing May 2, 2023 Jan 12, 2023
4 Open Document Open Filing May 2, 2023 Dec 27, 2022
4 Open Document Open Filing May 2, 2023 Nov 30, 2022
4 Open Document Open Filing May 2, 2023 Oct 31, 2022
4 Open Document Open Filing May 2, 2023 Oct 10, 2022
4 Open Document Open Filing May 2, 2023 Jul 21, 2022
DEF 14A Open Document Open Filing DEF 14A Apr 28, 2023 Jun 22, 2023 814-00735
8-K Open Document | Data Open Filing 8-K Mar 15, 2023 Mar 9, 2023 814-00735
10-K Open Document | Data Open Filing 10-K Mar 9, 2023 Dec 31, 2022 814-00735
SC 13G/A Open Document Open Filing Feb 14, 2023 005-82556
40-APP/A Open Document Open Filing 40-APP/A Jan 10, 2023 812-15292-20
8-K Open Document | Data Open Filing 8-K Nov 9, 2022 Nov 8, 2022 814-00735
10-Q Open Document | Data Open Filing 10-Q Nov 8, 2022 Sep 30, 2022 814-00735
40-17G Open Document Open Filing 40-17G Aug 16, 2022 814-00735
8-K Open Document Open Filing 8-K Aug 11, 2022 Aug 9, 2022 814-00735
10-Q Open Document Open Filing 10-Q Aug 9, 2022 Jun 30, 2022 814-00735
40-APP Open Document Open Filing 40-APP Jun 17, 2022 812-15354-23
40-APP/A Open Document Open Filing 40-APP/A Jun 17, 2022 812-15292-20
8-K Open Document Open Filing 8-K Jun 7, 2022 Jun 6, 2022 814-00735
3 Open Document Open Filing FORM 3 SUBMISSION May 18, 2022 May 9, 2022
3 Open Document Open Filing FORM 3 SUBMISSION May 16, 2022 May 9, 2022
8-K Open Document Open Filing 8-K May 11, 2022 May 10, 2022 814-00735
10-Q Open Document Open Filing 10-Q May 10, 2022 Mar 31, 2022 814-00735
8-K Open Document Open Filing 8-K May 5, 2022 Apr 29, 2022 814-00735
SC 13G/A Open Document Open Filing Apr 25, 2022 005-82556
DEF 14A Open Document Open Filing DEF 14A Apr 22, 2022 Jun 6, 2022 814-00735
3 Open Document Open Filing FORM 3 Apr 21, 2022 Apr 11, 2022
10-K Open Document Open Filing 10-K Mar 10, 2022 Dec 31, 2021 814-00735
SC 13G/A Open Document Open Filing Feb 14, 2022 005-82556
SC 13G Open Document Open Filing NONE Feb 14, 2022 005-82556
EFFECT Open Document Open Filing Feb 8, 2022 333-261314
424B3 Open Document Open Filing 424B3 Feb 8, 2022 333-261314
N-2/A Open Document Open Filing N-2/A Feb 4, 2022 333-261314
CORRESP Open Document Open Filing Jan 18, 2022
40-APP Open Document Open Filing 40-APP Dec 21, 2021 812-15292-20
424B3 Open Document Open Filing 424B3 Dec 3, 2021 333-260072
424B3 Open Document Open Filing 424B3 Dec 3, 2021 333-260074
EFFECT Open Document Open Filing Dec 2, 2021 333-260072
EFFECT Open Document Open Filing Dec 2, 2021 333-260074
CORRESP Open Document Open Filing Dec 1, 2021
N-14 8C/A Open Document Open Filing N-14 8C/A Nov 23, 2021 333-260074
N-2/A Open Document Open Filing N-2/A Nov 23, 2021 333-260072
N-2 Open Document Open Filing N-2 Nov 23, 2021 333-261314
CORRESP Open Document Open Filing Nov 22, 2021
CORRESP Open Document Open Filing Nov 22, 2021
4 Open Document Open Filing FORM 4 SUBMISSION Nov 16, 2021 Nov 15, 2021
10-Q Open Document Open Filing 10-Q Nov 4, 2021 Sep 30, 2021 814-00735
D Open Document Open Filing Nov 4, 2021 021-419896
8-K Open Document Open Filing 8-K Oct 26, 2021 Oct 22, 2021 814-00735
N-14 8C Open Document Open Filing N-14 8C Oct 5, 2021 333-260074
N-2 Open Document Open Filing N-2 Oct 5, 2021 333-260072
8-K Open Document Open Filing 8-K Aug 26, 2021 Aug 26, 2021 814-00735
8-K Open Document Open Filing 8-K Aug 23, 2021 Aug 23, 2021 814-00735
10-Q Open Document Open Filing 10-Q Aug 5, 2021 Jun 30, 2021 814-00735
3 Open Document Open Filing FORM 3 SUBMISSION Aug 4, 2021 Aug 4, 2021
25-NSE Open Document Open Filing Jul 23, 2021 001-33180
8-K Open Document Open Filing 8-K Jul 21, 2021 Jul 20, 2021 814-00735
8-K Open Document Open Filing 8-K Jul 6, 2021 Jun 30, 2021 814-00735
N-23C-2 Open Document Open Filing N-23C-2 Jun 24, 2021 Jun 24, 2021 817-01305
8-K Open Document Open Filing 8-K Jun 24, 2021 Jun 22, 2021 814-00735
8-K Open Document Open Filing 8-K Jun 10, 2021 Jun 9, 2021 814-00735
CERT Open Document Open Filing Jun 9, 2021 001-33180
8-A12B Open Document Open Filing 8-A12B Jun 9, 2021 001-33180
8-K Open Document Open Filing 8-K Jun 8, 2021 Jun 7, 2021 814-00735
25-NSE Open Document Open Filing May 28, 2021 001-33180
424B3 Open Document Open Filing 424B3 May 27, 2021 333-252442
D Open Document Open Filing May 12, 2021 021-399188
8-K Open Document Open Filing 8-K May 12, 2021 May 6, 2021 814-00735
10-Q Open Document Open Filing 10-Q May 6, 2021 Mar 31, 2021 814-00735
N-23C-2 Open Document Open Filing PORTMAN RIDGE FINANCE CORPORATION May 3, 2021 May 3, 2021 817-01305
8-K Open Document Open Filing 8-K May 3, 2021 Apr 27, 2021 814-00735
DEF 14A Open Document Open Filing DEF 14A Apr 23, 2021 Jun 7, 2021 814-00735
CORRESP Open Document Open Filing Apr 22, 2021
EFFECT Open Document Open Filing Apr 20, 2021 333-252442
424B3 Open Document Open Filing 424B3 Apr 20, 2021 333-252442
N-14 8C/A Open Document Open Filing N-14 8C/A Apr 19, 2021 333-252442
CORRESP Open Document Open Filing Apr 16, 2021
40-17G Open Document Open Filing 40-17G Apr 16, 2021 814-00735
PRE 14A Open Document Open Filing PRE 14A Apr 6, 2021 Jun 7, 2021 814-00735
N-14 8C/A Open Document Open Filing N-14 8C/A Mar 30, 2021 333-252442
CORRESP Open Document Open Filing Mar 29, 2021
8-K Open Document Open Filing 8-K Mar 16, 2021 Mar 11, 2021 814-00735
10-K Open Document Open Filing 10-K Mar 11, 2021 Dec 31, 2020 814-00735
3 Open Document Open Filing FORM 3 SUBMISSION Mar 5, 2021 Mar 1, 2021
SC 13G Open Document Open Filing NONE Feb 18, 2021 005-82556
SC 13G Open Document Open Filing Feb 17, 2021 005-82556
SC 13G/A Open Document Open Filing NONE Feb 12, 2021 005-82556
SC 13G/A Open Document Open Filing AMENDMENT NO. 1 Feb 1, 2021 005-82556
N-14 8C Open Document Open Filing N-148C Jan 27, 2021 333-252442
8-K Open Document Open Filing 8-K Jan 12, 2021 Jan 7, 2021 814-00735
8-K/A Open Document Open Filing 8-K/A Jan 11, 2021 Oct 28, 2020 814-00735
425 Open Document Open Filing 425 Jan 6, 2021
425 Open Document Open Filing 425 Dec 28, 2020
425 Open Document Open Filing 425 Dec 28, 2020
8-K Open Document Open Filing 8-K Dec 28, 2020 Dec 23, 2020 814-00735
425 Open Document Open Filing 425 Dec 28, 2020
D Open Document Open Filing Dec 16, 2020 021-383452
8-K Open Document Open Filing 8-K Nov 10, 2020 Nov 9, 2020 814-00735
10-Q Open Document Open Filing 10-Q Nov 9, 2020 Sep 30, 2020 814-00735
3 Open Document Open Filing FORM 3 SUBMISSION Oct 28, 2020 Oct 28, 2020
3 Open Document Open Filing FORM 3 SUBMISSION Oct 28, 2020 Oct 28, 2020
8-K Open Document Open Filing 8-K Oct 28, 2020 Oct 28, 2020 814-00735
8-K Open Document Open Filing 8-K Oct 20, 2020 Oct 16, 2020 814-00735
8-K Open Document Open Filing 8-K Oct 20, 2020 Oct 19, 2020 814-00735
424B3 Open Document Open Filing 424B3 Oct 2, 2020 333-239920
8-K Open Document Open Filing 8-K Sep 24, 2020 Sep 18, 2020 814-00735
4 Open Document Open Filing FORM 4 SUBMISSION Sep 11, 2020 Sep 9, 2020
EFFECT Open Document Open Filing Sep 1, 2020 333-239920
424B3 Open Document Open Filing 424B3 Sep 1, 2020 333-239920
CORRESP Open Document Open Filing Aug 28, 2020
N-14 8C/A Open Document Open Filing N-14 8C/A Aug 28, 2020 333-239920
CORRESP Open Document Open Filing Aug 28, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Aug 27, 2020 Aug 26, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Aug 26, 2020 Aug 25, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Aug 13, 2020 Aug 12, 2020
10-Q Open Document Open Filing 10-Q Aug 6, 2020 Jun 30, 2020 814-00735
N-14 8C Open Document Open Filing N-14 8C Jul 17, 2020 333-239920
40-17G Open Document Open Filing 40-17G Jul 9, 2020 814-00735
8-K Open Document Open Filing 8-K Jun 26, 2020 Jun 24, 2020 814-00735
425 Open Document Open Filing 425 Jun 25, 2020
425 Open Document Open Filing 425 Jun 25, 2020
8-K Open Document Open Filing 8-K Jun 25, 2020 Jun 24, 2020 814-00735
10-Q Open Document Open Filing 10-Q May 6, 2020 Mar 31, 2020 814-00735
DEF 14A Open Document Open Filing DEF 14A Apr 29, 2020 Jun 24, 2020 814-00735
8-K Open Document Open Filing 8-K Apr 2, 2020 Apr 1, 2020 814-00735
4 Open Document Open Filing FORM 4 SUBMISSION Mar 24, 2020 Mar 23, 2020
8-K Open Document Open Filing 8-K Mar 18, 2020 Mar 17, 2020 814-00735
4 Open Document Open Filing FORM 4 SUBMISSION Mar 17, 2020 Mar 16, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Mar 16, 2020 Mar 16, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Mar 13, 2020 Mar 11, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Mar 13, 2020 Mar 12, 2020
POS EX Open Document Open Filing POS EX Mar 12, 2020 333-218596
8-K Open Document Open Filing FORM 8-K Mar 9, 2020 Mar 6, 2020 814-00735
10-K Open Document Open Filing 10-K Mar 6, 2020 Dec 31, 2019 814-00735
CORRESP Open Document Open Filing Mar 4, 2020
EFFECT Open Document Open Filing Mar 3, 2020 333-218596
EFFECT Open Document Open Filing Mar 3, 2020 333-218596
8-K/A Open Document Open Filing 8-K/A Mar 3, 2020 Dec 18, 2019 814-00735
POS 8C Open Document Open Filing POS 8C Feb 28, 2020 333-218596
40-17G Open Document Open Filing 40-17G Feb 25, 2020 814-00735
SC 13G/A Open Document Open Filing NONE Feb 13, 2020 005-82556
8-K Open Document Open Filing FORM 8-K Feb 5, 2020 Feb 5, 2020 814-00735
SC 13G Open Document Open Filing Feb 5, 2020 005-82556
POS 8C Open Document Open Filing POS 8C Dec 23, 2019 333-218596
8-K Open Document Open Filing FORM 8-K Dec 23, 2019 Dec 18, 2019 814-00735
8-K Open Document Open Filing FORM 8-K Dec 19, 2019 Dec 18, 2019 814-00735
4 Open Document Open Filing FORM 4 SUBMISSION Dec 5, 2019 Dec 3, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Nov 26, 2019 Nov 25, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Nov 25, 2019 Nov 22, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Nov 19, 2019 Nov 18, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Nov 18, 2019 Nov 14, 2019
425 Open Document Open Filing 425 Nov 7, 2019
8-K Open Document Open Filing 8-K Nov 7, 2019 Nov 5, 2019 814-00735
10-Q Open Document Open Filing 10-Q 9-30-19 Nov 7, 2019 Sep 30, 2019 814-00735
EFFECT Open Document Open Filing Nov 5, 2019 333-233664
497 Open Document Open Filing 497 Nov 5, 2019 333-233664
CORRESP Open Document Open Filing Nov 5, 2019
N-14 8C/A Open Document Open Filing N-14 8C/A Nov 4, 2019 333-233664
N-14 8C/A Open Document Open Filing N-14 8C/A Oct 16, 2019 333-233664
CORRESP Open Document Open Filing Oct 15, 2019
N-14 8C Open Document Open Filing N-14 8C Sep 6, 2019 333-233664
4 Open Document Open Filing FORM 4 SUBMISSION Sep 6, 2019 Sep 4, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Aug 26, 2019 Aug 21, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Aug 20, 2019 Aug 19, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Aug 14, 2019 Aug 13, 2019
425 Open Document Open Filing 425 Aug 7, 2019
425 Open Document Open Filing 425 Aug 7, 2019
8-K Open Document Open Filing 8-K Aug 7, 2019 Aug 6, 2019 814-00735
10-Q Open Document Open Filing 10-Q Aug 6, 2019 Jun 30, 2019 814-00735
425 Open Document Open Filing 425 Aug 1, 2019
425 Open Document Open Filing 425 Aug 1, 2019
8-K Open Document Open Filing 8-K Aug 1, 2019 Jul 31, 2019 814-00735
8-K Open Document Open Filing FORM 8-K Jul 16, 2019 Jul 10, 2019 814-00735
DEFA14A Open Document Open Filing DEFA14A May 24, 2019 814-00735
DEF 14A Open Document Open Filing DEF 14A May 24, 2019 Jul 10, 2019 814-00735
8-K Open Document Open Filing FORM 8-K May 14, 2019 May 9, 2019 814-00735
3 Open Document Open Filing OWNERSHIP DOCUMENT May 10, 2019 May 9, 2019
10-Q/A Open Document Open Filing FORM 10-Q/A May 10, 2019 Mar 31, 2019 814-00735
SC 13G/A Open Document Open Filing PE 043019 May 10, 2019 005-82556
10-Q Open Document Open Filing FORM 10-Q May 10, 2019 Mar 31, 2019 814-00735
10-K/A Open Document Open Filing 10-K/A Apr 30, 2019 Dec 31, 2018 814-00735
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 5, 2019 Apr 1, 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 5, 2019 Apr 1, 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 5, 2019 Apr 1, 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 5, 2019 Apr 1, 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 5, 2019 Apr 1, 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 5, 2019 Apr 1, 2019
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 5, 2019 Apr 1, 2019
8-K Open Document Open Filing FORM 8-K Apr 2, 2019 Mar 27, 2019 814-00735
8-K Open Document Open Filing FORM 8-K Apr 2, 2019 Apr 1, 2019 814-00735
S-8 POS Open Document Open Filing S-8 POS Apr 1, 2019 333-218594
4 Open Document Open Filing OWNERSHIP DOCUMENT Apr 1, 2019 Mar 28, 2019
4 Open Document Open Filing OWNERSHIP DOCUMENT Apr 1, 2019 Mar 28, 2019
8-K Open Document Open Filing 8-K Mar 29, 2019 Mar 28, 2019 814-00735
8-K Open Document Open Filing FORM 8-K Mar 20, 2019 Mar 20, 2019 814-00735
8-K Open Document Open Filing FORM 8-K Mar 4, 2019 Mar 4, 2019 814-00735
10-K Open Document Open Filing FORM 10-K Feb 26, 2019 Dec 31, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Feb 19, 2019 Feb 19, 2019 814-00735
SC 13G Open Document Open Filing SCHEDULE 13G Feb 14, 2019 005-82556
SC 13G Open Document Open Filing NONE Feb 13, 2019 005-82556
8-K Open Document Open Filing FORM 8-K Jan 31, 2019 Jan 31, 2019 814-00735
SC 13G Open Document Open Filing PE 12/31/18 Jan 23, 2019 005-82556
DEF 14A Open Document Open Filing DEF 14A Jan 15, 2019 Feb 19, 2019 814-00735
40-17G Open Document Open Filing 40-17G Jan 7, 2019 814-00735
8-K Open Document Open Filing FORM 8-K Jan 4, 2019 Dec 31, 2018 814-00735
DEFA14A Open Document Open Filing DEFA14A Jan 4, 2019 814-00735
DEFA14A Open Document Open Filing DEFA14A Jan 3, 2019 814-00735
8-K Open Document Open Filing FORM 8-K Jan 2, 2019 Jan 2, 2019 814-00735
PRE 14A Open Document Open Filing PRE 14A Dec 21, 2018 Dec 21, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Dec 20, 2018 Dec 14, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Dec 17, 2018 Dec 17, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Dec 14, 2018 Dec 12, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Dec 12, 2018 Dec 12, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Dec 4, 2018 Dec 4, 2018 814-00735
25-NSE Open Document Open Filing Nov 26, 2018 001-33180
8-K Open Document Open Filing FORM 8-K Nov 13, 2018 Nov 8, 2018 814-00735
8-K Open Document Open Filing 8-K Nov 9, 2018 Nov 9, 2018 814-00735
10-Q Open Document Open Filing FORM 10-Q Nov 6, 2018 Sep 30, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Oct 29, 2018 Oct 29, 2018 814-00735
N-23C-2 Open Document Open Filing N-23C-2 Oct 24, 2018 Nov 26, 2018 817-01305
8-K Open Document Open Filing FORM 8-K Oct 24, 2018 Oct 24, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Sep 18, 2018 Sep 18, 2018 814-00735
10-Q Open Document Open Filing FORM 10-Q Aug 1, 2018 Jun 30, 2018 814-00735
4 Open Document Open Filing FORM 4 Jun 27, 2018 Jun 23, 2018
4 Open Document Open Filing FORM 4 Jun 27, 2018 Jun 23, 2018
4 Open Document Open Filing FORM 4 Jun 27, 2018 Jun 23, 2018
4 Open Document Open Filing FORM 4 Jun 21, 2018 Jun 20, 2018
4 Open Document Open Filing FORM 4 Jun 21, 2018 Jun 20, 2018
8-K Open Document Open Filing FORM 8-K Jun 19, 2018 Jun 19, 2018 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2018 May 3, 2018
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2018 May 3, 2018
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2018 May 3, 2018
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2018 May 3, 2018
4 Open Document Open Filing FORM 4 May 3, 2018 May 3, 2018
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2018 May 3, 2018
8-K Open Document Open Filing FORM 8-K May 3, 2018 May 3, 2018 814-00735
10-Q Open Document Open Filing 10-Q May 2, 2018 Mar 31, 2018 814-00735
POS 8C Open Document Open Filing POS 8C Apr 20, 2018 333-218596
8-K Open Document Open Filing FORM 8-K Apr 4, 2018 Mar 29, 2018 814-00735
DEFA14A Open Document Open Filing DEFA14A Mar 22, 2018 814-00735
DEF 14A Open Document Open Filing DEF 14A Mar 22, 2018 May 3, 2018 814-00735
8-K Open Document Open Filing FORM 8-K Mar 20, 2018 Mar 20, 2018 814-00735
10-K Open Document Open Filing 10-K Mar 7, 2018 Dec 31, 2017 814-00735
N-23C-2 Open Document Open Filing N-23C-2 Feb 8, 2018 Mar 15, 2018 817-01305
40-17G Open Document Open Filing 40-17G Jan 4, 2018 814-00735
8-K Open Document Open Filing 8-K Dec 14, 2017 Dec 13, 2017 814-00735
10-Q Open Document Open Filing FORM 10-Q Nov 7, 2017 Sep 30, 2017 814-00735
8-K Open Document Open Filing FORM 8-K Sep 25, 2017 Sep 22, 2017 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 20, 2017 Sep 19, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 20, 2017 Sep 19, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 20, 2017 Sep 19, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 20, 2017 Sep 19, 2017
POS EX Open Document Open Filing POS EX Sep 20, 2017 333-218596
497 Open Document Open Filing 497 Sep 19, 2017 333-218596
497AD Open Document Open Filing 497AD Sep 19, 2017 333-218596
497AD Open Document Open Filing 497AD Sep 18, 2017 333-218596
497 Open Document Open Filing 497 Sep 18, 2017 333-218596
ABS-15G Open Document Open Filing ABS-15G Sep 11, 2017 Sep 11, 2017 025-03482
SC 13G Open Document Open Filing Sep 8, 2017 005-82556
CERTNAS Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Aug 28, 2017 001-33180
8-A12B Open Document Open Filing 8-A12B Aug 14, 2017 001-33180
POS EX Open Document Open Filing POS EX Aug 14, 2017 333-218596
497 Open Document Open Filing 497 Aug 9, 2017 333-218596
497AD Open Document Open Filing 497AD Aug 9, 2017 333-218596
497AD Open Document Open Filing 497AD Aug 9, 2017 333-218596
497 Open Document Open Filing 497 Aug 8, 2017 333-218596
497AD Open Document Open Filing 497AD Aug 8, 2017 333-218596
10-Q Open Document Open Filing FORM 10-Q Aug 2, 2017 Jun 30, 2017 814-00735
EFFECT Open Document Open Filing Jul 21, 2017 333-218596
8-K Open Document | Data Open Filing FORM 8-K Jul 20, 2017 Jul 19, 2017 814-00735
CORRESP Open Document Open Filing Jul 20, 2017
CORRESP Open Document Open Filing Jul 20, 2017
N-2/A Open Document | Data Open Filing N-2/A Jul 20, 2017 333-218596
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4 Open Document Open Filing FORM 4 Jun 27, 2017 Jun 23, 2017
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4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 22, 2017 Jun 20, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 22, 2017 Jun 20, 2017
8-K Open Document Open Filing FORM 8-K Jun 20, 2017 Jun 20, 2017 814-00735
N-2 Open Document Open Filing N-2 Jun 8, 2017 333-218596
S-8 Open Document Open Filing S-8 Jun 8, 2017 333-218594
N-23C-2 Open Document Open Filing N-23C-2 May 10, 2017 Jun 23, 2017 817-01305
4 Open Document Open Filing OWNERSHIP DOCUMENT May 9, 2017 May 5, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT May 9, 2017 May 5, 2017
8-K Open Document Open Filing 8-K May 8, 2017 May 4, 2017 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT May 4, 2017 May 4, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT May 4, 2017 May 4, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT May 4, 2017 May 4, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT May 4, 2017 May 4, 2017
4 Open Document Open Filing OWNERSHIP DOCUMENT May 4, 2017 May 4, 2017
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10-Q Open Document Open Filing FORM 10-Q May 4, 2017 Mar 31, 2017 814-00735
DEFA14A Open Document Open Filing DEFA14A Mar 23, 2017 814-00735
DEF 14A Open Document Open Filing DEF 14A Mar 23, 2017 May 4, 2017 814-00735
8-K Open Document Open Filing FORM 8-K Mar 21, 2017 Mar 21, 2017 814-00735
10-K Open Document Open Filing 10-K Mar 9, 2017 Dec 31, 2016 811-23183
8-K Open Document Open Filing FORM 8-K Mar 8, 2017 Mar 8, 2017 811-23183
40-17G Open Document Open Filing 40-17G Dec 22, 2016 811-23183
8-K Open Document Open Filing FORM 8-K Dec 21, 2016 Dec 21, 2016 814-00735
8-K Open Document Open Filing FORM 8-K Dec 14, 2016 Dec 14, 2016 814-00735
10-Q Open Document Open Filing FORM 10-Q Nov 2, 2016 Sep 30, 2016 814-00735
8-K Open Document Open Filing FORM 8-K Sep 20, 2016 Sep 20, 2016 814-00735
N-23C-2 Open Document Open Filing N-23C-2 Aug 23, 2016 Sep 23, 2016 817-01305
10-Q Open Document Open Filing FORM 10-Q Aug 3, 2016 Jun 30, 2016 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 29, 2016 Jun 15, 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 29, 2016 Jun 20, 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 29, 2016 Jun 20, 2016
8-K Open Document | Data Open Filing FORM 8-K Jun 21, 2016 Jun 21, 2016 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT May 10, 2016 May 6, 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT May 10, 2016 May 6, 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT May 5, 2016 May 3, 2016
10-Q Open Document Open Filing FORM 10-Q May 4, 2016 Mar 31, 2016 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2016 May 3, 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2016 May 3, 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2016 May 3, 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2016 May 3, 2016
4 Open Document Open Filing OWNERSHIP DOCUMENT May 3, 2016 May 3, 2016
8-K Open Document Open Filing 8-K May 3, 2016 May 3, 2016 814-00735
SC 13D/A Open Document Open Filing Apr 4, 2016 005-82556
DEF 14A Open Document Open Filing DEF 14A Mar 24, 2016 May 3, 2016 814-00735
8-K Open Document | Data Open Filing 8-K Mar 18, 2016 Mar 18, 2016 814-00735
8-K Open Document Open Filing 8-K Mar 15, 2016 Mar 15, 2016 814-00735
10-K Open Document Open Filing 10-K Mar 9, 2016 Dec 31, 2015 814-00735
S-8 POS Open Document Open Filing POST-EFFECTIVE AMENDMENT NO. 1 Mar 8, 2016 333-175838
S-8 POS Open Document Open Filing POST-EFFECTIVE AMENDMENT NO. 1 Mar 8, 2016 333-151995
SC 13G/A Open Document Open Filing SC 13G/A Feb 10, 2016 005-82556
APP ORDR Open Document Open Filing Feb 9, 2016 812-14363
SC 13G/A Open Document Open Filing SCHEDULE 13G Feb 5, 2016 005-82556
40-17G Open Document Open Filing 40-17G Dec 29, 2015 814-00735
8-K Open Document Open Filing 8-K Dec 18, 2015 Dec 17, 2015 814-00735
8-K Open Document Open Filing FORM 8-K Dec 16, 2015 Dec 16, 2015 814-00735
8-K Open Document Open Filing 8-K Nov 4, 2015 Nov 4, 2015 814-00735
10-Q Open Document Open Filing FORM 10-Q Nov 4, 2015 Sep 30, 2015 814-00735
SC 13D Open Document Open Filing Oct 6, 2015 005-82556
8-K Open Document Open Filing CURRENT REPORT Sep 22, 2015 Sep 22, 2015 814-00735
8-K Open Document Open Filing CURRENT REPORT Aug 19, 2015 May 21, 2015 814-00735
8-K Open Document Open Filing CURRENT REPORT Aug 17, 2015 Aug 17, 2015 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT Aug 13, 2015 Aug 12, 2015
POS 8C Open Document Open Filing POS 8C Aug 7, 2015 333-187570
8-K Open Document Open Filing FORM 8-K Aug 5, 2015 Aug 5, 2015 814-00735
10-Q Open Document Open Filing FORM 10-Q Aug 5, 2015 Jun 30, 2015 814-00735
DEFA14A Open Document Open Filing DEFA14A Jul 21, 2015 814-00735
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4 Open Document Open Filing OWNERSHIP DOCUMENT Jul 10, 2015 May 21, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jul 10, 2015 May 21, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jul 10, 2015 May 21, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jul 10, 2015 May 21, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jul 10, 2015 May 21, 2015
8-K Open Document Open Filing 8-K Jun 24, 2015 Jun 23, 2015 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 23, 2015 Jun 20, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 23, 2015 Jun 20, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 23, 2015 Jun 20, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 23, 2015 Jun 20, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 23, 2015 Jun 20, 2015
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 19, 2015 Jun 16, 2015
CORRESP Open Document Open Filing Jun 15, 2015
DEF 14A Open Document Open Filing DEF 14A Jun 5, 2015 Jul 20, 2015 814-00735
DEFA14A Open Document Open Filing DEFA14A Jun 5, 2015 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT May 27, 2015 May 22, 2015
APP NTC Open Document Open Filing May 22, 2015 812-14363
40-APP/A Open Document Open Filing 40-APP/A May 21, 2015 812-14363
40-APP/A Open Document Open Filing 40-APP/A May 15, 2015 812-14363
PRE 14A Open Document Open Filing PRE 14A May 12, 2015 May 12, 2015 814-00735
8-K Open Document Open Filing FORM 8-K May 6, 2015 May 6, 2015 814-00735
10-Q Open Document Open Filing FORM 10-Q May 6, 2015 Mar 31, 2015 814-00735
8-K Open Document Open Filing CURRENT REPORT Apr 16, 2015 Apr 15, 2015 814-00735
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Apr 7, 2015 814-00735
DEF 14A Open Document Open Filing DEF 14A Apr 7, 2015 May 21, 2015 814-00735
8-K Open Document Open Filing CURRENT REPORT Mar 31, 2015 Mar 31, 2015 814-00735
10-K Open Document Open Filing 10-K Mar 31, 2015 Dec 31, 2014 814-00735
8-K Open Document Open Filing FORM 8-K Mar 31, 2015 Mar 30, 2015 814-00735
8-K Open Document Open Filing FORM 8-K Mar 27, 2015 Mar 24, 2015 814-00735
8-K Open Document Open Filing FORM 8-K Mar 24, 2015 Mar 24, 2015 814-00735
NT 10-K Open Document Open Filing NT 10-K Mar 16, 2015 Dec 31, 2014 814-00735
SC 13G/A Open Document Open Filing SC 13G/A Feb 9, 2015 005-82556
40-APP/A Open Document Open Filing 40-APP/A Jan 28, 2015 812-14363
40-17G Open Document Open Filing 40-17G Dec 18, 2014 814-00735
8-K Open Document Open Filing CURRENT REPORT Dec 17, 2014 Dec 17, 2014 814-00735
8-K Open Document Open Filing CURRENT REPORT Dec 9, 2014 Dec 4, 2014 814-00735
8-K Open Document Open Filing CURRENT REPORT Nov 26, 2014 Nov 21, 2014 814-00735
SC 13G/A Open Document Open Filing SCHEDULE 13G Nov 18, 2014 005-82556
10-Q Open Document Open Filing FORM 10-Q Nov 5, 2014 Sep 30, 2014 814-00735
POS EX Open Document Open Filing POS EX Oct 9, 2014 333-187570
497 Open Document Open Filing 497 Oct 8, 2014 333-187570
497AD Open Document Open Filing FORM 497AD Oct 7, 2014 333-187570
497 Open Document Open Filing 497 Oct 6, 2014 333-187570
497AD Open Document Open Filing 497AD Oct 6, 2014 333-187570
40-APP Open Document Open Filing 40-APP Sep 22, 2014 812-14363
8-K Open Document Open Filing CURRENT REPORT Sep 19, 2014 Sep 19, 2014 814-00735
10-Q Open Document Open Filing QUARTERLY REPORT Aug 6, 2014 Jun 30, 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT Jul 31, 2014 Jul 31, 2014 814-00735
8-K Open Document Open Filing 8-K Jul 9, 2014 Jul 8, 2014 814-00735
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 24, 2014 Jun 20, 2014
DEFA14A Open Document Open Filing DEFA14A Jun 23, 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT Jun 20, 2014 Jun 20, 2014 814-00735
SC 13D/A Open Document Open Filing SC 13D/A Jun 6, 2014 005-82556
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 2, 2014 May 30, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 2, 2014 May 29, 2014
EFFECT Open Document Open Filing May 22, 2014 333-187570
CORRESP Open Document Open Filing May 21, 2014
CORRESP Open Document Open Filing May 21, 2014
POS 8C Open Document Open Filing POS 8C May 21, 2014 333-187570
CORRESP Open Document Open Filing May 8, 2014
8-K Open Document Open Filing FORM 8-K May 7, 2014 May 5, 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT May 7, 2014 May 7, 2014 814-00735
10-Q Open Document Open Filing FORM 10-Q May 7, 2014 Mar 31, 2014 814-00735
DEF 14A Open Document Open Filing DEF 14A May 6, 2014 Jun 19, 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT Apr 29, 2014 Apr 29, 2014 814-00735
PRE 14A Open Document Open Filing FORM PRE 14A Apr 16, 2014 Apr 16, 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT Apr 3, 2014 Apr 2, 2014 814-00735
DEF 14A Open Document Open Filing DEF 14A Mar 26, 2014 May 5, 2014 814-00735
8-K Open Document Open Filing FORM 8-K Mar 26, 2014 Mar 21, 2014 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT Mar 21, 2014 Mar 21, 2014 814-00735
POS 8C Open Document Open Filing FORM POS 8C Mar 21, 2014 333-187570
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT Mar 13, 2014 Mar 12, 2014 814-00735
10-K Open Document Open Filing FORM 10K Mar 13, 2014 Dec 31, 2013 814-00735
8-K Open Document Open Filing FORM 8-K FILING DOCUMENT Mar 7, 2014 Mar 7, 2014 814-00735
SC 13G Open Document Open Filing FORM SC 13G Feb 14, 2014 005-82556
SC 13G/A Open Document Open Filing SCHEDULE 13G Jan 9, 2014 005-82556