First Trust Specialty Finance & Financial Opportunities Fund

Symbol
FGB on NYSE
Entity
Company
Business address
120 East Liberty Drive, Suite 400, 60187 Wheaton, IL
Phone
630-765-8000
Fiscal year end
November 30
Former names
FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (to 8/6/2008)
All SEC filings
View on sec.gov
Get insider transactions for this issuer
First Trust Specialty Finance & Financial Opportunities Fund has filed 417 SEC EDGAR filings since 3/21/2007

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
N-8F ORDR Open Document Open Filing Sep 25, 2025 811-22039
N-8F NTC Open Document Open Filing Sep 3, 2025 811-22039
N-CSRS Open Document | Data Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 11, 2025 May 31, 2025 811-22039
N-8F Open Document Open Filing APPLICATION FOR DEREGISTRATION Aug 4, 2025 811-22039
N-PX Open Document Open Filing Jul 29, 2025 Jun 30, 2025 811-22039
NPORT-P Open Document Open Filing Jul 25, 2025 May 30, 2025 811-22039
25-NSE Open Document Open Filing Jun 30, 2025 001-33477
8-K Open Document | Data Open Filing CURRENT REPORT Jun 30, 2025 Jun 30, 2025 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Jun 6, 2025 Jun 6, 2025 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT May 6, 2025 May 6, 2025 811-22039
NPORT-P Open Document Open Filing Apr 23, 2025 Feb 28, 2025 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Apr 21, 2025 Apr 21, 2025 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Mar 5, 2025 Mar 5, 2025 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Feb 28, 2025 811-22039
N-CSR Open Document | Data Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 5, 2025 Nov 30, 2024 811-22039
N-CEN Open Document Open Filing Jan 31, 2025 Nov 30, 2024 811-22039
NPORT-P Open Document Open Filing Jan 24, 2025 Nov 29, 2024 811-22039
SCHEDULE 13G Open Document Open Filing Jan 3, 2025 005-84058
40-17G Open Document Open Filing AMENDED FIDELITY BOND Nov 7, 2024 811-22039
SC 13G/A Open Document Open Filing SC 13G/A Nov 6, 2024 005-84058
NPORT-P Open Document Open Filing Oct 24, 2024 Aug 30, 2024 811-22039
SC 13D/A Open Document Open Filing FORM SC 13D/A Oct 15, 2024 005-84058
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Oct 3, 2024 Oct 2, 2024 811-22039
SC 13D/A Open Document Open Filing FORM SC 13D/A Oct 1, 2024 005-84058
SC 13D/A Open Document Open Filing FORM SC 13D/A Sep 23, 2024 005-84058
8-K Open Document | Data Open Filing CURRENT REPORT Sep 10, 2024 Sep 10, 2024 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Aug 29, 2024 Aug 29, 2024 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Aug 23, 2024 Aug 23, 2024 811-22039
N-PX Open Document Open Filing Aug 19, 2024 Jun 30, 2024 811-22039
N-CSRS Open Document | Data Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 9, 2024 May 31, 2024 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Jul 25, 2024 Jul 25, 2024 811-22039
NPORT-P Open Document Open Filing Jul 24, 2024 May 31, 2024 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Jul 11, 2024 Jul 11, 2024 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Jun 18, 2024 Jun 18, 2024 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT May 31, 2024 May 31, 2024 811-22039
SC 13D/A Open Document Open Filing FORM SC 13D/A May 14, 2024 005-84058
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS May 2, 2024 811-22039
SC 13D Open Document Open Filing FORM SC 13D Apr 29, 2024 005-84058
NPORT-P Open Document Open Filing Apr 25, 2024 Feb 29, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Apr 25, 2024 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Apr 18, 2024 Apr 18, 2024 811-22039
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 18, 2024 Jun 5, 2023
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Apr 8, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Apr 1, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Mar 22, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Mar 14, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Mar 7, 2024 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Mar 7, 2024 Mar 7, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Mar 1, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Feb 23, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Feb 21, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Feb 20, 2024 811-22039
N-CEN Open Document Open Filing Feb 12, 2024 Nov 30, 2023 811-22039
SC 13G/A Open Document Open Filing SC 13G/A Feb 9, 2024 005-84058
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Feb 9, 2024 811-22039
N-CSR Open Document | Data Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 8, 2024 Nov 30, 2023 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Feb 2, 2024 811-22039
40-17G/A Open Document Open Filing AMENDED FIDELITY BOND Feb 1, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Jan 26, 2024 811-22039
NPORT-P Open Document Open Filing Jan 23, 2024 Nov 30, 2023 811-22039
DEFC14A Open Document Open Filing FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND Jan 12, 2024 811-22039
DEFA14A Open Document Open Filing ADDITIONAL SOLICITATION MATERIALS Jan 12, 2024 811-22039
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Jan 9, 2024 811-22039
PRRN14A Open Document Open Filing FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND Nov 27, 2023 811-22039
PREC14A Open Document Open Filing FIRST TRUST SPECIALTY FINANCE AND FINANCIAL OPPORTUNITIES FUND Nov 16, 2023 811-22039
NPORT-P Open Document Open Filing Oct 26, 2023 Aug 31, 2023 811-22039
425 Open Document Open Filing 425 Oct 24, 2023 811-22039
425 Open Document Open Filing 425 Oct 24, 2023 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Oct 24, 2023 Oct 23, 2023 811-22039
40-17G Open Document Open Filing AMENDED FIDELITY BOND Oct 18, 2023 811-22039
3 Open Document Open Filing OWNERSHIP DOCUMENT Sep 12, 2023 Sep 10, 2023
8-K Open Document | Data Open Filing CURRENT REPORT Sep 12, 2023 Sep 11, 2023 811-22039
N-CSRS Open Document | Data Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 7, 2023 May 31, 2023 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 27, 2023 Jun 30, 2023 811-22039
NPORT-P Open Document Open Filing Jul 24, 2023 May 31, 2023 811-22039
8-K Open Document | Data Open Filing CURRENT REPORT Jun 23, 2023 Jun 22, 2023 811-22039
NPORT-P Open Document Open Filing Apr 27, 2023 Feb 28, 2023 811-22039
40-17G/A Open Document Open Filing AMENDED FIDELITY BOND Mar 15, 2023 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 8, 2023 Mar 7, 2023 811-22039
N-CEN Open Document Open Filing Feb 10, 2023 Nov 30, 2022 811-22039
N-CSR Open Document | Data Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 6, 2023 811-22039
SC 13G Open Document Open Filing SC 13G Feb 3, 2023 005-84058
NPORT-P Open Document Open Filing Jan 24, 2023 Nov 30, 2022 811-22039
8-K Open Document Open Filing CURRENT REPORT Nov 2, 2022 Nov 2, 2022 811-22039
NPORT-P Open Document Open Filing Oct 28, 2022 Aug 31, 2022 811-22039
40-17G Open Document Open Filing FIDELITY BOND Oct 14, 2022 811-22039
N-CSRS Open Document Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 8, 2022 May 31, 2022 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 27, 2022 Jun 30, 2022 811-22039
NPORT-P Open Document Open Filing Jul 25, 2022 May 31, 2022 811-22039
NPORT-P Open Document Open Filing Apr 27, 2022 Feb 28, 2022 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 10, 2022 Mar 9, 2022 811-22039
N-CEN Open Document Open Filing Feb 10, 2022 Nov 30, 2021 811-22039
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 3, 2022 Nov 30, 2021 811-22039
NPORT-P Open Document Open Filing Jan 21, 2022 Nov 30, 2021 811-22039
4 Open Document Open Filing Dec 29, 2021 Dec 28, 2021
8-K Open Document Open Filing CURRENT REPORT Nov 8, 2021 Nov 8, 2021 811-22039
3 Open Document Open Filing OWNERSHIP DOCUMENT Nov 5, 2021 Nov 1, 2021
40-17G Open Document Open Filing FIDELITY BOND Nov 4, 2021 811-22039
NPORT-P Open Document Open Filing Oct 26, 2021 Aug 31, 2021 811-22039
8-K Open Document Open Filing CURRENT REPORT Oct 21, 2021 Oct 20, 2021 811-22039
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 9, 2021 Sep 7, 2021
5 Open Document Open Filing OWNERSHIP DOCUMENT Aug 17, 2021 Nov 30, 2020
3 Open Document Open Filing OWNERSHIP DOCUMENT Aug 17, 2021 Jun 21, 2021
N-CSRS Open Document Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 5, 2021 May 31, 2021 811-22039
NPORT-P Open Document Open Filing Jul 23, 2021 May 28, 2021 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 13, 2021 Jun 30, 2021 811-22039
40-17G/A Open Document Open Filing AMENDED FIDELITY BOND May 14, 2021 811-22039
NPORT-P Open Document Open Filing Apr 26, 2021 Feb 26, 2021 811-22039
40-17G/A Open Document Open Filing AMENDED FIDELITY BOND Mar 26, 2021 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 18, 2021 Mar 17, 2021 811-22039
N-CEN Open Document Open Filing Feb 9, 2021 Nov 30, 2020 811-22039
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 8, 2021 Nov 30, 2020 811-22039
NPORT-P Open Document Open Filing Jan 27, 2021 Nov 30, 2020 811-22039
NPORT-P Open Document Open Filing Oct 27, 2020 Aug 31, 2020 811-22039
40-17G Open Document Open Filing FIDELITY BOND Oct 23, 2020 811-22039
8-K Open Document Open Filing CURRENT REPORT Oct 20, 2020 Oct 20, 2020 811-22039
CORRESP Open Document Open Filing Oct 9, 2020
8-K/A Open Document Open Filing AMENDMENT TO CURRENT REPORT Aug 11, 2020 Aug 7, 2020 811-22039
8-K Open Document Open Filing CURRENT REPORT Aug 10, 2020 Aug 7, 2020 811-22039
N-CSRS Open Document Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Jul 31, 2020 May 31, 2020 811-22039
NPORT-P Open Document Open Filing Jul 28, 2020 May 29, 2020 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 9, 2020 Jun 30, 2020 811-22039
40-17G/A Open Document Open Filing AMENDED FIDELITY BOND Jul 9, 2020 811-22039
3 Open Document Open Filing OWNERSHIP DOCUMENT Jul 2, 2020 Jun 24, 2020
5 Open Document Open Filing OWNERSHIP DOCUMENT Jun 30, 2020 Nov 30, 2019
8-K Open Document Open Filing CURRENT REPORT May 29, 2020 May 28, 2020 811-22039
NPORT-P Open Document Open Filing Apr 27, 2020 Feb 28, 2020 811-22039
DEFA14A Open Document Open Filing ADDITIONAL PROXY SOLICITATION MATERIAL Apr 16, 2020 811-22039
40-17G/A Open Document Open Filing AMENDED FIDELITY BOND Apr 3, 2020 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 11, 2020 Mar 11, 2020 811-22039
40-17G/A Open Document Open Filing AMENDED FIDELITY BOND Feb 18, 2020 811-22039
N-CEN Open Document Open Filing Feb 6, 2020 Nov 30, 2019 811-22039
N-CSR/A Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Jan 31, 2020 Nov 30, 2019 811-22039
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Jan 30, 2020 Nov 30, 2019 811-22039
NPORT-P Open Document Open Filing Jan 27, 2020 Nov 29, 2019 811-22039
40-17G/A Open Document Open Filing AMENDED FIDELITY BOND Jan 6, 2020 811-22039
N-CEN/A Open Document Open Filing Jan 3, 2020 Nov 30, 2018 811-22039
NPORT-EX Open Document Open Filing Oct 28, 2019 Aug 31, 2019 811-22039
40-17G Open Document Open Filing FIDELITY BOND Oct 16, 2019 811-22039
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 3, 2019 Oct 2, 2019
40-17G/A Open Document Open Filing AMENDMENT TO FORM 40-17G Sep 17, 2019 811-22039
N-CSRS Open Document Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 5, 2019 May 31, 2019 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 19, 2019 Jun 30, 2019 811-22039
3 Open Document Open Filing OWNERSHIP DOCUMENT Jul 15, 2019 Jul 8, 2019
5 Open Document Open Filing OWNERSHIP DOCUMENT Jul 5, 2019 Jun 30, 2019
40-17G/A Open Document Open Filing AMENDMENT TO FORM 40-17G Jul 3, 2019 811-22039
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Apr 17, 2019 Feb 28, 2019 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 4, 2019 Mar 4, 2019 811-22039
8-K Open Document Open Filing CURRENT REPORT Feb 22, 2019 Feb 22, 2019 811-22039
N-CEN Open Document Open Filing Feb 11, 2019 Nov 30, 2018 811-22039
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 8, 2019 Nov 30, 2018 811-22039
40-17G/A Open Document Open Filing AMENDMENT TO FORM 40-17G Jan 7, 2019 811-22039
8-K Open Document Open Filing CURRENT REPORT Nov 6, 2018 Nov 6, 2018 811-22039
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Oct 25, 2018 Aug 31, 2018 811-22039
40-17G Open Document Open Filing FIDELITY BOND Oct 12, 2018 811-22039
N-CSRS Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Aug 8, 2018 May 31, 2018 811-22039
40-17G/A Open Document Open Filing FIDELITY BOND Jul 17, 2018 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 13, 2018 Jun 30, 2018 811-22039
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Apr 19, 2018 Feb 28, 2018 811-22039
40-17G/A Open Document Open Filing FIDELITY BOND Apr 5, 2018 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 12, 2018 Mar 12, 2018 811-22039
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 8, 2018 Nov 30, 2017 811-22039
SC 13G Open Document Open Filing Feb 6, 2018 005-84058
NSAR-B Open Document Open Filing ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jan 29, 2018 Nov 30, 2017 811-22039
3 Open Document Open Filing OWNERSHIP DOCUMENT Jan 25, 2018 Jan 16, 2018
40-17G/A Open Document Open Filing FIDELITY BOND Jan 4, 2018 811-22039
40-17G/A Open Document Open Filing FIDELITY BOND Nov 9, 2017 811-22039
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Oct 19, 2017 Aug 31, 2017 811-22039
40-17G Open Document Open Filing FIDELITY BOND Oct 5, 2017 811-22039
8-K Open Document Open Filing CURRENT REPORT Sep 11, 2017 Sep 11, 2017 811-22039
N-CSRS Open Document Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 7, 2017 May 31, 2017 811-22039
NSAR-A Open Document | Data Open Filing SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jul 28, 2017 May 31, 2017 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 14, 2017 Jun 30, 2017 811-22039
40-17G/A Open Document Open Filing AMENDMENT TO FIDELITY BOND Jul 14, 2017 811-22039
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS May 1, 2017 Feb 28, 2017 811-22039
SC 13G/A Open Document Open Filing Apr 10, 2017 005-84058
40-17G/A Open Document Open Filing AMENDMENT TO FIDELITY BOND Apr 5, 2017 811-22039
8-K Open Document Open Filing CURRENT REPORT Mar 10, 2017 Mar 10, 2017 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 9, 2017 Mar 9, 2017 811-22039
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 3, 2017 Nov 30, 2016 811-22039
NSAR-B Open Document Open Filing ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jan 27, 2017 Nov 30, 2016 811-22039
SC 13G Open Document Open Filing Jan 27, 2017 005-84058
40-17G/A Open Document Open Filing AMENDMENT TO FIDELITY BOND Jan 13, 2017 811-22039
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Oct 26, 2016 Aug 31, 2016 811-22039
40-17G Open Document Open Filing FIDELITY BOND Oct 5, 2016 811-22039
8-K Open Document Open Filing CURRENT REPORT Aug 9, 2016 Aug 9, 2016 811-22039
N-CSRS Open Document Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 5, 2016 May 31, 2016 811-22039
NSAR-A Open Document Open Filing SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jul 29, 2016 May 31, 2016 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 21, 2016 Jun 30, 2016 811-22039
40-17G/A Open Document Open Filing FIDELITY BOND Jul 14, 2016 811-22039
N-Q Open Document | Data Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Apr 22, 2016 Feb 29, 2016 811-22039
40-17G/A Open Document | Data Open Filing FIDELITY BOND Apr 18, 2016 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 9, 2016 Nov 30, 2015 811-22039
8-K Open Document Open Filing CURRENT REPORT Feb 18, 2016 Feb 18, 2016 811-22039
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 3, 2016 Nov 30, 2015 811-22039
NSAR-B Open Document Open Filing ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jan 28, 2016 Nov 30, 2015 811-22039
40-17G/A Open Document Open Filing FIDELITY BOND Jan 11, 2016 811-22039
5 Open Document Open Filing OWNERSHIP DOCUMENT Jan 8, 2016 Nov 30, 2015
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Oct 15, 2015 Aug 31, 2015 811-22039
40-17G Open Document Open Filing FIDELITY BOND Oct 7, 2015 811-22039
N-CSRS Open Document Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Aug 5, 2015 May 31, 2015 811-22039
NSAR-A Open Document Open Filing SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jul 28, 2015 May 31, 2015 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 17, 2015 Jun 30, 2015 811-22039
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Apr 29, 2015 Feb 28, 2015 811-22039
40-17G/A Open Document Open Filing FIDELITY BOND Apr 22, 2015 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 9, 2015 Nov 30, 2014 811-22039
POS EX Open Document Open Filing POST-EFFECTIVE AMENDMENT TO ADD EXHIBITS Feb 23, 2015 333-200618
497 Open Document Open Filing DEFINITIVE MATERIALS Feb 23, 2015 333-200618
EFFECT Open Document Open Filing Feb 19, 2015 333-200618
CORRESP Open Document Open Filing Feb 18, 2015
N-2/A Open Document Open Filing AMENDED REGISTRATION STATEMENT Feb 11, 2015 811-22039,333-200618
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 4, 2015 Nov 30, 2014 811-22039
NSAR-B Open Document Open Filing ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jan 23, 2015 Nov 30, 2014 811-22039
CORRESP Open Document Open Filing Jan 23, 2015
N-2/A Open Document Open Filing AMENDED REGISTRATION STATEMENT Jan 23, 2015 811-22039,333-200618
40-17G/A Open Document Open Filing FIDELITY BOND Jan 6, 2015 811-22039
4 Open Document Open Filing OWNERSHIP DOCUMENT Dec 30, 2014 Dec 29, 2014
N-2 Open Document Open Filing AMENDED REGISTRATION STATEMENT Nov 26, 2014 811-22039,333-200618
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Oct 28, 2014 Aug 31, 2014 811-22039
40-17G Open Document Open Filing FIDELITY BOND Oct 8, 2014 811-22039
8-K/A Open Document Open Filing CURRENT REPORT Aug 22, 2014 Aug 18, 2014 811-22039
8-K Open Document Open Filing CURRENT REPORT Aug 4, 2014 Aug 4, 2014 811-22039
N-CSRS Open Document Open Filing SEMI-ANNUAL REPORT TO SHAREHOLDERS Jul 31, 2014 May 31, 2014 811-22039
NSAR-A Open Document Open Filing SEMI-ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jul 30, 2014 May 31, 2014 811-22039
N-PX Open Document Open Filing VOTING RECORD SUMMANY Jul 24, 2014 Jun 30, 2014 811-22039
40-17G/A Open Document Open Filing AMENDMENT TO FIDELITY BOND Jul 23, 2014 811-22039
CORRESP Open Document Open Filing Jul 21, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 18, 2014 Jun 9, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 18, 2014 Jun 9, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 18, 2014 Jun 9, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 18, 2014 Jun 9, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 18, 2014 Jun 9, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 18, 2014 Jun 9, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 18, 2014 Jun 9, 2014
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 18, 2014 Jun 9, 2014
N-Q/A Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Apr 24, 2014 Feb 28, 2014 811-22039
40-17G/A Open Document Open Filing AMENDMENT TO FIDELITY BOND Apr 10, 2014 811-22039
N-Q Open Document Open Filing QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS Apr 8, 2014 Feb 28, 2014 811-22039
3 Open Document Open Filing OWNERSHIP DOCUMENT Mar 26, 2014 Mar 17, 2014
NSAR-B/A Open Document Open Filing ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Mar 18, 2014 Nov 30, 2013 811-22039
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Mar 12, 2014 Nov 30, 2013 811-22039
8-K Open Document Open Filing CURRENT REPORT Feb 24, 2014 Feb 24, 2014 811-22039
N-CSR Open Document Open Filing ANNUAL REPORT TO SHAREHOLDERS Feb 4, 2014 Nov 30, 2013 811-22039
NSAR-B Open Document Open Filing ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES Jan 29, 2014 Nov 30, 2013 811-22039