Thomas J. Fallon SEC EDGAR Filings (CIK 0001399121)

SEC EDGAR filings, ownership reports, and insider transactions for Thomas J. Fallon.

Business address
C/O Hercules Capital, Inc., 1 North B Street, San Mateo, CA, 94401
Top holdings (ownership)
INFN and HTGC
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Thomas J. Fallon has filed 128 SEC EDGAR filings since 06 Jun 2007

Latest Filings

Recent SEC filings for Thomas J. Fallon including 4, 4/A, 5 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 09 May 2025 08 May 2025 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 Aug 2024 06 Aug 2024 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 Jun 2024 20 Jun 2024 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Nov 2023 22 Nov 2023 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Sep 2023 08 Sep 2023 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Aug 2023 25 Aug 2023 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 May 2023 23 May 2023 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Mar 2023 09 Mar 2023 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Nov 2022 17 Nov 2022 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Aug 2022 16 Aug 2022 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Aug 2022 01 Aug 2022 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 26 May 2022 24 May 2022 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 May 2022 12 May 2022 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Mar 2022 16 Mar 2022 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Dec 2021 22 Dec 2021 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Nov 2021 17 Nov 2021 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Aug 2021 18 Aug 2021 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Aug 2021 02 Aug 2021 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 28 Jun 2021 24 Jun 2021 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 04 Jun 2021 03 Jun 2021 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 25 May 2021 21 May 2021 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 21 May 2021 19 May 2021 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 07 May 2021 05 May 2021 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 03 May 2021 03 May 2021 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 16 Mar 2021 12 Mar 2021 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 16 Mar 2021 15 Mar 2021 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 11 Mar 2021 14 Jan 2021 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 03 Mar 2021 01 Mar 2021 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 11 Feb 2021 09 Feb 2021 001-33486
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 23 Dec 2020 04 Dec 2020 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 08 Dec 2020 04 Dec 2020 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 18 Nov 2020 16 Nov 2020 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 10 Nov 2020 06 Nov 2020 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 19 Aug 2020 17 Jul 2020 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 26 May 2020 21 May 2020 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 07 May 2020 05 May 2020 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 11 Mar 2020 09 Mar 2020 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 06 Mar 2020 04 Mar 2020 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 11 Feb 2020 07 Feb 2020 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 20 Nov 2019 18 Nov 2019 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 30 Sep 2019 26 Sep 2019 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 20 Aug 2019 19 Aug 2019 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 22 May 2019 20 May 2019 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 15 May 2019 15 May 2019 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 06 May 2019 05 May 2019 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 01 Apr 2019 28 Mar 2019 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 13 Mar 2019 11 Mar 2019 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 10 Dec 2018 20 Aug 2018 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 09 Nov 2018 09 Nov 2018 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 19 Sep 2018 17 Sep 2018 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 12 Jul 2018 11 Jul 2018 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 May 2018 21 May 2018 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 08 May 2018 05 May 2018 001-33486
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 14 Mar 2018 12 Mar 2018 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 20 Feb 2018 15 Feb 2018 001-33486
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Nov 2017 20 Nov 2017 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 13 Nov 2017 13 Nov 2017 001-33486
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Aug 2017 21 Aug 2017 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Aug 2017 15 Aug 2017 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 May 2017 22 May 2017 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 08 May 2017 05 May 2017 001-33486
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Mar 2017 13 Mar 2017 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Feb 2017 21 Feb 2017 001-33486
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 20 Jan 2017 31 Dec 2016 814-00702
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Sep 2016 15 Sep 2016 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Aug 2016 05 Aug 2016 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Aug 2016 01 Aug 2016 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Jul 2016 26 Jul 2016 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 May 2016 05 May 2016 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 May 2016 03 May 2016 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 15 Mar 2016 14 Mar 2016 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 Feb 2016 23 Feb 2016 001-33486
5 Open 5 document View SEC filing for 5 FORM 5 SUBMISSION 12 Feb 2016 31 Dec 2015 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Feb 2016 05 Feb 2016 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 03 Feb 2016 01 Feb 2016 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jan 2016 31 Dec 2015 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Nov 2015 23 Nov 2015 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Nov 2015 02 Nov 2015 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 Oct 2015 30 Sep 2015 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Jul 2015 07 Jul 2015 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 07 May 2015 05 May 2015 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 28 Apr 2015 24 Apr 2015 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 Feb 2015 24 Feb 2015 001-33486
5 Open 5 document View SEC filing for 5 FORM 5 SUBMISSION 13 Feb 2015 31 Dec 2014 814-00702
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 09 Feb 2015 05 Feb 2015 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 04 Feb 2015 02 Feb 2015 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Jan 2015 27 Jan 2015 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 29 Oct 2014 27 Oct 2014 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 22 Sep 2014 18 Sep 2014 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 10 Sep 2014 08 Sep 2014 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 27 Aug 2014 25 Aug 2014 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 10 Jul 2014 08 Jul 2014 814-00702
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 10 Jul 2014 08 Jul 2014 814-00702
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 30 Apr 2014 28 Apr 2014 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 27 Feb 2014 25 Feb 2014 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 07 Feb 2014 05 Feb 2014 001-33486
4 Open 4 document View SEC filing for 4 FORM 4 04 Feb 2014 03 Feb 2014 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 31 Oct 2013 29 Oct 2013 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 29 Oct 2013 28 Oct 2013 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 05 Sep 2013 04 Sep 2013 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 23 Aug 2013 22 Aug 2013 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 08 Mar 2013 07 Mar 2013 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 07 Feb 2013 05 Feb 2013 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 05 Feb 2013 30 Jan 2013 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 02 Jan 2013 31 Dec 2012 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 23 Nov 2012 20 Nov 2012 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 13 Nov 2012 13 Nov 2012 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 02 Aug 2012 31 Jul 2012 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 15 Feb 2012 13 Feb 2012 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 07 Feb 2012 05 Feb 2012 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 03 Jan 2012 01 Jan 2012 001-33486
4/A Open 4/A document View SEC filing for 4/A FALLON'S FORM 4/A 03 Aug 2011 27 Jul 2011 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 29 Jul 2011 27 Jul 2011 001-33486
4 Open 4 document View SEC filing for 4 FALLON'S FORM 4 05 Apr 2011 10 Feb 2011 001-33486
4 Open 4 document View SEC filing for 4 4 04 Jan 2011 31 Dec 2010 001-33486
4 Open 4 document View SEC filing for 4 4 12 Oct 2010 24 Sep 2010 001-33486
4 Open 4 document View SEC filing for 4 4 24 May 2010 21 May 2010 001-33486
4 Open 4 document View SEC filing for 4 4 24 Feb 2010 22 Feb 2010 001-33486
4 Open 4 document View SEC filing for 4 4 05 Jan 2010 01 Jan 2010 001-33486

About this filer

Thomas J. Fallon files with the SEC under CIK 0001399121. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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