A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

SEC EDGAR filings, ownership reports, and insider transactions for Carol C. Lam.

Business address: C/O Tracon Pharmaceuticals, Inc., 4350 La Jolla Village Drive, Ste 800, San Diego, CA, 92122

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Carol C. Lam has filed 6 SEC EDGAR filings since 23 Aug 2007

Recent SEC filings for Carol C. Lam including 4, 3.

Form type	Document	Filing	Description	Filing date	Reporting date	File number(s)
4	Open 4 document	View SEC filing for 4	FORM 4 SUBMISSION	21 Apr 2023	19 Apr 2023	001-36818
4	Open 4 document	View SEC filing for 4	FORM 4 SUBMISSION	16 Jun 2022	14 Jun 2022	001-36818
4	Open 4 document	View SEC filing for 4	FORM 4 SUBMISSION	13 Oct 2021	12 Oct 2021	001-36818
3	Open 3 document	View SEC filing for 3	FORM 3 SUBMISSION	13 Oct 2021	12 Oct 2021	001-36818

Carol C. Lam files with the SEC under CIK 0001410236. This page aggregates EDGAR filings and related ownership activity.

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.