O'SHAUGHNESSY ASSET MANAGEMENT, LLC SEC EDGAR Filings (CIK 0001423442)

SEC EDGAR filings, ownership reports, and insider transactions for O'SHAUGHNESSY ASSET MANAGEMENT, LLC.

Business address
100 First Stamford Place, Stamford, CT, 06902
Top securities (13F)
NVDA, AAPL, MSFT, AMZN, GOOGL, AVGO, GOOG, AGG, JPM, META, TSLA, WMT, LLY, BRKB, V, WFC, JNJ, MO, SYF, and HCA
State of incorporation
DE
Fiscal year end
31 December
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O'SHAUGHNESSY ASSET MANAGEMENT, LLC has filed 132 SEC EDGAR filings since 11 Feb 2008

Latest Filings

Recent SEC filings for O'SHAUGHNESSY ASSET MANAGEMENT, LLC including 13F-HR, N-PX, APP ORDR and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2026 31 Dec 2025 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2025 30 Sep 2025 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2025 30 Jun 2025 028-12966
N-PX Open N-PX document View SEC filing for N-PX 24 Jul 2025 30 Jun 2025 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2025 31 Mar 2025 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2025 31 Dec 2024 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2024 30 Sep 2024 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2024 30 Jun 2024 028-12966
N-PX Open N-PX document View SEC filing for N-PX 07 Aug 2024 30 Jun 2024 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2024 31 Mar 2024 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2024 31 Dec 2023 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2023 30 Sep 2023 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Aug 2023 30 Jun 2023 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2023 31 Mar 2023 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2023 31 Dec 2022 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2022 30 Sep 2022 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Aug 2022 30 Jun 2022 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2022 31 Mar 2022 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2022 31 Dec 2021 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Nov 2021 30 Sep 2021 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Aug 2021 30 Jun 2021 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2021 31 Mar 2021 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2021 31 Dec 2020 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2020 30 Sep 2020 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2020 30 Jun 2020 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2020 31 Mar 2020 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2020 31 Dec 2019 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2019 30 Sep 2019 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Aug 2019 30 Jun 2019 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 May 2019 31 Mar 2019 028-12966
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 09 Apr 2019 812-14929
APP NTC Open APP NTC document View SEC filing for APP NTC 11 Mar 2019 812-14929
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDED - EXEMPTIVE APPLICATION 01 Mar 2019 812-14929
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2019 31 Dec 2018 028-12966
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A AMENDED - EXEMPTIVE APPLICATION 19 Nov 2018 812-14929
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2018 30 Sep 2018 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Aug 2018 30 Jun 2018 028-12966
40-APP Open 40-APP document View SEC filing for 40-APP EXEMPTIVE APPLICATION 18 Jul 2018 812-14929
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 May 2018 31 Mar 2018 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2018 31 Dec 2017 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2017 30 Sep 2017 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2017 30 Jun 2017 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 May 2017 31 Mar 2017 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2017 31 Dec 2016 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Nov 2016 30 Sep 2016 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Aug 2016 30 Jun 2016 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 May 2016 31 Mar 2016 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Feb 2016 31 Dec 2015 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2015 30 Sep 2015 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 05 Aug 2015 30 Jun 2015 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 May 2015 31 Mar 2015 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2015 31 Dec 2014 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Nov 2014 30 Sep 2014 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2014 30 Jun 2014 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2014 31 Mar 2014 028-12966
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 13 Feb 2014 31 Dec 2013 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2014 31 Dec 2013 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2013 30 Sep 2013 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2013 30 Jun 2013 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F3312013FINAL 10 May 2013 31 Mar 2013 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F12312012FINAL 14 Feb 2013 31 Dec 2012 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F9302012FINAL 13 Nov 2012 30 Sep 2012 028-12966
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A OSAM13F6302012FINALAMEND 10 Aug 2012 30 Jun 2012 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F6302012FINAL 10 Aug 2012 30 Jun 2012 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F3312012FINAL 14 May 2012 31 Mar 2012 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F12312011 09 Feb 2012 31 Dec 2011 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F9302011FINAL 14 Nov 2011 30 Sep 2011 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F6302011FINAL 11 Aug 2011 30 Jun 2011 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F3312011FINAL 12 May 2011 31 Mar 2011 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F12312010FINAL 10 Feb 2011 31 Dec 2010 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F93010FINAL 10 Nov 2010 30 Sep 2010 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F63010FINAL 11 Aug 2010 30 Jun 2010 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F33110FINAL 12 May 2010 31 Mar 2010 028-12966
13F-HR Open 13F-HR document View SEC filing for 13F-HR OSAM13F123109FINAL 10 Feb 2010 31 Dec 2009 028-12966
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A 13GCOTT12312010FINAL 01 Feb 2010
SC 13G Open SC 13G document View SEC filing for SC 13G 13GCOTT12312010 07 Jan 2010

About this filer

O'SHAUGHNESSY ASSET MANAGEMENT, LLC files with the SEC under CIK 0001423442. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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