First Allied Asset Management, Inc. SEC EDGAR Filings (CIK 0001456510)

SEC EDGAR filings, ownership reports, and insider transactions for First Allied Asset Management, Inc..

Business address
655 W. Broadway, 12 Th Floor, San Diego, CA, 92101
State of incorporation
DE
Fiscal year end
31 December
Former names
Advanced Equities Asset Management, Inc. (to 19 Nov 2012)
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First Allied Asset Management, Inc. has filed 30 SEC EDGAR filings since 24 Feb 2009

Latest Filings

Recent SEC filings for First Allied Asset Management, Inc. including 13F-HR, 13F-HR/A.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2016 31 Dec 2015 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2015 30 Sep 2015 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2015 30 Jun 2015 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2015 31 Mar 2015 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2015 31 Dec 2014 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2014 30 Sep 2014 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2014 30 Jun 2014 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2014 31 Mar 2014 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2014 31 Dec 2013 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Nov 2013 30 Sep 2013 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2013 30 Jun 2013 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAM 1Q 13F FILING 08 May 2013 31 Mar 2013 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAM DECEMBER 2012 13F FILING 08 Feb 2013 31 Dec 2012 028-13473
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A FAAM SEPTEMBER 2012 13F UPDATED FILING 19 Nov 2012 30 Sep 2012 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAM SEPTEMBER 2012 13F FILING 13 Nov 2012 30 Sep 2012 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAM JUNE 2012 13F FILING 09 Aug 2012 30 Jun 2012 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAM MARCH 2012 13F FILING 09 May 2012 31 Mar 2012 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAM 13F DECEMBER 2011 FILING 08 Feb 2012 31 Dec 2011 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR FAAM 13F 3Q11 14 Nov 2011 30 Sep 2011 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR AEAM 13F 2Q 2011 11 Aug 2011 30 Jun 2011 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR AEAM 1Q 2011 13F FILING 11 May 2011 31 Mar 2011 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR AEAM DECEMBER 2010 13F FILING 10 Feb 2011 31 Dec 2010 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR AEAM SEPTEMBER 2010 13F FILING 09 Nov 2010 30 Sep 2010 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR AEAM JUNE 2010 13F FILING 06 Aug 2010 30 Jun 2010 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR AEAM MARCH 13F FILING 12 May 2010 31 Mar 2010 028-13473
13F-HR Open 13F-HR document View SEC filing for 13F-HR AEAM 13F FILING DECEMBER 2009 10 Feb 2010 31 Dec 2009 028-13473

About this filer

First Allied Asset Management, Inc. files with the SEC under CIK 0001456510. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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