SEC EDGAR filings, ownership reports, and insider transactions for Factor Advisors, LLC.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 30 Mar 2016 | 812-14598-03 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 22 Mar 2016 | 812-14511-03 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 11 Mar 2016 | 812-14511-03 | |
| 13F-NT | Open Document | Open Filing | 11 Feb 2016 | 31 Dec 2015 | 028-17166 | |
| SC 13G | Open Document | Open Filing | SC 13G | 11 Feb 2016 | ||
| SC 13G | Open Document | Open Filing | SC 13G | 11 Feb 2016 | ||
| SC 13G/A | Open Document | Open Filing | SC 13G/A | 11 Feb 2016 | ||
| 40-APP | Open Document | Open Filing | 40-APP | 08 Jan 2016 | 812-14598-03 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 23 Dec 2015 | 812-14511-03 | |
| SC 13G/A | Open Document | Open Filing | SC 13G/A | 09 Oct 2015 | ||
| SC 13G | Open Document | Open Filing | SC 13G | 11 Aug 2015 | ||
| SC 13G | Open Document | Open Filing | SC 13G | 11 Aug 2015 | ||
| 40-APP | Open Document | Open Filing | EXEMPTIVE APPLICATION | 02 Jul 2015 | 812-14511-03 | |
| 40-APP | Open Document | Open Filing | EXEMPTIVE APPLICATION | 01 Jul 2015 | 812-14508-02 | |
| 40-APP/A | Open Document | Open Filing | EXEMPTIVE APPLICATION | 11 Sep 2012 | 812-13934-01 | |
| 40-APP/A | Open Document | Open Filing | AMENDMENT NO. 2 | 26 Jun 2012 | 812-13934-01 | |
| 40-APP/A | Open Document | Open Filing | 27 Jan 2012 | 812-13934-01 | ||
| D | Open Document | Open Filing | 12 Oct 2011 | 021-167133 | ||
| 40-APP | Open Document | Open Filing | 03 Aug 2011 | 812-13934-01 | ||
| D | Open Document | Open Filing | 28 Jul 2010 | 021-145575 | ||
| 40-APP/A | Open Document | Open Filing | 08 Jan 2010 | 812-13674-01 |