A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

SEC EDGAR filings, ownership reports, and insider transactions for Randal T. Klein.

Business address: C/O Avenue Capital Management II, L.P., 535 Madison Avenue, New York, NY, 10022
Top holdings (ownership): AMPY and XBP

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Randal T. Klein has filed 9 SEC EDGAR filings since 10 Mar 2011

Recent SEC filings for Randal T. Klein including 4, 3.

Form type	Document	Filing	Description	Filing date	Reporting date	File number(s)
4	Open 4 document	View SEC filing for 4	4	19 Aug 2025	18 Aug 2025	001-40206
3	Open 3 document	View SEC filing for 3	3	06 Aug 2025	29 Jul 2025	001-40206
4	Open 4 document	View SEC filing for 4	OWNERSHIP DOCUMENT	15 May 2024	15 May 2024	001-35512
4	Open 4 document	View SEC filing for 4	OWNERSHIP DOCUMENT	06 Oct 2023	05 Oct 2023	001-35512
3	Open 3 document	View SEC filing for 3	3	14 Nov 2018	07 Nov 2018	001-35512
4	Open 4 document	View SEC filing for 4	FORM 4 SUBMISSION	25 Jul 2018	23 Jul 2018	001-34791
4	Open 4 document	View SEC filing for 4	FORM 4 SUBMISSION	03 May 2018	02 May 2018	001-34791
4	Open 4 document	View SEC filing for 4	FORM 4 SUBMISSION	22 Aug 2017	18 Aug 2017	001-34791
3	Open 3 document	View SEC filing for 3	MAIN DOCUMENT DESCRIPTION	10 Mar 2011	10 Mar 2011	001-34791

Randal T. Klein files with the SEC under CIK 0001488028. This page aggregates EDGAR filings and related ownership activity.

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.