SEC EDGAR filings, ownership reports, and insider transactions for PhenixFIN Corp.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 4 | Open Document | Open Filing | 29 Dec 2025 | 22 Dec 2025 | ||
| 4 | Open Document | Open Filing | 29 Dec 2025 | 22 Dec 2025 | ||
| 4 | Open Document | Open Filing | 19 Dec 2025 | 17 Dec 2025 | ||
| 4 | Open Document | Open Filing | 17 Dec 2025 | 15 Dec 2025 | ||
| 10-K | Open Document | Data | Open Filing | ANNUAL REPORT | 12 Dec 2025 | 30 Sep 2025 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 12 Dec 2025 | 12 Dec 2025 | 814-00818 |
| 4 | Open Document | Open Filing | 25 Sep 2025 | 23 Sep 2025 | ||
| 4 | Open Document | Open Filing | 18 Sep 2025 | 16 Sep 2025 | ||
| 4 | Open Document | Open Filing | 15 Sep 2025 | 11 Sep 2025 | ||
| 4 | Open Document | Open Filing | 11 Sep 2025 | 09 Sep 2025 | ||
| 4 | Open Document | Open Filing | 08 Sep 2025 | 03 Sep 2025 | ||
| 4 | Open Document | Open Filing | 05 Sep 2025 | 03 Sep 2025 | ||
| 4 | Open Document | Open Filing | 21 Aug 2025 | 19 Aug 2025 | ||
| 4 | Open Document | Open Filing | 18 Aug 2025 | 23 Jun 2025 | ||
| 4 | Open Document | Open Filing | 18 Aug 2025 | 14 Aug 2025 | ||
| 4 | Open Document | Open Filing | 12 Aug 2025 | 08 Aug 2025 | ||
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 06 Aug 2025 | 30 Jun 2025 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 06 Aug 2025 | 06 Aug 2025 | 814-00818 |
| 40-17G | Open Document | Open Filing | FORM 40-17G | 15 Jul 2025 | 814-00818 | |
| 4 | Open Document | Open Filing | 20 Jun 2025 | 17 Jun 2025 | ||
| SCHEDULE 13D/A | Open Document | Open Filing | 18 Jun 2025 | 005-86732 | ||
| 4 | Open Document | Open Filing | 18 Jun 2025 | 16 Jun 2025 | ||
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 07 May 2025 | 31 Mar 2025 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 07 May 2025 | 06 May 2025 | 814-00818 |
| 4 | Open Document | Open Filing | 24 Apr 2025 | 23 Apr 2025 | ||
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 22 Apr 2025 | 17 Apr 2025 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 21 Mar 2025 | 20 Mar 2025 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 | 11 Mar 2025 | 07 Mar 2025 | |
| 4 | Open Document | Open Filing | FORM 4 | 05 Mar 2025 | 03 Mar 2025 | |
| SCHEDULE 13G | Open Document | Open Filing | 05 Mar 2025 | |||
| 4 | Open Document | Open Filing | FORM 4 | 21 Feb 2025 | 19 Feb 2025 | |
| 4 | Open Document | Open Filing | FORM 4 | 14 Feb 2025 | 12 Feb 2025 | |
| 4 | Open Document | Open Filing | FORM 4 | 13 Feb 2025 | 11 Feb 2025 | |
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 07 Feb 2025 | 31 Dec 2024 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 07 Feb 2025 | 07 Feb 2025 | 814-00818 |
| ARS | Open Document | Open Filing | ANNUAL REPORT | 22 Jan 2025 | 30 Sep 2024 | 814-00818 |
| DEF 14A | Open Document | Data | Open Filing | PROXY STATEMENT | 22 Jan 2025 | 12 Mar 2025 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 | 20 Dec 2024 | 18 Dec 2024 | |
| 10-K | Open Document | Data | Open Filing | ANNUAL REPORT | 17 Dec 2024 | 30 Sep 2024 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 17 Dec 2024 | 16 Dec 2024 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 | 22 Nov 2024 | 20 Nov 2024 | |
| CORRESP | Open Document | Open Filing | 01 Oct 2024 | |||
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 06 Aug 2024 | 30 Jun 2024 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 06 Aug 2024 | 06 Aug 2024 | 814-00818 |
| 40-17G | Open Document | Open Filing | 40-17G | 11 Jul 2024 | 814-00818 | |
| 4 | Open Document | Open Filing | FORM 4 | 21 Jun 2024 | 18 Jun 2024 | |
| 4 | Open Document | Open Filing | FORM 4 | 18 Jun 2024 | 14 Jun 2024 | |
| 4 | Open Document | Open Filing | 14 Jun 2024 | 12 Jun 2024 | ||
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 10 May 2024 | 31 Mar 2024 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 10 May 2024 | 09 May 2024 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | 8-K | 15 Apr 2024 | 10 Apr 2024 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 | 13 Mar 2024 | 11 Mar 2024 | |
| 4 | Open Document | Open Filing | FORM 4 | 05 Mar 2024 | 01 Mar 2024 | |
| 4/A | Open Document | Open Filing | FORM 4 | 05 Mar 2024 | 23 Feb 2024 | |
| SC 13D/A | Open Document | Open Filing | SC 13D/A | 05 Mar 2024 | 005-86732 | |
| 4 | Open Document | Open Filing | FORM 4 | 27 Feb 2024 | 23 Feb 2024 | |
| ARS | Open Document | Open Filing | ANNUAL REPORT | 27 Feb 2024 | 30 Sep 2023 | 814-00818 |
| DEF 14A | Open Document | Data | Open Filing | PROXY STATEMENT | 26 Feb 2024 | 10 Apr 2024 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 21 Feb 2024 | 21 Feb 2024 | 814-00818 |
| SC 13G/A | Open Document | Open Filing | AMENDMENT NO. 1 TO THE SCHEDULE 13G | 14 Feb 2024 | 005-86732 | |
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 08 Feb 2024 | 31 Dec 2023 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 08 Feb 2024 | 08 Feb 2024 | 814-00818 |
| 10-K/A | Open Document | Data | Open Filing | 10-K/A | 26 Jan 2024 | 30 Sep 2023 | 814-00818 |
| 10-K | Open Document | Data | Open Filing | ANNUAL REPORT | 22 Dec 2023 | 30 Sep 2023 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 22 Dec 2023 | 14 Dec 2023 | 814-00818 |
| 4 | Open Document | Open Filing | 26 Sep 2023 | 06 Jun 2023 | ||
| 4 | Open Document | Open Filing | FORM 4 | 22 Sep 2023 | 20 Sep 2023 | |
| 4 | Open Document | Open Filing | 16 Aug 2023 | 14 Aug 2023 | ||
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 11 Aug 2023 | 30 Jun 2023 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 11 Aug 2023 | 10 Aug 2023 | 814-00818 |
| 40-17G | Open Document | Open Filing | FORM 40-17G | 07 Jul 2023 | 814-00818 | |
| 4 | Open Document | Open Filing | 21 Jun 2023 | 06 Jun 2023 | ||
| SC 13D/A | Open Document | Open Filing | SC 13D/A | 20 Jun 2023 | 005-86732 | |
| 4 | Open Document | Open Filing | 16 Jun 2023 | 14 Jun 2023 | ||
| 4 | Open Document | Open Filing | 08 Jun 2023 | 06 Jun 2023 | ||
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 11 May 2023 | 31 Mar 2023 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 11 May 2023 | 10 May 2023 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 03 May 2023 | 27 Apr 2023 | 814-00818 |
| DEF 14A | Open Document | Open Filing | DEF 14A | 10 Mar 2023 | 27 Apr 2023 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | CURRENT REPORT | 03 Mar 2023 | 27 Feb 2023 | 814-00818 |
| 4 | Open Document | Open Filing | 02 Mar 2023 | 28 Feb 2023 | ||
| 4 | Open Document | Open Filing | 23 Feb 2023 | 21 Feb 2023 | ||
| 4 | Open Document | Open Filing | 23 Feb 2023 | 21 Feb 2023 | ||
| 4 | Open Document | Open Filing | 14 Feb 2023 | 10 Feb 2023 | ||
| SC 13G/A | Open Document | Open Filing | AMENDMENT NO. 3 TO THE SCHEDULE 13G | 14 Feb 2023 | 005-86732 | |
| SC 13G | Open Document | Open Filing | THE SCHEDULE 13G | 13 Feb 2023 | 005-86732 | |
| SC 13G/A | Open Document | Open Filing | ADALTA CAPITAL MANAGEMENT LLC | 13 Feb 2023 | 005-86732 | |
| SC 13G | Open Document | Open Filing | ADALTA CAPITAL MANAGEMENT LLC | 13 Feb 2023 | 005-86732 | |
| 10-Q | Open Document | Data | Open Filing | QUARTERLY REPORT | 09 Feb 2023 | 31 Dec 2022 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 09 Feb 2023 | 09 Feb 2023 | 814-00818 |
| 10-K/A | Open Document | Open Filing | 10-K/A | 27 Jan 2023 | 30 Sep 2022 | 814-00818 |
| 25-NSE | Open Document | Open Filing | 17 Jan 2023 | 001-35040 | ||
| SC 13D/A | Open Document | Open Filing | SC 13D/A | 03 Jan 2023 | 005-86732 | |
| 4 | Open Document | Open Filing | 28 Dec 2022 | 23 Dec 2022 | ||
| 4 | Open Document | Open Filing | 22 Dec 2022 | 20 Dec 2022 | ||
| 10-K | Open Document | Open Filing | ANNUAL REPORT | 16 Dec 2022 | 30 Sep 2022 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 16 Dec 2022 | 16 Dec 2022 | 814-00818 |
| N-23C-2 | Open Document | Open Filing | FORM N-23C-2 | 16 Dec 2022 | 15 Dec 2022 | 817-01312 |
| 4 | Open Document | Open Filing | 28 Sep 2022 | 22 Sep 2022 | ||
| 4 | Open Document | Open Filing | FORM 4 | 09 Sep 2022 | 07 Sep 2022 | |
| 40-17G | Open Document | Open Filing | 40-17G | 02 Sep 2022 | 814-00818 | |
| 4 | Open Document | Open Filing | FORM 4 | 30 Aug 2022 | 26 Aug 2022 | |
| 4/A | Open Document | Open Filing | FORM 4/A | 18 Aug 2022 | 16 Aug 2022 | |
| 4 | Open Document | Open Filing | FORM 4 | 15 Aug 2022 | 11 Aug 2022 | |
| 10-Q | Open Document | Open Filing | QUARTERLY REPORT | 10 Aug 2022 | 30 Jun 2022 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 10 Aug 2022 | 09 Aug 2022 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 26 May 2022 | 25 May 2022 | 814-00818 |
| SC 13D/A | Open Document | Open Filing | AMENDMENT NO. 1 | 16 May 2022 | 005-86732 | |
| 4 | Open Document | Open Filing | FORM 4 | 13 May 2022 | 11 May 2022 | |
| 10-Q | Open Document | Open Filing | QUARTERLY REPORT | 10 May 2022 | 31 Mar 2022 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 10 May 2022 | 09 May 2022 | 814-00818 |
| DEF 14A | Open Document | Open Filing | DEFINITIVE PROXY STATEMENT | 13 Apr 2022 | 25 May 2022 | 814-00818 |
| 4 | Open Document | Open Filing | 18 Mar 2022 | 16 Mar 2022 | ||
| 4 | Open Document | Open Filing | 07 Mar 2022 | 02 Mar 2022 | ||
| 4 | Open Document | Open Filing | 02 Mar 2022 | 01 Mar 2022 | ||
| 4 | Open Document | Open Filing | 28 Feb 2022 | 24 Feb 2022 | ||
| 4 | Open Document | Open Filing | 28 Feb 2022 | 24 Feb 2022 | ||
| 4 | Open Document | Open Filing | 18 Feb 2022 | 16 Feb 2022 | ||
| 4 | Open Document | Open Filing | FORM 4 | 16 Feb 2022 | 14 Feb 2022 | |
| SC 13G/A | Open Document | Open Filing | AMENDMENT NO. 2 TO THE SCHEDULE 13G | 14 Feb 2022 | 005-86732 | |
| 10-Q | Open Document | Open Filing | QUARTERLY REPORT | 10 Feb 2022 | 31 Dec 2021 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 10 Feb 2022 | 10 Feb 2022 | 814-00818 |
| 10-K/A | Open Document | Open Filing | AMENDMENT NO. 1 TO FORM 10-K | 28 Jan 2022 | 30 Sep 2021 | 814-00818 |
| SC 13D | Open Document | Open Filing | SCHEDULE 13D | 20 Dec 2021 | 005-86732 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 20 Dec 2021 | 20 Dec 2021 | 814-00818 |
| 10-K | Open Document | Open Filing | ANNUAL REPORT | 20 Dec 2021 | 30 Sep 2021 | 814-00818 |
| 4 | Open Document | Open Filing | 10 Dec 2021 | 08 Dec 2021 | ||
| CERT | Open Document | Open Filing | 16 Nov 2021 | 001-35040 | ||
| 8-A12B | Open Document | Open Filing | 8-A12B | 16 Nov 2021 | 001-35040 | |
| N-23C-2 | Open Document | Open Filing | N-23C-2 | 15 Nov 2021 | 15 Nov 2021 | 817-01312 |
| 8-K | Open Document | Open Filing | 8-K | 15 Nov 2021 | 15 Nov 2021 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 12 Nov 2021 | 09 Nov 2021 | 814-00818 |
| 424B2 | Open Document | Open Filing | 424B2 | 12 Nov 2021 | 333-258913 | |
| SC 13G/A | Open Document | Open Filing | GLACIER POINT ADVISORS, LLC | 10 Nov 2021 | 005-86732 | |
| 497AD | Open Document | Open Filing | 497AD | 10 Nov 2021 | 333-258913 | |
| FWP | Open Document | Open Filing | FWP | 10 Nov 2021 | 333-258913 | |
| 497AD | Open Document | Open Filing | 497AD | 08 Nov 2021 | 333-258913 | |
| 8-K | Open Document | Open Filing | 8-K | 08 Nov 2021 | 08 Nov 2021 | 814-00818 |
| 424B2 | Open Document | Open Filing | 424B2 | 08 Nov 2021 | 333-258913 | |
| 305B2 | Open Document | Open Filing | 305B2 | 08 Nov 2021 | 333-258913 | |
| EFFECT | Open Document | Open Filing | 19 Oct 2021 | 333-258913 | ||
| N-2/A | Open Document | Open Filing | N-2/A | 15 Oct 2021 | 333-258913 | |
| 4 | Open Document | Open Filing | 31 Aug 2021 | 27 Aug 2021 | ||
| N-2 | Open Document | Open Filing | REGISTRATION STATEMENT | 19 Aug 2021 | 333-258913 | |
| 10-Q | Open Document | Open Filing | QUARTERLY REPORT | 11 Aug 2021 | 30 Jun 2021 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 11 Aug 2021 | 11 Aug 2021 | 814-00818 |
| 40-17G | Open Document | Open Filing | FORM 40-17G | 16 Jul 2021 | 814-00818 | |
| 4 | Open Document | Open Filing | 26 May 2021 | 24 May 2021 | ||
| 4 | Open Document | Open Filing | 26 May 2021 | 24 May 2021 | ||
| 4 | Open Document | Open Filing | 26 May 2021 | 24 May 2021 | ||
| 4 | Open Document | Open Filing | 24 May 2021 | 20 May 2021 | ||
| 4 | Open Document | Open Filing | 24 May 2021 | 19 May 2021 | ||
| 4 | Open Document | Open Filing | 19 May 2021 | 17 May 2021 | ||
| 4 | Open Document | Open Filing | 18 May 2021 | 14 May 2021 | ||
| 10-Q | Open Document | Open Filing | QUARTERLY REPORT | 13 May 2021 | 31 Mar 2021 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 13 May 2021 | 12 May 2021 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 12 Apr 2021 | 08 Apr 2021 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 16 Mar 2021 | 16 Mar 2021 | 814-00818 |
| DEF 14A | Open Document | Open Filing | DEFINITIVE PROXY STATEMENT | 26 Feb 2021 | 08 Apr 2021 | 814-00818 |
| SC 13G | Open Document | Open Filing | GLACIER POINT ADVISORS, LLC | 26 Feb 2021 | 005-86732 | |
| SC 13G/A | Open Document | Open Filing | SC 13G/A | 17 Feb 2021 | 005-86732 | |
| SC 13G/A | Open Document | Open Filing | AMENDMENT NO. 1 TO THE SCHEDULE 13G | 16 Feb 2021 | 005-86732 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 16 Feb 2021 | 10 Feb 2021 | 814-00818 |
| 10-Q | Open Document | Open Filing | QUARTERLY REPORT | 16 Feb 2021 | 31 Dec 2020 | 814-00818 |
| 10-K/A | Open Document | Open Filing | AMENDMENT NO. 1 | 28 Jan 2021 | 28 Jan 2021 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 21 Jan 2021 | 21 Jan 2021 | 814-00818 |
| 3 | Open Document | Open Filing | FORM 3 | 08 Jan 2021 | 01 Jan 2021 | |
| CERT | Open Document | Open Filing | 04 Jan 2021 | 001-35040 | ||
| 8-A12B | Open Document | Open Filing | 8-A12B | 04 Jan 2021 | 001-35040 | |
| 8-A12B | Open Document | Open Filing | 8-A12B | 04 Jan 2021 | 001-35040 | |
| 25 | Open Document | Open Filing | FORM 25 | 04 Jan 2021 | 001-35040 | |
| 25 | Open Document | Open Filing | 25 | 04 Jan 2021 | 001-35040 | |
| 8-K | Open Document | Open Filing | 8-K | 28 Dec 2020 | 28 Dec 2020 | 814-00818 |
| 10-K | Open Document | Open Filing | 10-K | 11 Dec 2020 | 11 Dec 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 11 Dec 2020 | 11 Dec 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 24 Nov 2020 | 18 Nov 2020 | 814-00818 |
| SC 13G/A | Open Document | Open Filing | SCHEDULE 13G, AMENDMENT NO. 2 | 23 Nov 2020 | 005-86732 | |
| 25-NSE | Open Document | Open Filing | 20 Nov 2020 | 001-35040 | ||
| 25 | Open Document | Open Filing | 25 | 21 Oct 2020 | 001-35040 | |
| N-23C-2 | Open Document | Open Filing | N-23C-2 | 21 Oct 2020 | 21 Oct 2020 | 817-01312 |
| 8-K | Open Document | Open Filing | 8-K | 21 Oct 2020 | 21 Oct 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 13 Oct 2020 | 08 Oct 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 30 Sep 2020 | 29 Sep 2020 | 814-00818 |
| SC 13G | Open Document | Open Filing | SC 13G | 18 Sep 2020 | 005-86732 | |
| 3 | Open Document | Open Filing | FORM 3 | 24 Aug 2020 | 19 Aug 2020 | |
| SC 13D/A | Open Document | Open Filing | 24 Aug 2020 | 005-86732 | ||
| 8-K | Open Document | Open Filing | 8-K | 21 Aug 2020 | 19 Aug 2020 | 814-00818 |
| 40-17G | Open Document | Open Filing | 40-17G | 20 Aug 2020 | 814-00818 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 14 Aug 2020 | 12 Aug 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 11 Aug 2020 | 07 Aug 2020 | |
| 10-Q | Open Document | Open Filing | 10-Q | 07 Aug 2020 | 30 Jun 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 07 Aug 2020 | 07 Aug 2020 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 06 Aug 2020 | 04 Aug 2020 | |
| 8-K | Open Document | Open Filing | 8-K | 06 Aug 2020 | 03 Aug 2020 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 03 Aug 2020 | 30 Jul 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 29 Jul 2020 | 27 Jul 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 24 Jul 2020 | 22 Jul 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 21 Jul 2020 | 17 Jul 2020 | |
| SC 13D | Open Document | Open Filing | GLACIER POINT ADVISORS, LLC | 20 Jul 2020 | 005-86732 | |
| SC 13D/A | Open Document | Open Filing | 17 Jul 2020 | 005-86732 | ||
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 16 Jul 2020 | 14 Jul 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 13 Jul 2020 | 09 Jul 2020 | |
| 8-K | Open Document | Open Filing | 8-K | 13 Jul 2020 | 13 Jul 2020 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 08 Jul 2020 | 06 Jul 2020 | |
| SC 13G/A | Open Document | Open Filing | 08 Jul 2020 | 005-86732 | ||
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 02 Jul 2020 | 30 Jun 2020 | |
| 8-K | Open Document | Open Filing | 8-K | 02 Jul 2020 | 02 Jul 2020 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 26 Jun 2020 | 24 Jun 2020 | |
| 8-K | Open Document | Open Filing | 8-K | 15 Jun 2020 | 15 Jun 2020 | 814-00818 |
| CORRESP | Open Document | Open Filing | 28 May 2020 | |||
| DEF 14A | Open Document | Open Filing | PROXY STATEMENT | 28 May 2020 | 30 Jun 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 26 May 2020 | 21 May 2020 | 814-00818 |
| SC 13D | Open Document | Open Filing | 15 May 2020 | 005-86732 | ||
| 10-Q | Open Document | Open Filing | 10-Q | 11 May 2020 | 31 Mar 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 11 May 2020 | 11 May 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 08 May 2020 | 08 May 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 05 May 2020 | 01 May 2020 | 814-00818 |
| PRE 14A | Open Document | Open Filing | PRELIMINARY PROXY STATEMENT | 01 May 2020 | 01 May 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 16 Apr 2020 | 16 Apr 2020 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 01 Apr 2020 | 01 Apr 2020 | 814-00818 |
| SC 13D/A | Open Document | Open Filing | 12 Mar 2020 | 005-86732 | ||
| SC 13G/A | Open Document | Open Filing | SCHEDULE 13G, AMENDMENT NO. 1 | 14 Feb 2020 | 005-86732 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 11 Feb 2020 | 07 Feb 2020 | |
| 10-Q | Open Document | Open Filing | 10-Q | 10 Feb 2020 | 31 Dec 2019 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 10 Feb 2020 | 10 Feb 2020 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 06 Feb 2020 | 04 Feb 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 30 Jan 2020 | 28 Jan 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 24 Jan 2020 | 22 Jan 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 17 Jan 2020 | 15 Jan 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 14 Jan 2020 | 10 Jan 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 09 Jan 2020 | 07 Jan 2020 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 06 Jan 2020 | 02 Jan 2020 | |
| 8-K/A | Open Document | Open Filing | AMENDMENT NO.1 TO FORM 8-K | 30 Dec 2019 | 30 Dec 2019 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 27 Dec 2019 | 23 Dec 2019 | |
| SC 13D | Open Document | Open Filing | 27 Dec 2019 | 005-86732 | ||
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 19 Dec 2019 | 17 Dec 2019 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 16 Dec 2019 | 12 Dec 2019 | |
| 10-K | Open Document | Open Filing | 10-K | 16 Dec 2019 | 30 Sep 2019 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 16 Dec 2019 | 16 Dec 2019 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 11 Dec 2019 | 09 Dec 2019 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 04 Dec 2019 | 02 Dec 2019 | |
| SC 13G/A | Open Document | Open Filing | GLACIER POINT ADVISORS, LLC | 03 Dec 2019 | 005-86732 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 27 Nov 2019 | 26 Nov 2019 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 22 Nov 2019 | 20 Nov 2019 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 21 Nov 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 21 Nov 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 21 Nov 2019 | 19 Nov 2019 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 19 Nov 2019 | 15 Nov 2019 | |
| 40-APP/A | Open Document | Open Filing | AMENDMENT TO FORM 40-APP | 14 Nov 2019 | 812-14971-01 | |
| 4 | Open Document | Open Filing | FORM 4 SUBMISSION | 13 Nov 2019 | 08 Nov 2019 | |
| 40-33 | Open Document | Open Filing | FORM 40-33 | 13 Nov 2019 | 814-00818 | |
| SC 13G | Open Document | Open Filing | SCHEDULE 13G | 04 Nov 2019 | 005-86732 | |
| 3 | Open Document | Open Filing | FORM 3 SUBMISSION | 04 Nov 2019 | 25 Oct 2019 | |
| 4 | Open Document | Open Filing | 29 Oct 2019 | 25 Oct 2019 | ||
| 4 | Open Document | Open Filing | 29 Oct 2019 | 25 Oct 2019 | ||
| SC 13D/A | Open Document | Open Filing | FORM SC 13D/A | 28 Oct 2019 | 005-86732 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 15 Oct 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 15 Oct 2019 | 814-00818 | |
| SC 13G/A | Open Document | Open Filing | SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL | 10 Oct 2019 | 005-86732 | |
| SC 13G | Open Document | Open Filing | GLACIER POINT ADVISORS | 23 Sep 2019 | 005-86732 | |
| 40-APP/A | Open Document | Open Filing | AMENDMENT TO FORM 40-APP | 03 Sep 2019 | 812-14971-01 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 16 Aug 2019 | 12 Aug 2019 | 814-00818 |
| 10-Q | Open Document | Open Filing | 10-Q | 09 Aug 2019 | 30 Jun 2019 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 09 Aug 2019 | 08 Aug 2019 | 814-00818 |
| 425 | Open Document | Open Filing | FORM 425 | 02 Aug 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 02 Aug 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 02 Aug 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 02 Aug 2019 | 29 Jul 2019 | 814-00818 |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 31 Jul 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 31 Jul 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 29 Jul 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 29 Jul 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 29 Jul 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 29 Jul 2019 | 29 Jul 2019 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 25 Jul 2019 | 24 Jul 2019 | 814-00818 |
| 8-K/A | Open Document | Open Filing | 8-K/A | 12 Jun 2019 | 10 Jun 2019 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 10 Jun 2019 | 10 Jun 2019 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 05 Jun 2019 | 04 Jun 2019 | 814-00818 |
| DFAN14A | Open Document | Open Filing | DFAN14A | 03 Jun 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 03 Jun 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 03 Jun 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 31 May 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 28 May 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 24 May 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 22 May 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 21 May 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 21 May 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 16 May 2019 | 814-00818 | |
| DFRN14A | Open Document | Open Filing | DFRN14A | 14 May 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 13 May 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 13 May 2019 | 814-00818 | |
| DEFC14A | Open Document | Open Filing | DEFC14A | 13 May 2019 | 814-00818 | |
| 10-Q | Open Document | Open Filing | 10-Q | 10 May 2019 | 31 Mar 2019 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 10 May 2019 | 10 May 2019 | 814-00818 |
| DEFC14A | Open Document | Open Filing | 09 May 2019 | 814-00818 | ||
| PREC14A | Open Document | Open Filing | PREC14A | 01 May 2019 | 814-00818 | |
| 3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 24 Apr 2019 | 15 Apr 2019 | |
| PREC14A | Open Document | Open Filing | PRELIMINARY PROXY STATEMENT | 19 Apr 2019 | 814-00818 | |
| 3 | Open Document | Open Filing | 19 Apr 2019 | 15 Apr 2019 | ||
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 18 Apr 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 18 Apr 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 18 Apr 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 18 Apr 2019 | 18 Apr 2019 | 814-00818 |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 17 Apr 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 17 Apr 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 17 Apr 2019 | 15 Apr 2019 | 814-00818 |
| N-2 | Open Document | Open Filing | REGISTRATION STATEMENT | 10 Apr 2019 | 333-230790 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 01 Apr 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 01 Apr 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 29 Mar 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 29 Mar 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 29 Mar 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 29 Mar 2019 | 29 Mar 2019 | 814-00818 |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 29 Mar 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FILING UNDER SECURITIES ACT RULE 425 | 29 Mar 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 29 Mar 2019 | 29 Mar 2019 | 814-00818 |
| DEFA14A | Open Document | Open Filing | ADDITIONAL SOLICITING MATERIALS | 29 Mar 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FILING UNDER SECURITIES ACT RULE 425 | 29 Mar 2019 | 814-00818 | |
| PREC14A | Open Document | Open Filing | PREC14A | 22 Mar 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 20 Mar 2019 | 18 Mar 2019 | 814-00818 |
| 425 | Open Document | Open Filing | FORM 425 | 18 Mar 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 18 Mar 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 18 Mar 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 18 Mar 2019 | 15 Mar 2019 | 814-00818 |
| SC 13G/A | Open Document | Open Filing | SCHEDULE 13G/A FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC | 15 Mar 2019 | 005-86732 | |
| 425 | Open Document | Open Filing | FORM 425 | 15 Mar 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 15 Mar 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 15 Mar 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 15 Mar 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 14 Mar 2019 | 11 Mar 2019 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 12 Mar 2019 | 12 Mar 2019 | 814-00818 |
| 425 | Open Document | Open Filing | FORM 425 | 08 Mar 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 08 Mar 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 08 Mar 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 08 Mar 2019 | 08 Mar 2019 | 814-00818 |
| 425 | Open Document | Open Filing | FORM 425 | 08 Mar 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 08 Mar 2019 | 814-00818 | |
| DEFC14A | Open Document | Open Filing | DEFC14A | 07 Mar 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | FORM DFAN14A | 06 Mar 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 04 Mar 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 04 Mar 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 04 Mar 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 04 Mar 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 28 Feb 2019 | 814-00818 | |
| PREC14A | Open Document | Open Filing | PREC14A | 25 Feb 2019 | 814-00818 | |
| DFAN14A | Open Document | Open Filing | DFAN14A | 25 Feb 2019 | 814-00818 | |
| PX14A6G | Open Document | Open Filing | 25 Feb 2019 | 811-23228 | ||
| 425 | Open Document | Open Filing | FORM 425 | 19 Feb 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 19 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 19 Feb 2019 | 814-00818 | |
| 40-APP/A | Open Document | Open Filing | AMENDMENT TO FORM 40-APP | 15 Feb 2019 | 812-14971-01 | |
| DEFA14A | Open Document | Open Filing | ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS | 15 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FILING UNDER SECURITIES ACT RULE 425 | 15 Feb 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 15 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 15 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 13 Feb 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS | 13 Feb 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 13 Feb 2019 | 13 Feb 2019 | 814-00818 |
| 425 | Open Document | Open Filing | FORM 425 | 12 Feb 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 12 Feb 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | 8-K | 12 Feb 2019 | 11 Feb 2019 | 814-00818 |
| 10-Q | Open Document | Open Filing | 10-Q | 11 Feb 2019 | 31 Dec 2018 | 814-00818 |
| 425 | Open Document | Open Filing | FORM 425 | 08 Feb 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 08 Feb 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 08 Feb 2019 | 08 Feb 2019 | 814-00818 |
| 425 | Open Document | Open Filing | FORM 425 | 08 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 07 Feb 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 07 Feb 2019 | 814-00818 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 07 Feb 2019 | 07 Feb 2019 | 814-00818 |
| 40-APP/A | Open Document | Open Filing | AMENDMENT NO. 2 TO FORM 40-APP | 07 Feb 2019 | 812-14971-01 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 06 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 06 Feb 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 06 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 06 Feb 2019 | 814-00818 | |
| PX14A6G | Open Document | Open Filing | 05 Feb 2019 | 811-23228 | ||
| PX14A6G | Open Document | Open Filing | PX14A6G | 05 Feb 2019 | 811-23228 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 05 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 05 Feb 2019 | 814-00818 | |
| PX14A6G | Open Document | Open Filing | 04 Feb 2019 | 811-23228 | ||
| PX14A6G | Open Document | Open Filing | PX14A6G | 04 Feb 2019 | 811-23228 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 01 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 01 Feb 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 31 Jan 2019 | 814-00818 | |
| PX14A6G | Open Document | Open Filing | 30 Jan 2019 | 811-23228 | ||
| 425 | Open Document | Open Filing | FORM 425 | 30 Jan 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 30 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 30 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FILING UNDER SECURITIES ACT RULE OF 425 | 29 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 28 Jan 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 28 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 24 Jan 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 23 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 23 Jan 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 23 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 23 Jan 2019 | 814-00818 | |
| PX14A6G | Open Document | Open Filing | 22 Jan 2019 | 811-23228 | ||
| PX14A6G | Open Document | Open Filing | 22 Jan 2019 | 811-23228 | ||
| 425 | Open Document | Open Filing | FORM 425 | 18 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 18 Jan 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 17 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 17 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 17 Jan 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 17 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 16 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 16 Jan 2019 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 16 Jan 2019 | 814-00818 | |
| PX14A6G | Open Document | Open Filing | 14 Jan 2019 | 811-23228 | ||
| 425 | Open Document | Open Filing | FORM 425 | 11 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 11 Jan 2019 | 814-00818 | |
| SC 13G | Open Document | Open Filing | SCHEDULE 13G FOR MEDLEY CAPITAL CORPORATION BY LPL FINANCIAL LLC | 10 Jan 2019 | 005-86732 | |
| 425 | Open Document | Open Filing | FORM 425 | 10 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 10 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 09 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 07 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 03 Jan 2019 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 28 Dec 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 28 Dec 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 26 Dec 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 26 Dec 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 26 Dec 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | FORM 425 | 26 Dec 2018 | 814-00818 | |
| DEFM14A | Open Document | Open Filing | DEFM14A | 21 Dec 2018 | 814-00818 | |
| 40-APP/A | Open Document | Open Filing | AMENDMENT NO.1 TO FORM 40-APP | 21 Dec 2018 | 812-14971-01 | |
| PX14A6G | Open Document | Open Filing | 19 Dec 2018 | 811-23228 | ||
| PX14A6G | Open Document | Open Filing | 13 Dec 2018 | 001-35040 | ||
| 10-K | Open Document | Open Filing | 10-K | 04 Dec 2018 | 30 Sep 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 04 Dec 2018 | 04 Dec 2018 | 814-00818 |
| N-23C-2 | Open Document | Open Filing | N-23C-2 | 30 Nov 2018 | 30 Nov 2018 | 817-01312 |
| 8-K | Open Document | Open Filing | 8-K | 30 Nov 2018 | 30 Nov 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 16 Nov 2018 | 16 Nov 2018 | 814-00818 |
| 40-APP | Open Document | Open Filing | APPLICATION FOR EXEMPTION AND OTHER RELIEF | 07 Nov 2018 | 812-14971-01 | |
| 8-K | Open Document | Open Filing | 8-K | 28 Sep 2018 | 28 Sep 2018 | 814-00818 |
| 425 | Open Document | Open Filing | 425 | 16 Aug 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | 425 | 16 Aug 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | 425 | 15 Aug 2018 | 814-00818 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 15 Aug 2018 | 09 Aug 2018 | 814-00818 |
| 425 | Open Document | Open Filing | 425 | 14 Aug 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | 425 | 14 Aug 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | 425 | 13 Aug 2018 | 814-00818 | |
| 425 | Open Document | Open Filing | 425 | 09 Aug 2018 | 814-00818 | |
| 10-Q | Open Document | Open Filing | 10-Q | 09 Aug 2018 | 30 Jun 2018 | 814-00818 |
| 425 | Open Document | Open Filing | 425 | 09 Aug 2018 | 814-00818 | |
| 8-K | Open Document | Open Filing | 8-K | 09 Aug 2018 | 09 Aug 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 09 Aug 2018 | 09 Aug 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 05 Jun 2018 | 05 Jun 2018 | 814-00818 |
| 10-Q | Open Document | Open Filing | 10-Q | 09 May 2018 | 31 Mar 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 09 May 2018 | 09 May 2018 | 814-00818 |
| SC 13D/A | Open Document | Open Filing | SC 13D/A | 01 Mar 2018 | 005-86732 | |
| 8-K | Open Document | Open Filing | 8-K | 16 Feb 2018 | 13 Feb 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 16 Feb 2018 | 12 Feb 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 16 Feb 2018 | 16 Feb 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 07 Feb 2018 | 07 Feb 2018 | 814-00818 |
| N-23C-2 | Open Document | Open Filing | N-23C-2 | 07 Feb 2018 | 07 Feb 2018 | 817-01312 |
| 10-Q | Open Document | Open Filing | 10-Q | 06 Feb 2018 | 31 Dec 2017 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 06 Feb 2018 | 06 Feb 2018 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 26 Jan 2018 | 26 Jan 2018 | 814-00818 |
| DEF 14A | Open Document | Open Filing | DEF 14A | 21 Dec 2017 | 13 Feb 2018 | 814-00818 |
| POS 8C | Open Document | Open Filing | POS 8C | 15 Dec 2017 | 333-208746 | |
| 10-K | Open Document | Open Filing | FORM 10-K | 07 Dec 2017 | 30 Sep 2017 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 07 Dec 2017 | 07 Dec 2017 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 02 Nov 2017 | 02 Nov 2017 | 814-00818 |
| APP ORDR | Open Document | Open Filing | 05 Oct 2017 | 812-14778 | ||
| APP NTC | Open Document | Open Filing | 05 Oct 2017 | 812-14778 | ||
| 8-K | Open Document | Open Filing | 8-K | 08 Sep 2017 | 06 Sep 2017 | 814-00818 |
| 10-Q | Open Document | Open Filing | 10-Q | 09 Aug 2017 | 30 Jun 2017 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 09 Aug 2017 | 09 Aug 2017 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 12 Jul 2017 | 10 Jul 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 12 Jul 2017 | 10 Jul 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 07 Jul 2017 | 05 Jul 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 07 Jul 2017 | 05 Jul 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 03 Jul 2017 | 29 Jun 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 03 Jul 2017 | 29 Jun 2017 | |
| 40-17G | Open Document | Open Filing | 40-17G | 03 Jul 2017 | 814-00818 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 28 Jun 2017 | 26 Jun 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 28 Jun 2017 | 26 Jun 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 23 Jun 2017 | 21 Jun 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 23 Jun 2017 | 21 Jun 2017 | |
| 3 | Open Document | Open Filing | FORM 3 | 23 Jun 2017 | 19 Jun 2017 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 23 Jun 2017 | 23 Jun 2017 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 20 Jun 2017 | 16 Jun 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 20 Jun 2017 | 16 Jun 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 15 Jun 2017 | 13 Jun 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 15 Jun 2017 | 13 Jun 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 12 Jun 2017 | 08 Jun 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 12 Jun 2017 | 08 Jun 2017 | |
| SC 13G/A | Open Document | Open Filing | 09 Jun 2017 | 005-86732 | ||
| 4 | Open Document | Open Filing | FORM 4 | 07 Jun 2017 | 05 Jun 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 07 Jun 2017 | 05 Jun 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 02 Jun 2017 | 31 May 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 02 Jun 2017 | 31 May 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 30 May 2017 | 25 May 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 30 May 2017 | 25 May 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 24 May 2017 | 22 May 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 24 May 2017 | 22 May 2017 | |
| 40-APP | Open Document | Open Filing | 40-APP | 24 May 2017 | 812-14778 | |
| 4 | Open Document | Open Filing | FORM 4 | 19 May 2017 | 17 May 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 19 May 2017 | 17 May 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 16 May 2017 | 12 May 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 16 May 2017 | 12 May 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 11 May 2017 | 09 May 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 11 May 2017 | 09 May 2017 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 09 May 2017 | 31 Mar 2017 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 09 May 2017 | 09 May 2017 | 814-00818 |
| APP ORDR | Open Document | Open Filing | 13 Apr 2017 | 812-14679 | ||
| APP NTC | Open Document | Open Filing | 13 Apr 2017 | 812-14679 | ||
| 4 | Open Document | Open Filing | FORM 4 | 20 Mar 2017 | 16 Mar 2017 | |
| 4 | Open Document | Open Filing | FORM 4 | 20 Mar 2017 | 16 Mar 2017 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 20 Mar 2017 | 812-14679 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 15 Mar 2017 | 13 Mar 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 15 Mar 2017 | 13 Mar 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 09 Mar 2017 | 07 Mar 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 09 Mar 2017 | 07 Mar 2017 | |
| 25-NSE | Open Document | Open Filing | 22 Feb 2017 | 001-35040 | ||
| 8-K | Open Document | Open Filing | FORM 8-K | 16 Feb 2017 | 14 Feb 2017 | 811-23228 |
| SC 13D | Open Document | Open Filing | SC 13D | 14 Feb 2017 | 005-86732 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 10 Feb 2017 | 08 Feb 2017 | 814-00818 |
| SC 13G | Open Document | Open Filing | 10 Feb 2017 | 005-86732 | ||
| 10-Q | Open Document | Open Filing | FORM 10-Q | 09 Feb 2017 | 31 Dec 2016 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 09 Feb 2017 | 09 Feb 2017 | 814-00818 |
| EFFECT | Open Document | Open Filing | 06 Feb 2017 | 333-208746 | ||
| CORRESP | Open Document | Open Filing | 03 Feb 2017 | |||
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Feb 2017 | 30 Jan 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Feb 2017 | 30 Jan 2017 | |
| CORRESP | Open Document | Open Filing | 27 Jan 2017 | |||
| POS 8C | Open Document | Open Filing | POS 8C | 27 Jan 2017 | 333-208746 | |
| N-23C-2 | Open Document | Open Filing | N-23C-2 | 24 Jan 2017 | 22 Feb 2017 | 817-01312 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 23 Jan 2017 | 19 Jan 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 23 Jan 2017 | 19 Jan 2017 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 04 Jan 2017 | 30 Dec 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 04 Jan 2017 | 30 Dec 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 29 Dec 2016 | 27 Dec 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 29 Dec 2016 | 27 Dec 2016 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 23 Dec 2016 | 812-14679 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 21 Dec 2016 | 19 Dec 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 21 Dec 2016 | 19 Dec 2016 | |
| DEF 14A | Open Document | Open Filing | DEF 14A | 21 Dec 2016 | 14 Feb 2017 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 16 Dec 2016 | 14 Dec 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 16 Dec 2016 | 14 Dec 2016 | |
| POS EX | Open Document | Open Filing | POS EX | 16 Dec 2016 | 333-208746 | |
| POS 8C | Open Document | Open Filing | POS 8C | 15 Dec 2016 | 333-208746 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 13 Dec 2016 | 09 Dec 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 13 Dec 2016 | 09 Dec 2016 | |
| 497 | Open Document | Open Filing | 497 | 12 Dec 2016 | 333-208746 | |
| 10-K | Open Document | Open Filing | FORM 10-K | 08 Dec 2016 | 30 Sep 2016 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 08 Dec 2016 | 08 Dec 2016 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 09 Nov 2016 | 07 Nov 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 09 Nov 2016 | 07 Nov 2016 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 07 Nov 2016 | 07 Nov 2016 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 04 Nov 2016 | 02 Nov 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 04 Nov 2016 | 02 Nov 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Nov 2016 | 28 Oct 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Nov 2016 | 28 Oct 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 25 Oct 2016 | 20 Oct 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 25 Oct 2016 | 20 Oct 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 17 Oct 2016 | 13 Oct 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 17 Oct 2016 | 13 Oct 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 06 Oct 2016 | 04 Oct 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 06 Oct 2016 | 04 Oct 2016 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 22 Sep 2016 | 16 Sep 2016 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 16 Sep 2016 | 14 Sep 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 16 Sep 2016 | 14 Sep 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 13 Sep 2016 | 09 Sep 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 13 Sep 2016 | 09 Sep 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 06 Sep 2016 | 01 Sep 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 06 Sep 2016 | 01 Sep 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 23 Aug 2016 | 22 Aug 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 23 Aug 2016 | 22 Aug 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 19 Aug 2016 | 18 Aug 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 19 Aug 2016 | 18 Aug 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 16 Aug 2016 | 12 Aug 2016 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 16 Aug 2016 | 12 Aug 2016 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 09 Aug 2016 | 30 Jun 2016 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 09 Aug 2016 | 09 Aug 2016 | 814-00818 |
| 40-APP | Open Document | Open Filing | 40-APP | 26 Jul 2016 | 812-14679 | |
| 40-17G | Open Document | Open Filing | 40-17G | 13 Jun 2016 | 814-00818 | |
| EFFECT | Open Document | Open Filing | 11 May 2016 | 333-208746 | ||
| N-2/A | Open Document | Data | Open Filing | N-2/A | 10 May 2016 | 333-208746 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 09 May 2016 | 31 Mar 2016 | 814-00818 |
| 8-K | Open Document | Data | Open Filing | 8-K | 09 May 2016 | 09 May 2016 | 814-00818 |
| CORRESP | Open Document | Open Filing | 06 May 2016 | |||
| CORRESP | Open Document | Open Filing | 21 Apr 2016 | |||
| SC 13D/A | Open Document | Open Filing | SCHEDULE 13D/A | 06 Apr 2016 | ||
| CORRESP | Open Document | Open Filing | 29 Mar 2016 | |||
| N-2/A | Open Document | Data | Open Filing | N-2/A | 25 Mar 2016 | 333-208746 | |
| 8-K | Open Document | Open Filing | 8-K | 14 Mar 2016 | 14 Mar 2016 | 814-00818 |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 09 Feb 2016 | 31 Dec 2015 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 09 Feb 2016 | 09 Feb 2016 | 814-00818 |
| DEF 14A | Open Document | Open Filing | DEFINITIVE PROXY STATEMENT | 20 Jan 2016 | 14 Mar 2016 | 814-00818 |
| N-2 | Open Document | Data | Open Filing | N-2 | 23 Dec 2015 | 333-208746 | |
| 8-A12B | Open Document | Open Filing | FORM 8-A | 18 Dec 2015 | 001-35040 | |
| 497AD | Open Document | Open Filing | 497AD | 17 Dec 2015 | 333-187324 | |
| POS EX | Open Document | Open Filing | POS EX | 17 Dec 2015 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 16 Dec 2015 | 333-187324 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 15 Dec 2015 | 15 Dec 2015 | |
| 497AD | Open Document | Open Filing | 497AD | 15 Dec 2015 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 10 Dec 2015 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 10 Dec 2015 | 333-187324 | |
| 10-K | Open Document | Open Filing | FORM 10-K | 04 Dec 2015 | 30 Sep 2015 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 04 Dec 2015 | 04 Dec 2015 | 814-00818 |
| SC 13D/A | Open Document | Open Filing | SC 13D/A | 17 Nov 2015 | ||
| 8-K | Open Document | Open Filing | 8-K | 12 Nov 2015 | 12 Nov 2015 | 814-00818 |
| 8-K | Open Document | Open Filing | 8-K | 05 Nov 2015 | 05 Nov 2015 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 02 Nov 2015 | 02 Nov 2015 | 814-00818 |
| 40-17G | Open Document | Open Filing | 40-17G | 25 Sep 2015 | 814-00818 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 10 Aug 2015 | 30 Jun 2015 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 10 Aug 2015 | 10 Aug 2015 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 30 Jul 2015 | 28 Jul 2015 | 814-00818 |
| 3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 20 Jul 2015 | 08 Jul 2015 | 001-33468 |
| SC 13D | Open Document | Open Filing | SCHEDULE 13D | 20 Jul 2015 | ||
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Jun 2015 | 29 May 2015 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Jun 2015 | 29 May 2015 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Jun 2015 | 29 May 2015 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Jun 2015 | 28 May 2015 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Jun 2015 | 28 May 2015 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 11 May 2015 | 31 Mar 2015 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 11 May 2015 | 11 May 2015 | 814-00818 |
| 3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 23 Apr 2015 | 24 Feb 2015 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 30 Mar 2015 | 27 Mar 2015 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 27 Feb 2015 | 24 Feb 2015 | 814-00818 |
| SC 13G/A | Open Document | Open Filing | NONE | 17 Feb 2015 | 005-86732 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 09 Feb 2015 | 31 Dec 2014 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 09 Feb 2015 | 09 Feb 2015 | 814-00818 |
| EFFECT | Open Document | Open Filing | 30 Jan 2015 | 333-187324 | ||
| POS 8C | Open Document | Open Filing | POS 8C | 30 Jan 2015 | 333-187324 | |
| CORRESP | Open Document | Open Filing | 27 Jan 2015 | |||
| DEF 14A | Open Document | Open Filing | DEF 14A | 09 Jan 2015 | 24 Feb 2015 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 15 Dec 2014 | 12 Dec 2014 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 15 Dec 2014 | 12 Dec 2014 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 15 Dec 2014 | 11 Dec 2014 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 15 Dec 2014 | 11 Dec 2014 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 15 Dec 2014 | 11 Dec 2014 | |
| POS 8C | Open Document | Open Filing | POS 8C | 12 Dec 2014 | 333-187324 | |
| 10-K | Open Document | Open Filing | FORM 10-K | 08 Dec 2014 | 30 Sep 2014 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 08 Dec 2014 | 08 Dec 2014 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 31 Oct 2014 | 30 Oct 2014 | 814-00818 |
| POS EX | Open Document | Open Filing | POS EX | 26 Aug 2014 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 26 Aug 2014 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 22 Aug 2014 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 21 Aug 2014 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 20 Aug 2014 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 20 Aug 2014 | 333-187324 | |
| POS EX | Open Document | Open Filing | POS EX | 05 Aug 2014 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 04 Aug 2014 | 333-187324 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 31 Jul 2014 | 30 Jun 2014 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 31 Jul 2014 | 31 Jul 2014 | 814-00818 |
| 40-17G/A | Open Document | Open Filing | 40-17G/A | 08 Jul 2014 | 814-00818 | |
| 40-17G | Open Document | Open Filing | 40-17G | 30 Jun 2014 | 814-00818 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 03 Jun 2014 | 02 Jun 2014 | 814-00818 |
| 4 | Open Document | Open Filing | FORM 4 | 23 May 2014 | 23 May 2014 | |
| 40-17G/A | Open Document | Open Filing | 40-17G/A | 23 May 2014 | 814-00818 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 01 May 2014 | 31 Mar 2014 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 01 May 2014 | 01 May 2014 | 814-00818 |
| 497AD | Open Document | Open Filing | 497AD | 28 Apr 2014 | 333-187324 | |
| POS EX | Open Document | Open Filing | POS EX | 25 Apr 2014 | 333-187324 | |
| 497 | Open Document | Open Filing | FINAL PROSPECTUS SUPPLEMENT | 24 Apr 2014 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 23 Apr 2014 | 333-187324 | |
| 497 | Open Document | Open Filing | PRELIMINARY PROSPECTUS SUPPLEMENT | 22 Apr 2014 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 22 Apr 2014 | 333-187324 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 04 Apr 2014 | 03 Apr 2014 | 814-00818 |
| 3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 10 Mar 2014 | 07 Mar 2014 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 07 Mar 2014 | 06 Mar 2014 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 07 Mar 2014 | 07 Mar 2014 | 814-00818 |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 27 Feb 2014 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 27 Feb 2014 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | DEFINITIVE ADDITIONAL MATERIALS | 18 Feb 2014 | 814-00818 | |
| DEFA14A | Open Document | Open Filing | FORM DEFA14A | 18 Feb 2014 | 814-00818 | |
| 3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 14 Feb 2014 | 05 Feb 2014 | |
| SC 13G | Open Document | Open Filing | NONE | 14 Feb 2014 | 005-86732 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 12 Feb 2014 | 11 Feb 2014 | 814-00818 |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 06 Feb 2014 | 31 Dec 2013 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 06 Feb 2014 | 06 Feb 2014 | 814-00818 |
| 497AD | Open Document | Open Filing | 497AD | 05 Feb 2014 | 333-187324 | |
| POS EX | Open Document | Open Filing | FORM N-1 AM. 5 | 04 Feb 2014 | 333-187324 | |
| 497 | Open Document | Open Filing | PRELIMINARY PROSPECTUS SUPPLEMENT | 04 Feb 2014 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 31 Jan 2014 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 30 Jan 2014 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 30 Jan 2014 | 333-187324 | |
| EFFECT | Open Document | Open Filing | 17 Jan 2014 | 333-187324 | ||
| POS 8C | Open Document | Open Filing | POS 8C | 17 Jan 2014 | 333-187324 | |
| CORRESP | Open Document | Open Filing | 03 Jan 2014 | |||
| DEF 14A | Open Document | Open Filing | DEFINITIVE PROXY STATEMENT | 03 Jan 2014 | 11 Feb 2014 | 814-00818 |
| PRE 14A | Open Document | Open Filing | PRE 14A | 18 Dec 2013 | 18 Dec 2013 | 814-00818 |
| POS 8C | Open Document | Open Filing | POS 8C | 10 Dec 2013 | 333-187324 | |
| 10-K | Open Document | Open Filing | FORM 10-K | 10 Dec 2013 | 30 Sep 2013 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 09 Dec 2013 | 09 Dec 2013 | 814-00818 |
| 5 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 01 Nov 2013 | 30 Sep 2013 | |
| 40-APP/A | Open Document | Open Filing | FORM 40-APP/A | 26 Sep 2013 | 812-14020-13 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 20 Sep 2013 | 20 Sep 2013 | 814-00818 |
| 497AD | Open Document | Open Filing | 497AD | 09 Sep 2013 | 333-187324 | |
| POS EX | Open Document | Open Filing | FORM N-2 | 05 Sep 2013 | 333-187324 | |
| 497 | Open Document | Open Filing | FORM 497 | 05 Sep 2013 | 333-187324 | |
| 497AD | Open Document | Open Filing | FORM 497AD | 04 Sep 2013 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 03 Sep 2013 | 333-187324 | |
| 497AD | Open Document | Open Filing | FORM 497AD | 03 Sep 2013 | 333-187324 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 01 Aug 2013 | 30 Jun 2013 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 01 Aug 2013 | 01 Aug 2013 | 814-00818 |
| 40-17G | Open Document | Open Filing | 40-17G | 15 Jul 2013 | 814-00818 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 13 Jun 2013 | 12 Jun 2013 | |
| 8-K | Open Document | Open Filing | 8-K | 07 May 2013 | 01 May 2013 | 814-00818 |
| 10-Q | Open Document | Open Filing | 10-Q | 02 May 2013 | 31 Mar 2013 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 02 May 2013 | 02 May 2013 | 814-00818 |
| 497AD | Open Document | Open Filing | FORM 497AD | 12 Apr 2013 | 333-187324 | |
| POS EX | Open Document | Open Filing | POS EX | 11 Apr 2013 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 11 Apr 2013 | 333-187324 | |
| 497AD | Open Document | Open Filing | FORM 497AD | 09 Apr 2013 | 333-187324 | |
| 497 | Open Document | Open Filing | 497 | 08 Apr 2013 | 333-187324 | |
| 497AD | Open Document | Open Filing | 497AD | 08 Apr 2013 | 333-187324 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 05 Apr 2013 | 04 Apr 2013 | 814-00818 |
| UPLOAD | Open Document | Open Filing | 03 Apr 2013 | |||
| EFFECT | Open Document | Open Filing | 02 Apr 2013 | 333-187324 | ||
| CORRESP | Open Document | Open Filing | 02 Apr 2013 | |||
| 8-K | Open Document | Open Filing | FORM 8-K | 02 Apr 2013 | 28 Mar 2013 | 814-00818 |
| CERTNYS | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 22 Mar 2013 | 001-35040 | |
| 497AD | Open Document | Open Filing | 497AD | 18 Mar 2013 | 333-179237 | |
| 8-A12B | Open Document | Open Filing | 8-A12B | 18 Mar 2013 | 001-35040 | |
| N-2 | Open Document | Open Filing | N-2 | 18 Mar 2013 | 333-187324 | |
| POS EX | Open Document | Open Filing | POST-EFFECTIVE AMENDMENT NO. 7 TO FORM N-2 | 15 Mar 2013 | 333-179237 | |
| 497 | Open Document | Open Filing | 497 | 15 Mar 2013 | 333-179237 | |
| 497AD | Open Document | Open Filing | FORM 497AD | 14 Mar 2013 | 333-179237 | |
| 497 | Open Document | Open Filing | 497 | 13 Mar 2013 | 333-179237 | |
| 497AD | Open Document | Open Filing | FORM 497AD | 13 Mar 2013 | 333-179237 | |
| EFFECT | Open Document | Open Filing | 12 Mar 2013 | 333-179237 | ||
| CORRESP | Open Document | Open Filing | 12 Mar 2013 | |||
| CORRESP | Open Document | Open Filing | 12 Mar 2013 | |||
| POS 8C | Open Document | Open Filing | POS 8C | 12 Mar 2013 | 333-179237 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 08 Mar 2013 | 07 Mar 2013 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 15 Feb 2013 | 12 Feb 2013 | 814-00818 |
| SC 13G/A | Open Document | Open Filing | 14 Feb 2013 | 005-86732 | ||
| 10-Q | Open Document | Open Filing | FORM 10-Q | 06 Feb 2013 | 31 Dec 2012 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 06 Feb 2013 | 06 Feb 2013 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 29 Jan 2013 | 23 Jan 2013 | 814-00818 |
| DEF 14A | Open Document | Open Filing | 14 Jan 2013 | 12 Feb 2013 | 814-00818 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 14 Jan 2013 | 812-14020-13 | |
| CORRESP | Open Document | Open Filing | 14 Jan 2013 | |||
| POS 8C | Open Document | Open Filing | POST-EFFECTIVE AMENDMENT | 14 Jan 2013 | 333-179237 | |
| 40-17G | Open Document | Open Filing | 40-17G | 07 Jan 2013 | 814-00818 | |
| PRE 14A | Open Document | Open Filing | PRE 14A | 26 Dec 2012 | 26 Dec 2012 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 14 Dec 2012 | 13 Dec 2012 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 13 Dec 2012 | 07 Dec 2012 | 814-00818 |
| 10-K | Open Document | Open Filing | FORM 10-K | 10 Dec 2012 | 30 Sep 2012 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 10 Dec 2012 | 10 Dec 2012 | 814-00818 |
| 497AD | Open Document | Open Filing | FORM 497AD | 03 Dec 2012 | 333-179237 | |
| POS EX | Open Document | Open Filing | POST EFFECTIVE AMENDMENT | 03 Dec 2012 | 333-179237 | |
| 497 | Open Document | Open Filing | 497 | 29 Nov 2012 | 333-179237 | |
| 497AD | Open Document | Open Filing | FORM 497AD | 28 Nov 2012 | 333-179237 | |
| 497AD | Open Document | Open Filing | 497AD | 28 Nov 2012 | 333-179237 | |
| 497 | Open Document | Open Filing | 497 | 27 Nov 2012 | 333-179237 | |
| APP ORDR | Open Document | Open Filing | 16 Nov 2012 | 812-14019 | ||
| APP NTC | Open Document | Open Filing | 18 Oct 2012 | 812-14019 | ||
| 8-K | Open Document | Open Filing | FORM 8-K | 28 Sep 2012 | 25 Sep 2012 | 814-00818 |
| 40-17G | Open Document | Open Filing | FORM 40-17G | 26 Sep 2012 | 814-00818 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 06 Sep 2012 | 31 Aug 2012 | 814-00818 |
| 497AD | Open Document | Open Filing | RULE 482 | 24 Aug 2012 | 333-179237 | |
| POS EX | Open Document | Open Filing | FORM POS EX | 23 Aug 2012 | 333-179237 | |
| 497 | Open Document | Open Filing | FORM 497 | 23 Aug 2012 | 333-179237 | |
| 497AD | Open Document | Open Filing | FORM 497AD | 22 Aug 2012 | 333-179237 | |
| 497 | Open Document | Open Filing | 497 | 21 Aug 2012 | 333-179237 | |
| 497AD | Open Document | Open Filing | RULE 482 | 21 Aug 2012 | 333-179237 | |
| 40-APP/A | Open Document | Open Filing | AMENDMENT NO. 2 TO FORM 40APP | 21 Aug 2012 | 812-14020-13 | |
| 40-APP/A | Open Document | Open Filing | AMENDMENT NO.1 TO FORM 40-APP | 10 Aug 2012 | 812-14019 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 02 Aug 2012 | 30 Jun 2012 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 02 Aug 2012 | 02 Aug 2012 | 814-00818 |
| 497 | Open Document | Open Filing | 497 | 03 Jul 2012 | 333-179237 | |
| 40-APP/A | Open Document | Open Filing | AMENDMENT NO. 2 TO 40-APP | 20 Jun 2012 | 812-13788 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 24 May 2012 | 23 May 2012 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 22 May 2012 | 18 May 2012 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 11 May 2012 | 09 May 2012 | |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 03 May 2012 | 31 Mar 2012 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 03 May 2012 | 03 May 2012 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 03 May 2012 | 03 May 2012 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 24 Apr 2012 | 19 Apr 2012 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 24 Apr 2012 | 19 Apr 2012 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 24 Apr 2012 | 19 Apr 2012 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 04 Apr 2012 | 30 Mar 2012 | 814-00818 |
| 40-APP/A | Open Document | Open Filing | AMENDMENT NO.1 TO FORM 40APP | 30 Mar 2012 | 812-14020-13 | |
| APP ORDR | Open Document | Open Filing | 28 Mar 2012 | 812-13787 | ||
| 40-APP | Open Document | Open Filing | FORM 40-APP | 28 Mar 2012 | 812-14019 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 21 Mar 2012 | 21 Mar 2012 | 814-00818 |
| 8-A12B | Open Document | Open Filing | FORM 8-A | 21 Mar 2012 | 001-35040 | |
| POS EX | Open Document | Open Filing | POST-EFFECTIVE AMENDMENT - EXHIBITS | 21 Mar 2012 | 333-179237 | |
| 8-K | Open Document | Open Filing | FORM 8-K | 14 Mar 2012 | 09 Mar 2012 | 814-00818 |
| 497 | Open Document | Open Filing | 497 | 14 Mar 2012 | 333-179237 | |
| 497AD | Open Document | Open Filing | RULE 482 | 14 Mar 2012 | 333-179237 | |
| 497 | Open Document | Open Filing | FORM 497 | 12 Mar 2012 | 333-179237 | |
| 497AD | Open Document | Open Filing | RULE 497 AND 482 | 12 Mar 2012 | 333-179237 | |
| 3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 27 Feb 2012 | 21 Nov 2011 | |
| 3 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 27 Feb 2012 | 17 Feb 2012 | |
| APP NTC | Open Document | Open Filing | 27 Feb 2012 | 812-13787 | ||
| 40-APP/A | Open Document | Open Filing | AMENDMENT NO. 5 TO FORM 40APP | 24 Feb 2012 | 812-13787 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 23 Feb 2012 | 23 Feb 2012 | |
| 497AD | Open Document | Open Filing | RULE 497 AND 482 | 23 Feb 2012 | 333-179237 | |
| SC 13G | Open Document | Open Filing | 23 Feb 2012 | 005-86732 | ||
| 8-K | Open Document | Open Filing | CURRENT REPORT | 23 Feb 2012 | 17 Feb 2012 | 814-00818 |
| UPLOAD | Open Document | Open Filing | 22 Feb 2012 | |||
| POS EX | Open Document | Open Filing | POST-EFFECTIVE AMENDMENT - EXHIBITS | 17 Feb 2012 | 333-179237 | |
| 497 | Open Document | Open Filing | 497 | 17 Feb 2012 | 333-179237 | |
| 497AD | Open Document | Open Filing | RULE 497 AND 482 | 17 Feb 2012 | 333-179237 | |
| EFFECT | Open Document | Open Filing | 16 Feb 2012 | 333-179237 | ||
| CORRESP | Open Document | Open Filing | 16 Feb 2012 | |||
| 497 | Open Document | Open Filing | 497 | 16 Feb 2012 | 333-179237 | |
| 497AD | Open Document | Open Filing | RULE 497 AND 482 | 16 Feb 2012 | 333-179237 | |
| N-2/A | Open Document | Open Filing | AMENDMENT NO. 3 TO FORM N-2 | 16 Feb 2012 | 333-179237 | |
| APP WD | Open Document | Open Filing | REQUEST TO WITHDRAW | 15 Feb 2012 | 812-13835 | |
| N-2/A | Open Document | Open Filing | N-2/A | 15 Feb 2012 | 333-179237 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 13 Feb 2012 | 812-13787 | |
| N-2/A | Open Document | Open Filing | AMENDMENT TO FORM N-2 | 13 Feb 2012 | 333-179237 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 10 Feb 2012 | 10 Feb 2012 | 814-00818 |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 06 Feb 2012 | 31 Dec 2011 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 06 Feb 2012 | 06 Feb 2012 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 03 Feb 2012 | 31 Jan 2012 | 814-00818 |
| CORRESP | Open Document | Open Filing | 02 Feb 2012 | |||
| N-2 | Open Document | Open Filing | FORM N-2 | 27 Jan 2012 | 333-179237 | |
| DEF 14A | Open Document | Open Filing | DEFINITIVE PROXY STATEMENTS | 03 Jan 2012 | 17 Feb 2012 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 03 Jan 2012 | 28 Dec 2011 | 814-00818 |
| PRE 14A | Open Document | Open Filing | PRELIMINARY PROXY STATEMENT - FORM PRE14A | 23 Dec 2011 | 23 Dec 2011 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 22 Dec 2011 | 21 Dec 2011 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 22 Dec 2011 | 21 Dec 2011 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 22 Dec 2011 | 21 Dec 2011 | |
| 10-K | Open Document | Open Filing | 10-K | 14 Dec 2011 | 30 Sep 2011 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 14 Dec 2011 | 14 Dec 2011 | 814-00818 |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 07 Dec 2011 | 812-13787 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 30 Nov 2011 | 29 Nov 2011 | 814-00818 |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 29 Nov 2011 | 812-13835 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 23 Nov 2011 | 21 Nov 2011 | 814-00818 |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 11 Aug 2011 | 10 Aug 2011 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 11 Aug 2011 | 09 Aug 2011 | |
| 4 | Open Document | Open Filing | OWNERSHIP DOCUMENT | 11 Aug 2011 | 09 Aug 2011 | |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 09 Aug 2011 | 04 Aug 2011 | 814-00818 |
| 8-K | Open Document | Open Filing | CURRENT REPORT | 05 Aug 2011 | 04 Aug 2011 | 814-00818 |
| 10-Q | Open Document | Open Filing | QUARTERLY REPORT | 04 Aug 2011 | 30 Jun 2011 | 814-00818 |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 22 Jul 2011 | 812-13835 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 08 Jul 2011 | 812-13787 | |
| 4 | Open Document | Open Filing | 30 Jun 2011 | 28 Jun 2011 | ||
| 10-Q | Open Document | Open Filing | FORM 10-Q | 12 May 2011 | 31 Mar 2011 | 814-00818 |
| 8-K | Open Document | Open Filing | FORM 8-K | 12 May 2011 | 12 May 2011 | 814-00818 |
| 10-Q | Open Document | Open Filing | FORM 10-Q | 04 Mar 2011 | 31 Dec 2010 | 814-00818 |
| 40-17G | Open Document | Open Filing | 14 Feb 2011 | 814-00818 | ||
| 4 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 28 Jan 2011 | 27 Jan 2011 | |
| 497AD | Open Document | Open Filing | 497AD | 25 Jan 2011 | 333-166491 | |
| 497 | Open Document | Open Filing | 497 | 21 Jan 2011 | 333-166491 | |
| EFFECT | Open Document | Open Filing | 20 Jan 2011 | 333-166491 | ||
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 3 | Open Document | Open Filing | MAIN DOCUMENT DESCRIPTION | 20 Jan 2011 | 20 Jan 2011 | |
| 497AD | Open Document | Open Filing | 497AD | 20 Jan 2011 | 333-166491 | |
| N-54A | Open Document | Open Filing | FORM N-54A | 20 Jan 2011 | 814-00818 | |
| 497AD | Open Document | Open Filing | 497AD | 20 Jan 2011 | 333-166491 | |
| CERTNYS | Open Document | Open Filing | AUTO-GENERATED PAPER DOCUMENT | 19 Jan 2011 | 001-35040 | |
| 8-A12B | Open Document | Open Filing | 8-A12B | 19 Jan 2011 | 001-35040 | |
| N-2/A | Open Document | Open Filing | N-2/A | 19 Jan 2011 | 333-166491 | |
| N-2/A | Open Document | Open Filing | N-2/A | 06 Jan 2011 | 333-166491 | |
| N-6F/A | Open Document | Open Filing | FORM N-6F/A | 01 Dec 2010 | 814-00818 | |
| N-2/A | Open Document | Open Filing | N-2/A | 23 Nov 2010 | 333-166491 | |
| APP WD | Open Document | Open Filing | APP WD | 08 Nov 2010 | 812-13838 | |
| APP WD | Open Document | Open Filing | APP WD | 08 Nov 2010 | 812-13837 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 05 Nov 2010 | 812-13788 | |
| 40-APP/A | Open Document | Open Filing | 40-APP/A | 05 Nov 2010 | 812-13787 | |
| 40-APP | Open Document | Open Filing | 40-APP | 05 Nov 2010 | 812-13838 | |
| 40-APP | Open Document | Open Filing | 40-APP | 04 Nov 2010 | 812-13837 | |
| 40-APP | Open Document | Open Filing | 40-APP | 03 Nov 2010 | 812-13835 | |
| N-6F/A | Open Document | Open Filing | FORM N-6F/A | 02 Sep 2010 | 814-00818 | |
| CORRESP | Open Document | Open Filing | 02 Jul 2010 | |||
| N-2/A | Open Document | Open Filing | N-2/A | 02 Jul 2010 | 333-166491 | |
| UPLOAD | Open Document | Open Filing | 24 Jun 2010 | |||
| 40-APP | Open Document | Open Filing | 40-APP | 23 Jun 2010 | 812-13788 | |
| 40-APP | Open Document | Open Filing | FORM 40-APP | 23 Jun 2010 | 812-13787 | |
| N-2/A | Open Document | Open Filing | FORM N-2/A | 10 Jun 2010 | 333-166491 | |
| CORRESP | Open Document | Open Filing | 09 Jun 2010 | |||
| N-2 | Open Document | Open Filing | FORM N-2 | 04 May 2010 | 333-166491 | |
| N-6F | Open Document | Open Filing | FORM N-6F | 03 May 2010 | 814-00818 |