PhenixFIN Corp

Symbol
PFX, PFXNZ on Nasdaq
Entity
Company
Business address
445 Park Avenue, 9 Th Floor, 10022 New York, NY
Phone
212-759-0777
State of incorporation
DE
Fiscal year end
September 30
Category
Non-accelerated filer
Former names
Medley Capital Corp (to 1/4/2021), Medley Capital BDC LLC (to 1/6/2011)
13D/G Schedule signature
PhenixFIN Corp - David Lorber/Chief Executive Officer
All SEC filings
View on sec.gov
Get insider transactions for this issuer
PhenixFIN Corp has filed 870 SEC EDGAR filings since 5/3/2010

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing Sep 25, 2025 Sep 23, 2025
4 Open Document Open Filing Sep 18, 2025 Sep 16, 2025
4 Open Document Open Filing Sep 15, 2025 Sep 11, 2025
4 Open Document Open Filing Sep 11, 2025 Sep 9, 2025
4 Open Document Open Filing Sep 8, 2025 Sep 3, 2025
4 Open Document Open Filing Sep 5, 2025 Sep 3, 2025
4 Open Document Open Filing Aug 21, 2025 Aug 19, 2025
4 Open Document Open Filing Aug 18, 2025 Jun 23, 2025
4 Open Document Open Filing Aug 18, 2025 Aug 14, 2025
4 Open Document Open Filing Aug 12, 2025 Aug 8, 2025
10-Q Open Document | Data Open Filing QUARTERLY REPORT Aug 6, 2025 Jun 30, 2025 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Aug 6, 2025 Aug 6, 2025 814-00818
40-17G Open Document Open Filing FORM 40-17G Jul 15, 2025 814-00818
4 Open Document Open Filing Jun 20, 2025 Jun 17, 2025
SCHEDULE 13D/A Open Document Open Filing Jun 18, 2025 005-86732
4 Open Document Open Filing Jun 18, 2025 Jun 16, 2025
10-Q Open Document | Data Open Filing QUARTERLY REPORT May 7, 2025 Mar 31, 2025 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT May 7, 2025 May 6, 2025 814-00818
4 Open Document Open Filing Apr 24, 2025 Apr 23, 2025
8-K Open Document | Data Open Filing CURRENT REPORT Apr 22, 2025 Apr 17, 2025 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Mar 21, 2025 Mar 20, 2025 814-00818
4 Open Document Open Filing FORM 4 Mar 11, 2025 Mar 7, 2025
4 Open Document Open Filing FORM 4 Mar 5, 2025 Mar 3, 2025
SCHEDULE 13G Open Document Open Filing Mar 5, 2025
4 Open Document Open Filing FORM 4 Feb 21, 2025 Feb 19, 2025
4 Open Document Open Filing FORM 4 Feb 14, 2025 Feb 12, 2025
4 Open Document Open Filing FORM 4 Feb 13, 2025 Feb 11, 2025
10-Q Open Document | Data Open Filing QUARTERLY REPORT Feb 7, 2025 Dec 31, 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Feb 7, 2025 Feb 7, 2025 814-00818
ARS Open Document Open Filing ANNUAL REPORT Jan 22, 2025 Sep 30, 2024 814-00818
DEF 14A Open Document | Data Open Filing PROXY STATEMENT Jan 22, 2025 Mar 12, 2025 814-00818
4 Open Document Open Filing FORM 4 Dec 20, 2024 Dec 18, 2024
10-K Open Document | Data Open Filing ANNUAL REPORT Dec 17, 2024 Sep 30, 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Dec 17, 2024 Dec 16, 2024 814-00818
4 Open Document Open Filing FORM 4 Nov 22, 2024 Nov 20, 2024
CORRESP Open Document Open Filing Oct 1, 2024
10-Q Open Document | Data Open Filing QUARTERLY REPORT Aug 6, 2024 Jun 30, 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Aug 6, 2024 Aug 6, 2024 814-00818
40-17G Open Document Open Filing 40-17G Jul 11, 2024 814-00818
4 Open Document Open Filing FORM 4 Jun 21, 2024 Jun 18, 2024
4 Open Document Open Filing FORM 4 Jun 18, 2024 Jun 14, 2024
4 Open Document Open Filing Jun 14, 2024 Jun 12, 2024
10-Q Open Document | Data Open Filing QUARTERLY REPORT May 10, 2024 Mar 31, 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT May 10, 2024 May 9, 2024 814-00818
8-K Open Document | Data Open Filing 8-K Apr 15, 2024 Apr 10, 2024 814-00818
4 Open Document Open Filing FORM 4 Mar 13, 2024 Mar 11, 2024
4 Open Document Open Filing FORM 4 Mar 5, 2024 Mar 1, 2024
4/A Open Document Open Filing FORM 4 Mar 5, 2024 Feb 23, 2024
SC 13D/A Open Document Open Filing SC 13D/A Mar 5, 2024 005-86732
4 Open Document Open Filing FORM 4 Feb 27, 2024 Feb 23, 2024
ARS Open Document Open Filing ANNUAL REPORT Feb 27, 2024 Sep 30, 2023 814-00818
DEF 14A Open Document | Data Open Filing PROXY STATEMENT Feb 26, 2024 Apr 10, 2024 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Feb 21, 2024 Feb 21, 2024 814-00818
SC 13G/A Open Document Open Filing AMENDMENT NO. 1 TO THE SCHEDULE 13G Feb 14, 2024 005-86732
10-Q Open Document | Data Open Filing QUARTERLY REPORT Feb 8, 2024 Dec 31, 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Feb 8, 2024 Feb 8, 2024 814-00818
10-K/A Open Document | Data Open Filing 10-K/A Jan 26, 2024 Sep 30, 2023 814-00818
10-K Open Document | Data Open Filing ANNUAL REPORT Dec 22, 2023 Sep 30, 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Dec 22, 2023 Dec 14, 2023 814-00818
4 Open Document Open Filing Sep 26, 2023 Jun 6, 2023
4 Open Document Open Filing FORM 4 Sep 22, 2023 Sep 20, 2023
4 Open Document Open Filing Aug 16, 2023 Aug 14, 2023
10-Q Open Document | Data Open Filing QUARTERLY REPORT Aug 11, 2023 Jun 30, 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Aug 11, 2023 Aug 10, 2023 814-00818
40-17G Open Document Open Filing FORM 40-17G Jul 7, 2023 814-00818
4 Open Document Open Filing Jun 21, 2023 Jun 6, 2023
SC 13D/A Open Document Open Filing SC 13D/A Jun 20, 2023 005-86732
4 Open Document Open Filing Jun 16, 2023 Jun 14, 2023
4 Open Document Open Filing Jun 8, 2023 Jun 6, 2023
10-Q Open Document | Data Open Filing QUARTERLY REPORT May 11, 2023 Mar 31, 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT May 11, 2023 May 10, 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT May 3, 2023 Apr 27, 2023 814-00818
DEF 14A Open Document Open Filing DEF 14A Mar 10, 2023 Apr 27, 2023 814-00818
8-K Open Document | Data Open Filing CURRENT REPORT Mar 3, 2023 Feb 27, 2023 814-00818
4 Open Document Open Filing Mar 2, 2023 Feb 28, 2023
4 Open Document Open Filing Feb 23, 2023 Feb 21, 2023
4 Open Document Open Filing Feb 23, 2023 Feb 21, 2023
4 Open Document Open Filing Feb 14, 2023 Feb 10, 2023
SC 13G/A Open Document Open Filing AMENDMENT NO. 3 TO THE SCHEDULE 13G Feb 14, 2023 005-86732
SC 13G Open Document Open Filing THE SCHEDULE 13G Feb 13, 2023 005-86732
SC 13G/A Open Document Open Filing ADALTA CAPITAL MANAGEMENT LLC Feb 13, 2023 005-86732
SC 13G Open Document Open Filing ADALTA CAPITAL MANAGEMENT LLC Feb 13, 2023 005-86732
10-Q Open Document | Data Open Filing QUARTERLY REPORT Feb 9, 2023 Dec 31, 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT Feb 9, 2023 Feb 9, 2023 814-00818
10-K/A Open Document Open Filing 10-K/A Jan 27, 2023 Sep 30, 2022 814-00818
25-NSE Open Document Open Filing Jan 17, 2023 001-35040
SC 13D/A Open Document Open Filing SC 13D/A Jan 3, 2023 005-86732
4 Open Document Open Filing Dec 28, 2022 Dec 23, 2022
4 Open Document Open Filing Dec 22, 2022 Dec 20, 2022
10-K Open Document Open Filing ANNUAL REPORT Dec 16, 2022 Sep 30, 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT Dec 16, 2022 Dec 16, 2022 814-00818
N-23C-2 Open Document Open Filing FORM N-23C-2 Dec 16, 2022 Dec 15, 2022 817-01312
4 Open Document Open Filing Sep 28, 2022 Sep 22, 2022
4 Open Document Open Filing FORM 4 Sep 9, 2022 Sep 7, 2022
40-17G Open Document Open Filing 40-17G Sep 2, 2022 814-00818
4 Open Document Open Filing FORM 4 Aug 30, 2022 Aug 26, 2022
4/A Open Document Open Filing FORM 4/A Aug 18, 2022 Aug 16, 2022
4 Open Document Open Filing FORM 4 Aug 15, 2022 Aug 11, 2022
10-Q Open Document Open Filing QUARTERLY REPORT Aug 10, 2022 Jun 30, 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT Aug 10, 2022 Aug 9, 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT May 26, 2022 May 25, 2022 814-00818
SC 13D/A Open Document Open Filing AMENDMENT NO. 1 May 16, 2022 005-86732
4 Open Document Open Filing FORM 4 May 13, 2022 May 11, 2022
10-Q Open Document Open Filing QUARTERLY REPORT May 10, 2022 Mar 31, 2022 814-00818
8-K Open Document Open Filing CURRENT REPORT May 10, 2022 May 9, 2022 814-00818
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Apr 13, 2022 May 25, 2022 814-00818
4 Open Document Open Filing Mar 18, 2022 Mar 16, 2022
4 Open Document Open Filing Mar 7, 2022 Mar 2, 2022
4 Open Document Open Filing Mar 2, 2022 Mar 1, 2022
4 Open Document Open Filing Feb 28, 2022 Feb 24, 2022
4 Open Document Open Filing Feb 28, 2022 Feb 24, 2022
4 Open Document Open Filing Feb 18, 2022 Feb 16, 2022
4 Open Document Open Filing FORM 4 Feb 16, 2022 Feb 14, 2022
SC 13G/A Open Document Open Filing AMENDMENT NO. 2 TO THE SCHEDULE 13G Feb 14, 2022 005-86732
10-Q Open Document Open Filing QUARTERLY REPORT Feb 10, 2022 Dec 31, 2021 814-00818
8-K Open Document Open Filing FORM 8-K Feb 10, 2022 Feb 10, 2022 814-00818
10-K/A Open Document Open Filing AMENDMENT NO. 1 TO FORM 10-K Jan 28, 2022 Sep 30, 2021 814-00818
SC 13D Open Document Open Filing SCHEDULE 13D Dec 20, 2021 005-86732
8-K Open Document Open Filing CURRENT REPORT Dec 20, 2021 Dec 20, 2021 814-00818
10-K Open Document Open Filing ANNUAL REPORT Dec 20, 2021 Sep 30, 2021 814-00818
4 Open Document Open Filing Dec 10, 2021 Dec 8, 2021
CERT Open Document Open Filing Nov 16, 2021 001-35040
8-A12B Open Document Open Filing 8-A12B Nov 16, 2021 001-35040
N-23C-2 Open Document Open Filing N-23C-2 Nov 15, 2021 Nov 15, 2021 817-01312
8-K Open Document Open Filing 8-K Nov 15, 2021 Nov 15, 2021 814-00818
8-K Open Document Open Filing 8-K Nov 12, 2021 Nov 9, 2021 814-00818
424B2 Open Document Open Filing 424B2 Nov 12, 2021 333-258913
SC 13G/A Open Document Open Filing GLACIER POINT ADVISORS, LLC Nov 10, 2021 005-86732
497AD Open Document Open Filing 497AD Nov 10, 2021 333-258913
FWP Open Document Open Filing FWP Nov 10, 2021 333-258913
497AD Open Document Open Filing 497AD Nov 8, 2021 333-258913
8-K Open Document Open Filing 8-K Nov 8, 2021 Nov 8, 2021 814-00818
424B2 Open Document Open Filing 424B2 Nov 8, 2021 333-258913
305B2 Open Document Open Filing 305B2 Nov 8, 2021 333-258913
EFFECT Open Document Open Filing Oct 19, 2021 333-258913
N-2/A Open Document Open Filing N-2/A Oct 15, 2021 333-258913
4 Open Document Open Filing Aug 31, 2021 Aug 27, 2021
N-2 Open Document Open Filing REGISTRATION STATEMENT Aug 19, 2021 333-258913
10-Q Open Document Open Filing QUARTERLY REPORT Aug 11, 2021 Jun 30, 2021 814-00818
8-K Open Document Open Filing CURRENT REPORT Aug 11, 2021 Aug 11, 2021 814-00818
40-17G Open Document Open Filing FORM 40-17G Jul 16, 2021 814-00818
4 Open Document Open Filing May 26, 2021 May 24, 2021
4 Open Document Open Filing May 26, 2021 May 24, 2021
4 Open Document Open Filing May 26, 2021 May 24, 2021
4 Open Document Open Filing May 24, 2021 May 20, 2021
4 Open Document Open Filing May 24, 2021 May 19, 2021
4 Open Document Open Filing May 19, 2021 May 17, 2021
4 Open Document Open Filing May 18, 2021 May 14, 2021
10-Q Open Document Open Filing QUARTERLY REPORT May 13, 2021 Mar 31, 2021 814-00818
8-K Open Document Open Filing FORM 8-K May 13, 2021 May 12, 2021 814-00818
8-K Open Document Open Filing CURRENT REPORT Apr 12, 2021 Apr 8, 2021 814-00818
8-K Open Document Open Filing CURRENT REPORT Mar 16, 2021 Mar 16, 2021 814-00818
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Feb 26, 2021 Apr 8, 2021 814-00818
SC 13G Open Document Open Filing GLACIER POINT ADVISORS, LLC Feb 26, 2021 005-86732
SC 13G/A Open Document Open Filing SC 13G/A Feb 17, 2021 005-86732
SC 13G/A Open Document Open Filing AMENDMENT NO. 1 TO THE SCHEDULE 13G Feb 16, 2021 005-86732
8-K Open Document Open Filing CURRENT REPORT Feb 16, 2021 Feb 10, 2021 814-00818
10-Q Open Document Open Filing QUARTERLY REPORT Feb 16, 2021 Dec 31, 2020 814-00818
10-K/A Open Document Open Filing AMENDMENT NO. 1 Jan 28, 2021 Jan 28, 2021 814-00818
8-K Open Document Open Filing FORM 8-K Jan 21, 2021 Jan 21, 2021 814-00818
3 Open Document Open Filing FORM 3 Jan 8, 2021 Jan 1, 2021
CERT Open Document Open Filing Jan 4, 2021 001-35040
8-A12B Open Document Open Filing 8-A12B Jan 4, 2021 001-35040
8-A12B Open Document Open Filing 8-A12B Jan 4, 2021 001-35040
25 Open Document Open Filing FORM 25 Jan 4, 2021 001-35040
25 Open Document Open Filing 25 Jan 4, 2021 001-35040
8-K Open Document Open Filing 8-K Dec 28, 2020 Dec 28, 2020 814-00818
10-K Open Document Open Filing 10-K Dec 11, 2020 Dec 11, 2020 814-00818
8-K Open Document Open Filing 8-K Dec 11, 2020 Dec 11, 2020 814-00818
8-K Open Document Open Filing 8-K Nov 24, 2020 Nov 18, 2020 814-00818
SC 13G/A Open Document Open Filing SCHEDULE 13G, AMENDMENT NO. 2 Nov 23, 2020 005-86732
25-NSE Open Document Open Filing Nov 20, 2020 001-35040
25 Open Document Open Filing 25 Oct 21, 2020 001-35040
N-23C-2 Open Document Open Filing N-23C-2 Oct 21, 2020 Oct 21, 2020 817-01312
8-K Open Document Open Filing 8-K Oct 21, 2020 Oct 21, 2020 814-00818
8-K Open Document Open Filing 8-K Oct 13, 2020 Oct 8, 2020 814-00818
8-K Open Document Open Filing 8-K Sep 30, 2020 Sep 29, 2020 814-00818
SC 13G Open Document Open Filing SC 13G Sep 18, 2020 005-86732
3 Open Document Open Filing FORM 3 Aug 24, 2020 Aug 19, 2020
SC 13D/A Open Document Open Filing Aug 24, 2020 005-86732
8-K Open Document Open Filing 8-K Aug 21, 2020 Aug 19, 2020 814-00818
40-17G Open Document Open Filing 40-17G Aug 20, 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Aug 14, 2020 Aug 12, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Aug 11, 2020 Aug 7, 2020
10-Q Open Document Open Filing 10-Q Aug 7, 2020 Jun 30, 2020 814-00818
8-K Open Document Open Filing 8-K Aug 7, 2020 Aug 7, 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Aug 6, 2020 Aug 4, 2020
8-K Open Document Open Filing 8-K Aug 6, 2020 Aug 3, 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Aug 3, 2020 Jul 30, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jul 29, 2020 Jul 27, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jul 24, 2020 Jul 22, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jul 21, 2020 Jul 17, 2020
SC 13D Open Document Open Filing GLACIER POINT ADVISORS, LLC Jul 20, 2020 005-86732
SC 13D/A Open Document Open Filing Jul 17, 2020 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION Jul 16, 2020 Jul 14, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jul 13, 2020 Jul 9, 2020
8-K Open Document Open Filing 8-K Jul 13, 2020 Jul 13, 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Jul 8, 2020 Jul 6, 2020
SC 13G/A Open Document Open Filing Jul 8, 2020 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION Jul 2, 2020 Jun 30, 2020
8-K Open Document Open Filing 8-K Jul 2, 2020 Jul 2, 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Jun 26, 2020 Jun 24, 2020
8-K Open Document Open Filing 8-K Jun 15, 2020 Jun 15, 2020 814-00818
CORRESP Open Document Open Filing May 28, 2020
DEF 14A Open Document Open Filing PROXY STATEMENT May 28, 2020 Jun 30, 2020 814-00818
8-K Open Document Open Filing CURRENT REPORT May 26, 2020 May 21, 2020 814-00818
SC 13D Open Document Open Filing May 15, 2020 005-86732
10-Q Open Document Open Filing 10-Q May 11, 2020 Mar 31, 2020 814-00818
8-K Open Document Open Filing 8-K May 11, 2020 May 11, 2020 814-00818
8-K Open Document Open Filing 8-K May 8, 2020 May 8, 2020 814-00818
8-K Open Document Open Filing CURRENT REPORT May 5, 2020 May 1, 2020 814-00818
PRE 14A Open Document Open Filing PRELIMINARY PROXY STATEMENT May 1, 2020 May 1, 2020 814-00818
8-K Open Document Open Filing 8-K Apr 16, 2020 Apr 16, 2020 814-00818
8-K Open Document Open Filing 8-K Apr 1, 2020 Apr 1, 2020 814-00818
SC 13D/A Open Document Open Filing Mar 12, 2020 005-86732
SC 13G/A Open Document Open Filing SCHEDULE 13G, AMENDMENT NO. 1 Feb 14, 2020 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION Feb 11, 2020 Feb 7, 2020
10-Q Open Document Open Filing 10-Q Feb 10, 2020 Dec 31, 2019 814-00818
8-K Open Document Open Filing 8-K Feb 10, 2020 Feb 10, 2020 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Feb 6, 2020 Feb 4, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jan 30, 2020 Jan 28, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jan 24, 2020 Jan 22, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jan 17, 2020 Jan 15, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jan 14, 2020 Jan 10, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jan 9, 2020 Jan 7, 2020
4 Open Document Open Filing FORM 4 SUBMISSION Jan 6, 2020 Jan 2, 2020
8-K/A Open Document Open Filing AMENDMENT NO.1 TO FORM 8-K Dec 30, 2019 Dec 30, 2019 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Dec 27, 2019 Dec 23, 2019
SC 13D Open Document Open Filing Dec 27, 2019 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION Dec 19, 2019 Dec 17, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Dec 16, 2019 Dec 12, 2019
10-K Open Document Open Filing 10-K Dec 16, 2019 Sep 30, 2019 814-00818
8-K Open Document Open Filing 8-K Dec 16, 2019 Dec 16, 2019 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Dec 11, 2019 Dec 9, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Dec 4, 2019 Dec 2, 2019
SC 13G/A Open Document Open Filing GLACIER POINT ADVISORS, LLC Dec 3, 2019 005-86732
4 Open Document Open Filing FORM 4 SUBMISSION Nov 27, 2019 Nov 26, 2019
4 Open Document Open Filing FORM 4 SUBMISSION Nov 22, 2019 Nov 20, 2019
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Nov 21, 2019 814-00818
425 Open Document Open Filing FORM 425 Nov 21, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Nov 21, 2019 Nov 19, 2019 814-00818
4 Open Document Open Filing FORM 4 SUBMISSION Nov 19, 2019 Nov 15, 2019
40-APP/A Open Document Open Filing AMENDMENT TO FORM 40-APP Nov 14, 2019 812-14971-01
4 Open Document Open Filing FORM 4 SUBMISSION Nov 13, 2019 Nov 8, 2019
40-33 Open Document Open Filing FORM 40-33 Nov 13, 2019 814-00818
SC 13G Open Document Open Filing SCHEDULE 13G Nov 4, 2019 005-86732
3 Open Document Open Filing FORM 3 SUBMISSION Nov 4, 2019 Oct 25, 2019
4 Open Document Open Filing Oct 29, 2019 Oct 25, 2019
4 Open Document Open Filing Oct 29, 2019 Oct 25, 2019
SC 13D/A Open Document Open Filing FORM SC 13D/A Oct 28, 2019 005-86732
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Oct 15, 2019 814-00818
425 Open Document Open Filing FORM 425 Oct 15, 2019 814-00818
SC 13G/A Open Document Open Filing SCH 13G-A - FILER IS LPL FINANCIAL, ISSUER IS MEDLEY CAPITAL Oct 10, 2019 005-86732
SC 13G Open Document Open Filing GLACIER POINT ADVISORS Sep 23, 2019 005-86732
40-APP/A Open Document Open Filing AMENDMENT TO FORM 40-APP Sep 3, 2019 812-14971-01
8-K Open Document Open Filing CURRENT REPORT Aug 16, 2019 Aug 12, 2019 814-00818
10-Q Open Document Open Filing 10-Q Aug 9, 2019 Jun 30, 2019 814-00818
8-K Open Document Open Filing 8-K Aug 9, 2019 Aug 8, 2019 814-00818
425 Open Document Open Filing FORM 425 Aug 2, 2019 814-00818
425 Open Document Open Filing FORM 425 Aug 2, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Aug 2, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Aug 2, 2019 Jul 29, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Jul 31, 2019 814-00818
425 Open Document Open Filing FORM 425 Jul 31, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Jul 29, 2019 814-00818
425 Open Document Open Filing FORM 425 Jul 29, 2019 814-00818
425 Open Document Open Filing FORM 425 Jul 29, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Jul 29, 2019 Jul 29, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Jul 25, 2019 Jul 24, 2019 814-00818
8-K/A Open Document Open Filing 8-K/A Jun 12, 2019 Jun 10, 2019 814-00818
8-K Open Document Open Filing 8-K Jun 10, 2019 Jun 10, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Jun 5, 2019 Jun 4, 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A Jun 3, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Jun 3, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Jun 3, 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A May 31, 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A May 28, 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A May 24, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS May 22, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS May 21, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS May 21, 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A May 16, 2019 814-00818
DFRN14A Open Document Open Filing DFRN14A May 14, 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A May 13, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS May 13, 2019 814-00818
DEFC14A Open Document Open Filing DEFC14A May 13, 2019 814-00818
10-Q Open Document Open Filing 10-Q May 10, 2019 Mar 31, 2019 814-00818
8-K Open Document Open Filing 8-K May 10, 2019 May 10, 2019 814-00818
DEFC14A Open Document Open Filing May 9, 2019 814-00818
PREC14A Open Document Open Filing PREC14A May 1, 2019 814-00818
3 Open Document Open Filing OWNERSHIP DOCUMENT Apr 24, 2019 Apr 15, 2019
PREC14A Open Document Open Filing PRELIMINARY PROXY STATEMENT Apr 19, 2019 814-00818
3 Open Document Open Filing Apr 19, 2019 Apr 15, 2019
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Apr 18, 2019 814-00818
425 Open Document Open Filing FORM 425 Apr 18, 2019 814-00818
425 Open Document Open Filing FORM 425 Apr 18, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Apr 18, 2019 Apr 18, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Apr 17, 2019 814-00818
425 Open Document Open Filing FORM 425 Apr 17, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Apr 17, 2019 Apr 15, 2019 814-00818
N-2 Open Document Open Filing REGISTRATION STATEMENT Apr 10, 2019 333-230790
DFAN14A Open Document Open Filing DFAN14A Apr 1, 2019 814-00818
DFAN14A Open Document Open Filing DFAN14A Apr 1, 2019 814-00818
425 Open Document Open Filing FORM 425 Mar 29, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Mar 29, 2019 814-00818
425 Open Document Open Filing FORM 425 Mar 29, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Mar 29, 2019 Mar 29, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Mar 29, 2019 814-00818
425 Open Document Open Filing FILING UNDER SECURITIES ACT RULE 425 Mar 29, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Mar 29, 2019 Mar 29, 2019 814-00818
DEFA14A Open Document Open Filing ADDITIONAL SOLICITING MATERIALS Mar 29, 2019 814-00818
425 Open Document Open Filing FILING UNDER SECURITIES ACT RULE 425 Mar 29, 2019 814-00818
PREC14A Open Document Open Filing PREC14A Mar 22, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Mar 20, 2019 Mar 18, 2019 814-00818
425 Open Document Open Filing FORM 425 Mar 18, 2019 814-00818
425 Open Document Open Filing FORM 425 Mar 18, 2019 814-00818
DEFA14A Open Document Open Filing DEFINITIVE ADDITIONAL MATERIALS Mar 18, 2019 814-00818
8-K Open Document Open Filing CURRENT REPORT Mar 18, 2019 Mar 15, 2019 814-00818
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SC 13G Open Document Open Filing NONE Feb 14, 2014 005-86732
8-K Open Document Open Filing FORM 8-K Feb 12, 2014 Feb 11, 2014 814-00818
10-Q Open Document Open Filing FORM 10-Q Feb 6, 2014 Dec 31, 2013 814-00818
8-K Open Document Open Filing CURRENT REPORT Feb 6, 2014 Feb 6, 2014 814-00818
497AD Open Document Open Filing 497AD Feb 5, 2014 333-187324
POS EX Open Document Open Filing FORM N-1 AM. 5 Feb 4, 2014 333-187324
497 Open Document Open Filing PRELIMINARY PROSPECTUS SUPPLEMENT Feb 4, 2014 333-187324
497AD Open Document Open Filing 497AD Jan 31, 2014 333-187324
497 Open Document Open Filing 497 Jan 30, 2014 333-187324
497AD Open Document Open Filing 497AD Jan 30, 2014 333-187324
EFFECT Open Document Open Filing Jan 17, 2014 333-187324
POS 8C Open Document Open Filing POS 8C Jan 17, 2014 333-187324
CORRESP Open Document Open Filing Jan 3, 2014
DEF 14A Open Document Open Filing DEFINITIVE PROXY STATEMENT Jan 3, 2014 Feb 11, 2014 814-00818