A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

SEC EDGAR filings, ownership reports, and insider transactions for Bruce M. Rothstein.

Business address: 800 Westchester Avenue, Suite 617 North, Rye Brook, NY, 10573
Top holdings (ownership): WHD

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Bruce M. Rothstein has filed 13 SEC EDGAR filings since 24 Sep 2010

Recent SEC filings for Bruce M. Rothstein including 4, 144, 4/A and more.

Form type	Document	Filing	Description	Filing date	Reporting date	File number(s)
4	Open 4 document	View SEC filing for 4	FORM 4	12 Mar 2025	10 Mar 2025	001-38390
4	Open 4 document	View SEC filing for 4	FORM 4	20 Nov 2024	18 Nov 2024	001-38390
144	Open 144 document	View SEC filing for 144		19 Nov 2024
4	Open 4 document	View SEC filing for 4	FORM 4	13 Mar 2024	11 Mar 2024	001-38390
4	Open 4 document	View SEC filing for 4	FORM 4	23 Aug 2023	21 Aug 2023	001-38390
4/A	Open 4/A document	View SEC filing for 4/A	FORM 4/A	23 Aug 2023	13 Sep 2021	001-38390
144	Open 144 document	View SEC filing for 144		21 Aug 2023
4	Open 4 document	View SEC filing for 4	FORM 4	14 Mar 2023	10 Mar 2023	001-38390
4	Open 4 document	View SEC filing for 4	FORM 4	15 Mar 2022	11 Mar 2022	001-38390
4	Open 4 document	View SEC filing for 4	FORM 4	15 Sep 2021	13 Sep 2021	001-38390
3	Open 3 document	View SEC filing for 3	3	07 Feb 2018	07 Feb 2018	001-38390
4	Open 4 document	View SEC filing for 4		10 Dec 2010	08 Dec 2010	001-32960
3	Open 3 document	View SEC filing for 3		24 Sep 2010	14 Sep 2010	001-32960

Bruce M. Rothstein files with the SEC under CIK 0001501970. This page aggregates EDGAR filings and related ownership activity.

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.