DFPG INVESTMENTS, LLC

Business address
9017 S Riverside Drive, Suite 210, Sandy, UT, 84070
Top securities (13F)
AAPL, NVDA, MSFT, AMZN, INDA, and IVV
State of incorporation
UT
Fiscal year end
31 December
Former names
DFPG INVESTMENTS, INC. (to 15 Oct 2019)
DFPG INVESTMENTS, LLC has filed 37 SEC EDGAR filings since 28 Feb 2012

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2025 31 Dec 2024 008-68730
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2025 31 Dec 2024 008-68730
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2024 31 Dec 2023 008-68730
13F-HR Open Document Open Filing 10 Jan 2024 31 Dec 2023 028-18973
13F-HR Open Document Open Filing 13 Nov 2023 30 Sep 2023 028-18973
13F-HR Open Document Open Filing 24 Jul 2023 30 Jun 2023 028-18973
13F-HR Open Document Open Filing 11 Apr 2023 31 Mar 2023 028-18973
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2023 31 Dec 2022 008-68730
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2023 31 Dec 2022 008-68730
13F-HR Open Document Open Filing 02 Feb 2023 31 Dec 2022 028-18973
13F-HR Open Document Open Filing 24 Oct 2022 30 Sep 2022 028-18973
13F-HR Open Document Open Filing 01 Aug 2022 30 Jun 2022 028-18973
13F-HR Open Document Open Filing 22 Apr 2022 31 Mar 2022 028-18973
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 28 Feb 2022 31 Dec 2021 008-68730
13F-HR Open Document Open Filing 31 Jan 2022 31 Dec 2021 028-18973
13F-HR Open Document Open Filing 19 Oct 2021 30 Sep 2021 028-18973
13F-HR Open Document Open Filing 21 Jul 2021 30 Jun 2021 028-18973
13F-HR Open Document Open Filing 14 Apr 2021 31 Mar 2021 028-18973
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2021 31 Dec 2020 008-68730
13F-HR Open Document Open Filing 19 Jan 2021 31 Dec 2020 028-18973
13F-HR Open Document Open Filing 13 Oct 2020 30 Sep 2020 028-18973
13F-HR Open Document Open Filing 13 Jul 2020 30 Jun 2020 028-18973
13F-HR Open Document Open Filing 17 Apr 2020 31 Mar 2020 028-18973
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2020 31 Dec 2019 008-68730
13F-HR Open Document Open Filing 04 Feb 2020 31 Dec 2019 028-18973
13F-HR Open Document Open Filing 15 Oct 2019 30 Sep 2019 028-18973
13F-HR Open Document Open Filing 30 Jul 2019 30 Jun 2019 028-18973
13F-HR Open Document Open Filing 10 Apr 2019 31 Mar 2019 028-18973
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2019 31 Dec 2018 008-68730
13F-HR Open Document Open Filing 22 Jan 2019 31 Dec 2018 028-18973
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2018 31 Dec 2017 008-68730
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 01 Mar 2017 31 Dec 2016 008-68730
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 29 Feb 2016 31 Dec 2015 008-68730
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 02 Mar 2015 31 Dec 2014 008-68730
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT 04 Mar 2014 31 Dec 2013 008-68730