SEC EDGAR filings, ownership reports, and insider transactions for B. Riley Securities, Inc..
Recent SEC filings for B. Riley Securities, Inc. including SCHEDULE 13D, 4, 13F-NT and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| SCHEDULE 13D | Open SCHEDULE 13D document | View SEC filing for SCHEDULE 13D | 02 Apr 2025 | |||
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 27 Aug 2024 | 23 Aug 2024 | 001-40574 |
| 4 | Open 4 document | View SEC filing for 4 | 22 Aug 2024 | 20 Aug 2024 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 19 Aug 2024 | 15 Aug 2024 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 14 Aug 2024 | 12 Aug 2024 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 09 Aug 2024 | 07 Aug 2024 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 09 Feb 2024 | 07 Feb 2024 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Jan 2024 | 19 Jan 2024 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 18 Jan 2024 | 16 Jan 2024 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 12 Jan 2024 | 10 Jan 2024 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 09 Jan 2024 | 05 Jan 2024 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 04 Dec 2023 | 30 Nov 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 16 Nov 2023 | 14 Nov 2023 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 16 Nov 2023 | 14 Nov 2023 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 14 Nov 2023 | 10 Nov 2023 | 001-40574 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Nov 2023 | 30 Sep 2023 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Aug 2023 | 10 Aug 2023 | 001-12471 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 08 Aug 2023 | 30 Jun 2023 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 07 Aug 2023 | 04 Aug 2023 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 21 Jul 2023 | 21 Jul 2023 | 001-38864 |
| 4 | Open 4 document | View SEC filing for 4 | 27 Jun 2023 | 26 Jun 2023 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Jun 2023 | 21 Jun 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 20 Jun 2023 | 15 Jun 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 07 Jun 2023 | 06 Jun 2023 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 02 Jun 2023 | 02 Jun 2023 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 31 May 2023 | 26 May 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 24 May 2023 | 22 May 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 19 May 2023 | 17 May 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 17 May 2023 | 16 May 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 16 May 2023 | 12 May 2023 | 001-36876 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 May 2023 | 31 Mar 2023 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 17 Apr 2023 | 13 Apr 2023 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 13 Apr 2023 | 11 Apr 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 06 Apr 2023 | 05 Apr 2023 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 06 Apr 2023 | 04 Apr 2023 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 31 Mar 2023 | 31 Mar 2023 | 001-12471 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Feb 2023 | 31 Dec 2022 | 028-14034 | |
| CORRESP | Open CORRESP document | View SEC filing for CORRESP | 07 Feb 2023 | |||
| 13F-HR | Open 13F-HR document | View SEC filing for 13F-HR | 07 Feb 2023 | 31 Dec 2022 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 30 Nov 2022 | 29 Nov 2022 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 15 Nov 2022 | 11 Nov 2022 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 14 Nov 2022 | 10 Nov 2022 | 001-38424 | |
| 4 | Open 4 document | View SEC filing for 4 | 14 Nov 2022 | 09 Nov 2022 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 10 Nov 2022 | 08 Nov 2022 | 000-21121 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 09 Nov 2022 | 30 Sep 2022 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 07 Nov 2022 | 03 Nov 2022 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 02 Nov 2022 | 31 Oct 2022 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Oct 2022 | 26 Oct 2022 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 25 Oct 2022 | 21 Oct 2022 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 11 Oct 2022 | 07 Oct 2022 | 001-38424 | |
| 4 | Open 4 document | View SEC filing for 4 | 06 Oct 2022 | 04 Oct 2022 | 001-38424 | |
| 4 | Open 4 document | View SEC filing for 4 | 05 Oct 2022 | 03 Oct 2022 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 26 Sep 2022 | 22 Sep 2022 | 001-38424 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 01 Sep 2022 | 29 Aug 2022 | 001-40682 | |
| 3/A | Open 3/A document | View SEC filing for 3/A | 01 Sep 2022 | 19 Aug 2022 | 001-40682 | |
| 4 | Open 4 document | View SEC filing for 4 | 31 Aug 2022 | 29 Aug 2022 | 001-40682 | |
| 3 | Open 3 document | View SEC filing for 3 | 29 Aug 2022 | 19 Aug 2022 | 001-40682 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Aug 2022 | 30 Jun 2022 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Jul 2022 | 26 Jul 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 26 Jul 2022 | 20 Jul 2022 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 25 Jul 2022 | 21 Jul 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 20 Jul 2022 | 18 Jul 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 14 Jul 2022 | 12 Jul 2022 | 001-38424 | |
| 3 | Open 3 document | View SEC filing for 3 | 14 Jul 2022 | 05 Jul 2022 | 000-21121 | |
| 4 | Open 4 document | View SEC filing for 4 | 11 Jul 2022 | 07 Jul 2022 | 001-38424 | |
| 4 | Open 4 document | View SEC filing for 4 | 07 Jul 2022 | 05 Jul 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 06 Jul 2022 | 01 Jul 2022 | 001-38424 | |
| 4 | Open 4 document | View SEC filing for 4 | 01 Jul 2022 | 29 Jun 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Jun 2022 | 27 Jun 2022 | 001-38424 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Jun 2022 | 24 Jun 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 22 Jun 2022 | 17 Jun 2022 | 001-38424 |
| 3 | Open 3 document | View SEC filing for 3 | 16 Jun 2022 | 06 Jun 2022 | 001-38424 | |
| 4 | Open 4 document | View SEC filing for 4 | 13 Jun 2022 | 09 Jun 2022 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 07 Jun 2022 | 03 Jun 2022 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 02 Jun 2022 | 31 May 2022 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 25 May 2022 | 23 May 2022 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 19 May 2022 | 17 May 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 17 May 2022 | 13 May 2022 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 13 May 2022 | 12 May 2022 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 11 May 2022 | 09 May 2022 | 001-38864 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 May 2022 | 31 Mar 2022 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 10 May 2022 | 06 May 2022 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Apr 2022 | 27 Apr 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 26 Apr 2022 | 22 Apr 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 21 Apr 2022 | 19 Apr 2022 | 001-38864 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 31 Mar 2022 | 25 Mar 2022 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Mar 2022 | 25 Mar 2022 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Mar 2022 | 24 Mar 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 15 Mar 2022 | 11 Mar 2022 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 10 Mar 2022 | 02 Mar 2022 | 001-12471 |
| 4 | Open 4 document | View SEC filing for 4 | 09 Mar 2022 | 07 Mar 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 03 Mar 2022 | 01 Mar 2022 | 001-12471 |
| 4 | Open 4 document | View SEC filing for 4 | 03 Mar 2022 | 01 Mar 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Feb 2022 | 24 Feb 2022 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 25 Feb 2022 | 23 Feb 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Feb 2022 | 18 Feb 2022 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 18 Feb 2022 | 16 Feb 2022 | 001-12471 | |
| 4 | Open 4 document | View SEC filing for 4 | 16 Feb 2022 | 14 Feb 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 15 Feb 2022 | 11 Feb 2022 | 001-12471 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Feb 2022 | 31 Dec 2021 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 08 Feb 2022 | 04 Feb 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 31 Jan 2022 | 27 Jan 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 26 Jan 2022 | 24 Jan 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 21 Jan 2022 | 19 Jan 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 13 Jan 2022 | 11 Jan 2022 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 03 Jan 2022 | 30 Dec 2021 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 15 Dec 2021 | 13 Dec 2021 | 001-38864 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 10 Nov 2021 | 30 Sep 2021 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Oct 2021 | 30 Sep 2021 | 001-13449 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Oct 2021 | 30 Sep 2021 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Oct 2021 | 30 Sep 2021 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Oct 2021 | 30 Sep 2021 | 001-40574 | |
| 4 | Open 4 document | View SEC filing for 4 | 20 Oct 2021 | 18 Oct 2021 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 21 Sep 2021 | 17 Sep 2021 | 001-39291 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Sep 2021 | 15 Sep 2021 | 001-38864 |
| 4 | Open 4 document | View SEC filing for 4 | 10 Sep 2021 | 08 Sep 2021 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 09 Sep 2021 | 07 Sep 2021 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | 03 Sep 2021 | 01 Sep 2021 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 31 Aug 2021 | 27 Aug 2021 | 001-39291 |
| 4/A | Open 4/A document | View SEC filing for 4/A | 30 Aug 2021 | 24 Aug 2021 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | 27 Aug 2021 | 24 Aug 2021 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Aug 2021 | 19 Aug 2021 | 001-38864 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 12 Aug 2021 | 30 Jun 2021 | 028-14034 | |
| 3 | Open 3 document | View SEC filing for 3 | 29 Jun 2021 | 25 Jun 2021 | 000-52049 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2021 | 31 Mar 2021 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Apr 2021 | 26 Apr 2021 | 001-13449 | |
| 4 | Open 4 document | View SEC filing for 4 | 12 Apr 2021 | 12 Apr 2021 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 26 Mar 2021 | 25 Mar 2021 | 001-36876 | |
| 4 | Open 4 document | View SEC filing for 4 | 02 Feb 2021 | 29 Jan 2021 | 001-35629 | |
| 3 | Open 3 document | View SEC filing for 3 | 01 Feb 2021 | 28 Jan 2021 | 001-35629 | |
| 4 | Open 4 document | View SEC filing for 4 | 27 Jan 2021 | 26 Jan 2021 | 001-35588 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 26 Jan 2021 | 31 Dec 2020 | 001-36876 |
| 4/A | Open 4/A document | View SEC filing for 4/A | 18 Nov 2020 | 16 Nov 2020 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | 17 Nov 2020 | 13 Nov 2020 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | 12 Nov 2020 | 10 Nov 2020 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | 12 Nov 2020 | 09 Nov 2020 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | 06 Nov 2020 | 04 Nov 2020 | 001-39291 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 02 Oct 2020 | 30 Sep 2020 | 001-36876 |
| 4 | Open 4 document | View SEC filing for 4 | 08 Sep 2020 | 04 Sep 2020 | 001-36876 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Aug 2020 | 30 Jun 2020 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 02 Jul 2020 | 30 Jun 2020 | 001-36876 |
| 4 | Open 4 document | View SEC filing for 4 | 28 Apr 2020 | 24 Apr 2020 | 001-35588 | |
| 4 | Open 4 document | View SEC filing for 4 | 28 Apr 2020 | 24 Apr 2020 | 001-13449 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 27 Apr 2020 | 28 Feb 2020 | 001-38864 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 27 Apr 2020 | 25 Feb 2020 | 001-38864 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 27 Apr 2020 | 06 Feb 2020 | 001-38864 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 27 Apr 2020 | 15 Jan 2020 | 001-38864 | |
| 4/A | Open 4/A document | View SEC filing for 4/A | 27 Apr 2020 | 09 Jan 2020 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 22 Apr 2020 | 20 Apr 2020 | 001-13449 | |
| 4 | Open 4 document | View SEC filing for 4 | 17 Apr 2020 | 15 Apr 2020 | 001-13449 | |
| 4 | Open 4 document | View SEC filing for 4 | 14 Apr 2020 | 09 Apr 2020 | 001-13449 | |
| 4 | Open 4 document | View SEC filing for 4 | 09 Apr 2020 | 01 Apr 2020 | 001-35588 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 31 Mar 2020 | 27 Mar 2020 | 001-13449 |
| 4 | Open 4 document | View SEC filing for 4 | 25 Mar 2020 | 23 Mar 2020 | 001-13449 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 17 Mar 2020 | 13 Mar 2020 | 001-13449 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 13 Mar 2020 | 11 Mar 2020 | 001-38864 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 11 Mar 2020 | 09 Mar 2020 | 001-13449 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 10 Mar 2020 | 06 Mar 2020 | 001-38864 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 03 Mar 2020 | 28 Feb 2020 | 001-38864 |
| 4 | Open 4 document | View SEC filing for 4 | 28 Feb 2020 | 26 Feb 2020 | 001-13449 | |
| 4 | Open 4 document | View SEC filing for 4 | 27 Feb 2020 | 25 Feb 2020 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 24 Feb 2020 | 20 Feb 2020 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 19 Feb 2020 | 14 Feb 2020 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 14 Feb 2020 | 12 Feb 2020 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 10 Feb 2020 | 06 Feb 2020 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | 05 Feb 2020 | 03 Feb 2020 | 001-38864 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 05 Feb 2020 | 31 Dec 2019 | 028-14034 | |
| 4 | Open 4 document | View SEC filing for 4 | 31 Jan 2020 | 29 Jan 2020 | 001-13449 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 28 Jan 2020 | 24 Jan 2020 | 001-38864 |
| 4 | Open 4 document | View SEC filing for 4 | 17 Jan 2020 | 15 Jan 2020 | 001-38864 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 14 Jan 2020 | 09 Jan 2020 | 001-38864 |
| 4 | Open 4 document | View SEC filing for 4 | 05 Dec 2019 | 03 Dec 2019 | 001-13449 | |
| 3 | Open 3 document | View SEC filing for 3 | 12 Nov 2019 | 30 Oct 2019 | 001-38907 | |
| 4 | Open 4 document | View SEC filing for 4 | 01 Nov 2019 | 30 Oct 2019 | 001-38907 | |
| 4 | Open 4 document | View SEC filing for 4 | 25 Oct 2019 | 23 Oct 2019 | 001-35588 | |
| 4 | Open 4 document | View SEC filing for 4 | 16 Aug 2019 | 30 Apr 2019 | 001-38864 | |
| 3 | Open 3 document | View SEC filing for 3 | 31 Jul 2019 | 23 Jul 2019 | 001-36876 | |
| 5 | Open 5 document | View SEC filing for 5 | FORM 5 | 07 Feb 2019 | 31 Dec 2018 | 001-35588 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 23 Jan 2019 | 18 Jan 2019 | 001-13449 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 18 Jan 2019 | 16 Jan 2019 | 001-38632 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 15 Jan 2019 | 11 Jan 2019 | 001-38632 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 10 Jan 2019 | 08 Jan 2019 | 001-38632 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 03 Jan 2019 | 31 Dec 2018 | 001-13449 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 02 Jan 2019 | 28 Dec 2018 | 001-38632 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 28 Dec 2018 | 26 Dec 2018 | 001-13449 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 27 Dec 2018 | 24 Dec 2018 | 001-38632 |
| 4/A | Open 4/A document | View SEC filing for 4/A | 10 Dec 2018 | 04 Dec 2018 | 001-38632 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Nov 2018 | 20 Nov 2018 | 001-38632 | |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 19 Nov 2018 | 15 Nov 2018 | 001-38632 |
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 16 Nov 2018 | 14 Nov 2018 | 000-27648 |
| 3 | Open 3 document | View SEC filing for 3 | FORM 3 | 16 Nov 2018 | 09 Nov 2018 | 000-27648 |
| SC 13D/A | Open SC 13D/A document | View SEC filing for SC 13D/A | SC 13D/A | 15 Nov 2018 | ||
| 4 | Open 4 document | View SEC filing for 4 | FORM 4 | 14 Nov 2018 | 12 Nov 2018 | 001-38632 |
| 4 | Open 4 document | View SEC filing for 4 | 09 Nov 2018 | 07 Nov 2018 | 001-38632 | |
| 4 | Open 4 document | View SEC filing for 4 | 06 Nov 2018 | 02 Nov 2018 | 001-38632 | |
| 4 | Open 4 document | View SEC filing for 4 | 01 Nov 2018 | 30 Oct 2018 | 001-38632 | |
| 4 | Open 4 document | View SEC filing for 4 | 29 Oct 2018 | 25 Oct 2018 | 001-38632 | |
| 4 | Open 4 document | View SEC filing for 4 | 23 Oct 2018 | 19 Oct 2018 | 001-38632 | |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 18 Oct 2018 | 16 Oct 2018 | 001-38632 |
| 4 | Open 4 document | View SEC filing for 4 | 4 | 12 Oct 2018 | 09 Oct 2018 | 001-38632 |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 09 Oct 2018 | 27 Sep 2018 | 001-38632 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 09 Oct 2018 | 26 Sep 2018 | 001-38632 |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2014 | 31 Dec 2013 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 07 Nov 2013 | 30 Sep 2013 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Aug 2013 | 30 Jun 2013 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 25 Apr 2013 | 31 Mar 2013 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Feb 2013 | 31 Dec 2012 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 11 Oct 2012 | 30 Sep 2012 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 Aug 2012 | 30 Jun 2012 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 May 2012 | 31 Mar 2012 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Feb 2012 | 31 Dec 2011 | 028-14034 | |
| 13F-NT/A | Open 13F-NT/A document | View SEC filing for 13F-NT/A | 17 Nov 2011 | 30 Sep 2011 | 028-14034 | |
| 13F-NT/A | Open 13F-NT/A document | View SEC filing for 13F-NT/A | 17 Nov 2011 | 30 Sep 2011 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 14 Nov 2011 | 30 Sep 2011 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Aug 2011 | 30 Jun 2011 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 13 May 2011 | 31 Mar 2011 | 028-14034 | |
| 13F-NT/A | Open 13F-NT/A document | View SEC filing for 13F-NT/A | 25 Feb 2011 | 31 Dec 2010 | 028-14034 | |
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Feb 2011 | 31 Dec 2010 | 028-14034 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | FBR | 14 Feb 2011 | 005-85951 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | 04 Feb 2011 | 005-85951 | ||
| 13F-NT | Open 13F-NT document | View SEC filing for 13F-NT | 15 Nov 2010 | 30 Sep 2010 | 028-14034 |
B. Riley Securities, Inc. files with the SEC under CIK 0001505748. This page aggregates EDGAR filings and related ownership activity.