B. Riley Securities, Inc.

Entity
Company
Business address
11100 Santa Monica Blvd, Suite 800, 90025 Los Angeles, CA
Phone
310-966-1444
State of incorporation
DE
Fiscal year end
December 31
Former names
B. Riley FBR, Inc. (to 7/2/2020), FBR Capital Markets & Co (to 2/11/2014)
Signature 13F
Michael Markunas - Chief Compliance Officer
Signature Schedule 13D/G
B. Riley Securities, Inc. - Andrew Moore / Co-Chief Executive Officer
All SEC filings
View on sec.gov
B. Riley Securities, Inc. has filed 221 SEC EDGAR filings since 11/15/2010

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
SCHEDULE 13D Open Document Open Filing Apr 2, 2025
4 Open Document Open Filing OWNERSHIP DOCUMENT Aug 27, 2024 Aug 23, 2024 001-40574
4 Open Document Open Filing Aug 22, 2024 Aug 20, 2024 001-40574
4 Open Document Open Filing Aug 19, 2024 Aug 15, 2024 001-40574
4 Open Document Open Filing Aug 14, 2024 Aug 12, 2024 001-40574
4 Open Document Open Filing Aug 9, 2024 Aug 7, 2024 001-40574
4 Open Document Open Filing Feb 9, 2024 Feb 7, 2024 001-38864
4 Open Document Open Filing Jan 23, 2024 Jan 19, 2024 000-21121
4 Open Document Open Filing Jan 18, 2024 Jan 16, 2024 000-21121
4 Open Document Open Filing Jan 12, 2024 Jan 10, 2024 000-21121
4 Open Document Open Filing Jan 9, 2024 Jan 5, 2024 000-21121
4 Open Document Open Filing Dec 4, 2023 Nov 30, 2023 001-12471
4 Open Document Open Filing Nov 16, 2023 Nov 14, 2023 001-40574
4 Open Document Open Filing Nov 16, 2023 Nov 14, 2023 001-36876
4 Open Document Open Filing Nov 14, 2023 Nov 10, 2023 001-40574
13F-NT Open Document Open Filing Nov 13, 2023 Sep 30, 2023 028-14034
4 Open Document Open Filing Aug 22, 2023 Aug 10, 2023 001-12471
13F-NT Open Document Open Filing Aug 8, 2023 Jun 30, 2023 028-14034
4 Open Document Open Filing Aug 7, 2023 Aug 4, 2023 001-38864
4 Open Document Open Filing OWNERSHIP DOCUMENT Jul 21, 2023 Jul 21, 2023 001-38864
4 Open Document Open Filing Jun 27, 2023 Jun 26, 2023 001-36876
4 Open Document Open Filing Jun 23, 2023 Jun 21, 2023 001-12471
4 Open Document Open Filing Jun 20, 2023 Jun 15, 2023 001-12471
4 Open Document Open Filing Jun 7, 2023 Jun 6, 2023 001-36876
4 Open Document Open Filing Jun 2, 2023 Jun 2, 2023 001-36876
4 Open Document Open Filing May 31, 2023 May 26, 2023 001-12471
4 Open Document Open Filing May 24, 2023 May 22, 2023 001-12471
4 Open Document Open Filing May 19, 2023 May 17, 2023 001-12471
4 Open Document Open Filing May 17, 2023 May 16, 2023 001-12471
4 Open Document Open Filing May 16, 2023 May 12, 2023 001-36876
13F-NT Open Document Open Filing May 9, 2023 Mar 31, 2023 028-14034
4 Open Document Open Filing Apr 17, 2023 Apr 13, 2023 001-38864
4 Open Document Open Filing Apr 13, 2023 Apr 11, 2023 001-12471
4 Open Document Open Filing Apr 6, 2023 Apr 5, 2023 001-12471
4 Open Document Open Filing Apr 6, 2023 Apr 4, 2023 001-38864
4 Open Document Open Filing Mar 31, 2023 Mar 31, 2023 001-12471
13F-NT Open Document Open Filing Feb 13, 2023 Dec 31, 2022 028-14034
CORRESP Open Document Open Filing Feb 7, 2023
13F-HR Open Document Open Filing Feb 7, 2023 Dec 31, 2022 028-14034
4 Open Document Open Filing Nov 30, 2022 Nov 29, 2022 001-36876
4 Open Document Open Filing Nov 15, 2022 Nov 11, 2022 000-21121
4 Open Document Open Filing Nov 14, 2022 Nov 10, 2022 001-38424
4 Open Document Open Filing Nov 14, 2022 Nov 9, 2022 001-36876
4 Open Document Open Filing Nov 10, 2022 Nov 8, 2022 000-21121
13F-NT Open Document Open Filing Nov 9, 2022 Sep 30, 2022 028-14034
4 Open Document Open Filing Nov 7, 2022 Nov 3, 2022 000-21121
4 Open Document Open Filing Nov 2, 2022 Oct 31, 2022 000-21121
4 Open Document Open Filing Oct 28, 2022 Oct 26, 2022 000-21121
4 Open Document Open Filing Oct 25, 2022 Oct 21, 2022 000-21121
4 Open Document Open Filing Oct 11, 2022 Oct 7, 2022 001-38424
4 Open Document Open Filing Oct 6, 2022 Oct 4, 2022 001-38424
4 Open Document Open Filing Oct 5, 2022 Oct 3, 2022 000-21121
4 Open Document Open Filing Sep 26, 2022 Sep 22, 2022 001-38424
4/A Open Document Open Filing Sep 1, 2022 Aug 29, 2022 001-40682
3/A Open Document Open Filing Sep 1, 2022 Aug 19, 2022 001-40682
4 Open Document Open Filing Aug 31, 2022 Aug 29, 2022 001-40682
3 Open Document Open Filing Aug 29, 2022 Aug 19, 2022 001-40682
13F-NT Open Document Open Filing Aug 10, 2022 Jun 30, 2022 028-14034
4 Open Document Open Filing Jul 28, 2022 Jul 26, 2022 001-38864
4 Open Document Open Filing Jul 26, 2022 Jul 20, 2022 001-36876
4 Open Document Open Filing Jul 25, 2022 Jul 21, 2022 001-38864
4 Open Document Open Filing Jul 20, 2022 Jul 18, 2022 001-38864
4 Open Document Open Filing Jul 14, 2022 Jul 12, 2022 001-38424
3 Open Document Open Filing Jul 14, 2022 Jul 5, 2022 000-21121
4 Open Document Open Filing Jul 11, 2022 Jul 7, 2022 001-38424
4 Open Document Open Filing Jul 7, 2022 Jul 5, 2022 001-38864
4 Open Document Open Filing Jul 6, 2022 Jul 1, 2022 001-38424
4 Open Document Open Filing Jul 1, 2022 Jun 29, 2022 001-38864
4 Open Document Open Filing Jun 29, 2022 Jun 27, 2022 001-38424
4 Open Document Open Filing Jun 28, 2022 Jun 24, 2022 001-38864
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 22, 2022 Jun 17, 2022 001-38424
3 Open Document Open Filing Jun 16, 2022 Jun 6, 2022 001-38424
4 Open Document Open Filing Jun 13, 2022 Jun 9, 2022 001-40574
4 Open Document Open Filing Jun 7, 2022 Jun 3, 2022 001-40574
4 Open Document Open Filing Jun 2, 2022 May 31, 2022 001-40574
4 Open Document Open Filing May 25, 2022 May 23, 2022 001-40574
4 Open Document Open Filing May 19, 2022 May 17, 2022 001-38864
4 Open Document Open Filing May 17, 2022 May 13, 2022 001-40574
4 Open Document Open Filing May 13, 2022 May 12, 2022 001-36876
4 Open Document Open Filing May 11, 2022 May 9, 2022 001-38864
13F-NT Open Document Open Filing May 11, 2022 Mar 31, 2022 028-14034
4 Open Document Open Filing May 10, 2022 May 6, 2022 001-12471
4 Open Document Open Filing Apr 29, 2022 Apr 27, 2022 001-38864
4 Open Document Open Filing Apr 26, 2022 Apr 22, 2022 001-38864
4 Open Document Open Filing Apr 21, 2022 Apr 19, 2022 001-38864
4/A Open Document Open Filing Mar 31, 2022 Mar 25, 2022 001-12471
4 Open Document Open Filing Mar 29, 2022 Mar 25, 2022 001-12471
4 Open Document Open Filing Mar 28, 2022 Mar 24, 2022 001-38864
4 Open Document Open Filing Mar 15, 2022 Mar 11, 2022 001-40574
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 10, 2022 Mar 2, 2022 001-12471
4 Open Document Open Filing Mar 9, 2022 Mar 7, 2022 001-38864
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 3, 2022 Mar 1, 2022 001-12471
4 Open Document Open Filing Mar 3, 2022 Mar 1, 2022 001-38864
4 Open Document Open Filing Feb 28, 2022 Feb 24, 2022 001-12471
4 Open Document Open Filing Feb 25, 2022 Feb 23, 2022 001-38864
4 Open Document Open Filing Feb 23, 2022 Feb 18, 2022 001-12471
4 Open Document Open Filing Feb 18, 2022 Feb 16, 2022 001-12471
4 Open Document Open Filing Feb 16, 2022 Feb 14, 2022 001-38864
4 Open Document Open Filing Feb 15, 2022 Feb 11, 2022 001-12471
13F-NT Open Document Open Filing Feb 10, 2022 Dec 31, 2021 028-14034
4 Open Document Open Filing Feb 8, 2022 Feb 4, 2022 001-38864
4 Open Document Open Filing Jan 31, 2022 Jan 27, 2022 001-38864
4 Open Document Open Filing Jan 26, 2022 Jan 24, 2022 001-38864
4 Open Document Open Filing Jan 21, 2022 Jan 19, 2022 001-38864
4 Open Document Open Filing Jan 13, 2022 Jan 11, 2022 001-38864
4 Open Document Open Filing Jan 3, 2022 Dec 30, 2021 001-38864
4 Open Document Open Filing Dec 15, 2021 Dec 13, 2021 001-38864
13F-NT Open Document Open Filing Nov 10, 2021 Sep 30, 2021 028-14034
4 Open Document Open Filing Oct 29, 2021 Sep 30, 2021 001-13449
4 Open Document Open Filing Oct 29, 2021 Sep 30, 2021 001-36876
4 Open Document Open Filing Oct 29, 2021 Sep 30, 2021 001-38864
4 Open Document Open Filing Oct 29, 2021 Sep 30, 2021 001-40574
4 Open Document Open Filing Oct 20, 2021 Oct 18, 2021 001-38864
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 21, 2021 Sep 17, 2021 001-39291
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 17, 2021 Sep 15, 2021 001-38864
4 Open Document Open Filing Sep 10, 2021 Sep 8, 2021 001-38864
4 Open Document Open Filing Sep 9, 2021 Sep 7, 2021 001-39291
4 Open Document Open Filing Sep 3, 2021 Sep 1, 2021 001-39291
4 Open Document Open Filing OWNERSHIP DOCUMENT Aug 31, 2021 Aug 27, 2021 001-39291
4/A Open Document Open Filing Aug 30, 2021 Aug 24, 2021 001-39291
4 Open Document Open Filing Aug 27, 2021 Aug 24, 2021 001-39291
4 Open Document Open Filing Aug 23, 2021 Aug 19, 2021 001-38864
13F-NT Open Document Open Filing Aug 12, 2021 Jun 30, 2021 028-14034
3 Open Document Open Filing Jun 29, 2021 Jun 25, 2021 000-52049
13F-NT Open Document Open Filing May 13, 2021 Mar 31, 2021 028-14034
4 Open Document Open Filing Apr 28, 2021 Apr 26, 2021 001-13449
4 Open Document Open Filing Apr 12, 2021 Apr 12, 2021 001-38864
4 Open Document Open Filing Mar 26, 2021 Mar 25, 2021 001-36876
4 Open Document Open Filing Feb 2, 2021 Jan 29, 2021 001-35629
3 Open Document Open Filing Feb 1, 2021 Jan 28, 2021 001-35629
4 Open Document Open Filing Jan 27, 2021 Jan 26, 2021 001-35588
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 26, 2021 Dec 31, 2020 001-36876
4/A Open Document Open Filing Nov 18, 2020 Nov 16, 2020 001-39291
4 Open Document Open Filing Nov 17, 2020 Nov 13, 2020 001-39291
4 Open Document Open Filing Nov 12, 2020 Nov 10, 2020 001-39291
4 Open Document Open Filing Nov 12, 2020 Nov 9, 2020 001-39291
4 Open Document Open Filing Nov 6, 2020 Nov 4, 2020 001-39291
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 2, 2020 Sep 30, 2020 001-36876
4 Open Document Open Filing Sep 8, 2020 Sep 4, 2020 001-36876
13F-NT Open Document Open Filing Aug 13, 2020 Jun 30, 2020 028-14034
4 Open Document Open Filing OWNERSHIP DOCUMENT Jul 2, 2020 Jun 30, 2020 001-36876
4 Open Document Open Filing Apr 28, 2020 Apr 24, 2020 001-35588
4 Open Document Open Filing Apr 28, 2020 Apr 24, 2020 001-13449
4/A Open Document Open Filing Apr 27, 2020 Feb 28, 2020 001-38864
4/A Open Document Open Filing Apr 27, 2020 Feb 25, 2020 001-38864
4/A Open Document Open Filing Apr 27, 2020 Feb 6, 2020 001-38864
4/A Open Document Open Filing Apr 27, 2020 Jan 15, 2020 001-38864
4/A Open Document Open Filing Apr 27, 2020 Jan 9, 2020 001-38864
4 Open Document Open Filing Apr 22, 2020 Apr 20, 2020 001-13449
4 Open Document Open Filing Apr 17, 2020 Apr 15, 2020 001-13449
4 Open Document Open Filing Apr 14, 2020 Apr 9, 2020 001-13449
4 Open Document Open Filing Apr 9, 2020 Apr 1, 2020 001-35588
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 31, 2020 Mar 27, 2020 001-13449
4 Open Document Open Filing Mar 25, 2020 Mar 23, 2020 001-13449
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 17, 2020 Mar 13, 2020 001-13449
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 13, 2020 Mar 11, 2020 001-38864
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 11, 2020 Mar 9, 2020 001-13449
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 10, 2020 Mar 6, 2020 001-38864
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 3, 2020 Feb 28, 2020 001-38864
4 Open Document Open Filing Feb 28, 2020 Feb 26, 2020 001-13449
4 Open Document Open Filing Feb 27, 2020 Feb 25, 2020 001-38864
4 Open Document Open Filing Feb 24, 2020 Feb 20, 2020 001-38864
4 Open Document Open Filing Feb 19, 2020 Feb 14, 2020 001-38864
4 Open Document Open Filing Feb 14, 2020 Feb 12, 2020 001-38864
4 Open Document Open Filing Feb 10, 2020 Feb 6, 2020 001-38864
4 Open Document Open Filing Feb 5, 2020 Feb 3, 2020 001-38864
13F-NT Open Document Open Filing Feb 5, 2020 Dec 31, 2019 028-14034
4 Open Document Open Filing Jan 31, 2020 Jan 29, 2020 001-13449
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 28, 2020 Jan 24, 2020 001-38864
4 Open Document Open Filing Jan 17, 2020 Jan 15, 2020 001-38864
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 14, 2020 Jan 9, 2020 001-38864
4 Open Document Open Filing Dec 5, 2019 Dec 3, 2019 001-13449
3 Open Document Open Filing Nov 12, 2019 Oct 30, 2019 001-38907
4 Open Document Open Filing Nov 1, 2019 Oct 30, 2019 001-38907
4 Open Document Open Filing Oct 25, 2019 Oct 23, 2019 001-35588
4 Open Document Open Filing Aug 16, 2019 Apr 30, 2019 001-38864
3 Open Document Open Filing Jul 31, 2019 Jul 23, 2019 001-36876
5 Open Document Open Filing FORM 5 Feb 7, 2019 Dec 31, 2018 001-35588
4 Open Document Open Filing FORM 4 Jan 23, 2019 Jan 18, 2019 001-13449
4 Open Document Open Filing FORM 4 Jan 18, 2019 Jan 16, 2019 001-38632
4 Open Document Open Filing FORM 4 Jan 15, 2019 Jan 11, 2019 001-38632
4 Open Document Open Filing FORM 4 Jan 10, 2019 Jan 8, 2019 001-38632
4 Open Document Open Filing FORM 4 Jan 3, 2019 Dec 31, 2018 001-13449
4 Open Document Open Filing 4 Jan 2, 2019 Dec 28, 2018 001-38632
3 Open Document Open Filing FORM 3 Dec 28, 2018 Dec 26, 2018 001-13449
4 Open Document Open Filing FORM 4 Dec 27, 2018 Dec 24, 2018 001-38632
4/A Open Document Open Filing Dec 10, 2018 Dec 4, 2018 001-38632
4 Open Document Open Filing Nov 23, 2018 Nov 20, 2018 001-38632
4 Open Document Open Filing 4 Nov 19, 2018 Nov 15, 2018 001-38632
4 Open Document Open Filing FORM 4 Nov 16, 2018 Nov 14, 2018 000-27648
3 Open Document Open Filing FORM 3 Nov 16, 2018 Nov 9, 2018 000-27648
SC 13D/A Open Document Open Filing SC 13D/A Nov 15, 2018
4 Open Document Open Filing FORM 4 Nov 14, 2018 Nov 12, 2018 001-38632
4 Open Document Open Filing Nov 9, 2018 Nov 7, 2018 001-38632
4 Open Document Open Filing Nov 6, 2018 Nov 2, 2018 001-38632
4 Open Document Open Filing Nov 1, 2018 Oct 30, 2018 001-38632
4 Open Document Open Filing Oct 29, 2018 Oct 25, 2018 001-38632
4 Open Document Open Filing Oct 23, 2018 Oct 19, 2018 001-38632
4 Open Document Open Filing 4 Oct 18, 2018 Oct 16, 2018 001-38632
4 Open Document Open Filing 4 Oct 12, 2018 Oct 9, 2018 001-38632
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 9, 2018 Sep 27, 2018 001-38632
3 Open Document Open Filing OWNERSHIP DOCUMENT Oct 9, 2018 Sep 26, 2018 001-38632
13F-NT Open Document Open Filing Feb 11, 2014 Dec 31, 2013 028-14034