Thomas A. Raffin SEC EDGAR Filings (CIK 0001512119)

SEC EDGAR filings, ownership reports, and insider transactions for Thomas A. Raffin.

Business address
C/O Newlink Genetics Corp., 2503 South Loop Dr., Suite 5100, Aimes, IA, 50010
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Thomas A. Raffin has filed 38 SEC EDGAR filings since 10 Nov 2011

Latest Filings

Recent SEC filings for Thomas A. Raffin including 4, 4/A, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 10 Jul 2025 08 Jul 2025 001-40344
4 Open 4 document View SEC filing for 4 FORM 4 13 Dec 2024 12 Dec 2024 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 07 Jun 2024 05 Jun 2024 001-35342
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Jun 2024 04 Jun 2024 001-40344
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 12 Jun 2023 12 Jun 2023 001-40344
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Jun 2023 01 Jun 2023 001-40344
4 Open 4 document View SEC filing for 4 FORM 4 12 May 2023 10 May 2023 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 26 Aug 2022 25 Aug 2022 001-35342
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Jun 2022 01 Jun 2022 001-40344
4 Open 4 document View SEC filing for 4 FORM 4 09 May 2022 05 May 2022 001-35342
4/A Open 4/A document View SEC filing for 4/A OWNERSHIP DOCUMENT 16 Sep 2021 21 May 2021 001-40344
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 25 May 2021 21 May 2021 001-40344
4 Open 4 document View SEC filing for 4 FORM 4 24 May 2021 20 May 2021 001-35342
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 20 Apr 2021 20 Apr 2021 001-40344
4 Open 4 document View SEC filing for 4 FORM 4 07 Apr 2020 03 Apr 2020 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 02 Aug 2019 31 Jul 2019 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 14 May 2019 10 May 2019 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 25 May 2018 23 May 2018 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 16 May 2017 12 May 2017 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 11 Aug 2016 09 Aug 2016 001-35342
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 17 Jul 2015 01 May 2014 001-35342
4/A Open 4/A document View SEC filing for 4/A FORM 4/A 17 Jul 2015 30 Apr 2015 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 04 May 2015 30 Apr 2015 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 09 Apr 2015 07 Apr 2015 001-35342
4/A Open 4/A document View SEC filing for 4/A FORM 4/A SUBMISSION 24 Feb 2015 19 Feb 2015 001-36095
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 23 Feb 2015 19 Feb 2015 001-36095
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Oct 2014 17 Oct 2014 001-36095
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 01 Oct 2014 29 Sep 2014 001-36095
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 Sep 2014 24 Sep 2014 001-36095
4 Open 4 document View SEC filing for 4 FORM 4 05 May 2014 01 May 2014 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 06 Jan 2014 02 Jan 2014 001-35342
4 Open 4 document View SEC filing for 4 FORM 4 17 Oct 2013 15 Oct 2013 001-36095
3 Open 3 document View SEC filing for 3 FORM 3 08 Oct 2013 08 Oct 2013 001-36095
4 Open 4 document View SEC filing for 4 FORM 4 10 May 2013 09 May 2013 001-35342
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 06 Nov 2012 02 Nov 2012 001-35342
4 Open 4 document View SEC filing for 4 4 18 Nov 2011 16 Nov 2011 001-35342
4 Open 4 document View SEC filing for 4 4 14 Nov 2011 10 Nov 2011 001-35342
3 Open 3 document View SEC filing for 3 3 10 Nov 2011 10 Nov 2011 001-35342

About this filer

Thomas A. Raffin files with the SEC under CIK 0001512119. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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