Prospera Financial Services Inc SEC EDGAR Filings (CIK 0001541625)

SEC EDGAR filings, ownership reports, and insider transactions for Prospera Financial Services Inc.

Business address
5429 Lbj Freeway, Suite 750, Dallas, TX, 75240
Top securities (13F)
AAPL, NVDA, MSFT, AMZN, QQQ, BRKB, JPM, AVGO, RDVY, SPY, GOOGL, GOOG, IVV, CGGR, PLTR, META, IWF, FV, XOM, and CGDV
State of incorporation
TX
Fiscal year end
12 June
Former names
Prospera Financial Services (to 19 Nov 2015)
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Prospera Financial Services Inc has filed 109 SEC EDGAR filings since 15 Feb 2012

Latest Filings

Recent SEC filings for Prospera Financial Services Inc including 13F-HR, 13F-HR/A, MA-W and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Nov 2025 30 Sep 2025 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Aug 2025 30 Jun 2025 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2025 31 Mar 2025 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2025 31 Dec 2024 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Nov 2024 30 Sep 2024 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2024 31 Mar 2024 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2024 30 Jun 2024 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2024 31 Dec 2023 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2023 30 Sep 2023 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2023 30 Jun 2023 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2023 31 Mar 2023 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Feb 2023 31 Dec 2022 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Oct 2022 30 Sep 2022 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 08 Aug 2022 30 Jun 2022 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 May 2022 31 Mar 2022 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 10 Feb 2022 31 Dec 2021 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2021 30 Sep 2021 028-14903
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 16 Aug 2021 30 Jun 2021 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2021 30 Jun 2021 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 May 2021 31 Mar 2021 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2021 31 Dec 2020 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Nov 2020 30 Sep 2020 028-14903
MA-W Open MA-W document View SEC filing for MA-W 27 Oct 2020 867-01950
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Oct 2020 868-05058
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Oct 2020 868-05058
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Oct 2020 868-05058
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Oct 2020 868-05058
MA-A Open MA-A document View SEC filing for MA-A 29 Sep 2020 30 Jun 2020 867-01950
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Aug 2020 30 Jun 2020 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2020 31 Mar 2020 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2020 31 Dec 2019 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Oct 2019 30 Sep 2019 028-14903
MA-A Open MA-A document View SEC filing for MA-A 30 Sep 2019 30 Jun 2019 867-01950
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 14 Aug 2019 30 Jun 2019 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2019 30 Jun 2019 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 May 2019 31 Mar 2019 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2019 31 Dec 2018 028-14903
MA-A Open MA-A document View SEC filing for MA-A 25 Oct 2018 30 Jun 2018 867-01950
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 25 Oct 2018 868-05058
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Oct 2018 30 Sep 2018 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Jul 2018 30 Jun 2018 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Apr 2018 31 Mar 2018 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Jan 2018 31 Dec 2017 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Oct 2017 30 Sep 2017 028-14903
MA-A Open MA-A document View SEC filing for MA-A 28 Sep 2017 30 Jun 2017 867-01950
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 19 Sep 2017 868-05058
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 15 Sep 2017 868-05058
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Jul 2017 30 Jun 2017 028-14903
SC 13G Open SC 13G document View SEC filing for SC 13G EXIT FILING 02 Jun 2017
SC 13G Open SC 13G document View SEC filing for SC 13G EXIT FILING 02 Jun 2017
SC 13G Open SC 13G document View SEC filing for SC 13G EXIT FILING 02 Jun 2017
SC 13G Open SC 13G document View SEC filing for SC 13G 11 May 2017
SC 13G Open SC 13G document View SEC filing for SC 13G 11 May 2017
SC 13G Open SC 13G document View SEC filing for SC 13G EXIT FILING 11 May 2017
SC 13G Open SC 13G document View SEC filing for SC 13G EXIT FILING 11 May 2017
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Apr 2017 31 Mar 2017 028-14903
SC 13G Open SC 13G document View SEC filing for SC 13G INITIAL FILING 03 Apr 2017
SC 13G Open SC 13G document View SEC filing for SC 13G INITIAL FILING 21 Mar 2017
SC 13G Open SC 13G document View SEC filing for SC 13G INITIAL FILING 21 Mar 2017
SC 13G Open SC 13G document View SEC filing for SC 13G INITIAL FILING 21 Mar 2017
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Jan 2017 31 Dec 2016 028-14903
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ANNUAL FILING 10 Jan 2017
SC 13G Open SC 13G document View SEC filing for SC 13G INITIAL FILING 09 Dec 2016
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Oct 2016 30 Sep 2016 028-14903
MA-A Open MA-A document View SEC filing for MA-A 22 Sep 2016 30 Jun 2016 867-01950
SC 13G Open SC 13G document View SEC filing for SC 13G EXIT FILING 09 Sep 2016
SC 13G Open SC 13G document View SEC filing for SC 13G EXIT FILING 09 Sep 2016
SC 13G Open SC 13G document View SEC filing for SC 13G INITIAL FILING 16 Aug 2016
SC 13G Open SC 13G document View SEC filing for SC 13G INITAL FILING 16 Aug 2016
MA-I Open MA-I document View SEC filing for MA-I 28 Jul 2016 868-05058
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Jul 2016 30 Jun 2016 028-14903
MA/A Open MA/A document View SEC filing for MA/A 12 Jul 2016 867-01950
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 12 Jul 2016 868-05058
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Apr 2016 31 Mar 2016 028-14903
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 29 Jan 2016 868-05058
MA/A Open MA/A document View SEC filing for MA/A 27 Jan 2016 867-01950
MA-I Open MA-I document View SEC filing for MA-I 27 Jan 2016 868-05058
MA-I Open MA-I document View SEC filing for MA-I 27 Jan 2016 868-05058
MA-I/A Open MA-I/A document View SEC filing for MA-I/A 27 Jan 2016 868-05058
MA-I Open MA-I document View SEC filing for MA-I 27 Jan 2016 868-05058
MA-I Open MA-I document View SEC filing for MA-I 27 Jan 2016 868-05058
MA-I Open MA-I document View SEC filing for MA-I 26 Jan 2016 868-05058
MA-I Open MA-I document View SEC filing for MA-I 26 Jan 2016 868-05058
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Jan 2016 31 Dec 2015 028-14903
MA Open MA document View SEC filing for MA 11 Dec 2015 867-01950
MA-I Open MA-I document View SEC filing for MA-I 19 Nov 2015 868-05058
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Oct 2015 30 Sep 2015 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Aug 2015 30 Jun 2015 028-14903
SC 13G Open SC 13G document View SEC filing for SC 13G PROBF EXIT FILING 01 May 2015
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Apr 2015 31 Mar 2015 028-14903
SC 13G Open SC 13G document View SEC filing for SC 13G ANNUAL FILING 15 Jan 2015
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Jan 2015 31 Dec 2014 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Oct 2014 30 Sep 2014 028-14903
SC 13G Open SC 13G document View SEC filing for SC 13G EXIT FILING 22 Sep 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Jul 2014 30 Jun 2014 028-14903
SC 13G Open SC 13G document View SEC filing for SC 13G FV 2014 4 30 01 May 2014
SC 13G Open SC 13G document View SEC filing for SC 13G INITIAL FILING 07 Apr 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Apr 2014 31 Mar 2014 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2014 31 Dec 2013 028-14903
SC 13G Open SC 13G document View SEC filing for SC 13G JANUARY 31 2014 FILING 04 Feb 2014
SC 13G Open SC 13G document View SEC filing for SC 13G INITIAL FILING 29 Jan 2014
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 Nov 2013 30 Sep 2013 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 Aug 2013 30 Jun 2013 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR FIRST QUARTER 2013 07 May 2013 31 Mar 2013 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR FOURTH QUARTER 2012 11 Feb 2013 31 Dec 2012 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR THIRD QUARTER 2012 FILING 06 Nov 2012 30 Sep 2012 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR SECOND QUARTER 2012 14 Aug 2012 30 Jun 2012 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 1ST QUARTER 2012 14 May 2012 31 Mar 2012 028-14903
13F-HR Open 13F-HR document View SEC filing for 13F-HR 4TH QUARTER 2011 15 Feb 2012 31 Dec 2011 028-14903

About this filer

Prospera Financial Services Inc files with the SEC under CIK 0001541625. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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