Waterfall Asset Management, LLC SEC EDGAR Filings (CIK 0001570717)

SEC EDGAR filings, ownership reports, and insider transactions for Waterfall Asset Management, LLC.

Business address
1251 Avenue Of The Americas, 50 Th Floor, New York, NY, 10020
Top holdings (ownership)
RC
Top securities (13F)
REDWOOD TRUST INC, RC, APLE, AAT, LINE, PENNYMAC CORP, RPTPRC, ELME, RITM, BRSP, CPT, GNL, FVR, UDR, DX, PK, and FPAY
State of incorporation
DE
Fiscal year end
31 December
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Waterfall Asset Management, LLC has filed 28 SEC EDGAR filings since 28 Feb 2013

Latest Filings

Recent SEC filings for Waterfall Asset Management, LLC including 13F-HR, N-PX, 13F-HR/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2025 30 Sep 2025 028-23794
N-PX Open N-PX document View SEC filing for N-PX 02 Sep 2025 30 Jun 2025 028-23794
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2025 30 Jun 2025 028-23794
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2025 31 Mar 2025 028-23794
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2025 31 Dec 2024 028-23794
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2024 30 Sep 2024 028-23794
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 15 Aug 2024 30 Jun 2024 028-23794
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2024 30 Jun 2024 028-23794
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2024 31 Mar 2024 028-23794
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 02 May 2024 31 Dec 2023 028-23794
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2024 31 Dec 2023 028-23794
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 10 Nov 2021 08 Nov 2021 001-35808
4 Open 4 document View SEC filing for 4 4 10 Aug 2020 06 Aug 2020 001-35808
4 Open 4 document View SEC filing for 4 4 13 Apr 2020 09 Apr 2020 001-35808
4 Open 4 document View SEC filing for 4 4 14 Mar 2019 13 Mar 2019 001-35808
4 Open 4 document View SEC filing for 4 4 07 Mar 2019 05 Mar 2019 001-35808
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 16 Aug 2018
4 Open 4 document View SEC filing for 4 4 14 Aug 2018 10 Aug 2018 001-35808
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 May 2018 23 May 2018 001-37945
4 Open 4 document View SEC filing for 4 4 18 May 2018 16 May 2018 001-35808
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 10 Apr 2018
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Apr 2018 03 Apr 2018 001-37945
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 14 Feb 2018
3 Open 3 document View SEC filing for 3 3 10 Nov 2016 31 Oct 2016 001-35808
SC 13D Open SC 13D document View SEC filing for SC 13D SC 13D 10 Nov 2016
SC 13D Open SC 13D document View SEC filing for SC 13D SC 13D 16 Mar 2015
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 16 Mar 2015 06 Mar 2015 000-52589
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G 28 Feb 2013

About this filer

Waterfall Asset Management, LLC files with the SEC under CIK 0001570717. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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