PHYLLIS R. CALDWELL

Business address
American Capital, Ltd., 2 Bethesda Metro Center, 12 Th Floor, Bethesda, MD, 20814
Top holdings (ownership)
OCN, OMF, OCSL, and BGRY
Get insider transactions for this reporting owner
PHYLLIS R. CALDWELL has filed 44 SEC EDGAR filings since 15 Jan 2014

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing 4 16 Sep 2025 15 Sep 2025 814-00755
4 Open Document Open Filing 4 08 May 2025 07 May 2025 814-00755
4 Open Document Open Filing OWNERSHIP DOCUMENT 28 Apr 2025 24 Apr 2025 001-37994
4 Open Document Open Filing 4 26 Feb 2025 25 Feb 2025 814-00755
4 Open Document Open Filing FORM 4 10 Feb 2025 06 Feb 2025 001-36129
4 Open Document Open Filing 4 23 Sep 2024 20 Sep 2024 814-00755
4 Open Document Open Filing 4 14 Aug 2024 13 Aug 2024 814-00755
4 Open Document Open Filing OWNERSHIP DOCUMENT 29 Apr 2024 25 Apr 2024 001-37994
4 Open Document Open Filing FORM 4 16 Feb 2024 14 Feb 2024 001-36129
4 Open Document Open Filing 4 14 Feb 2024 12 Feb 2024 814-00755
4 Open Document Open Filing 25 May 2023 23 May 2023 001-13219
4 Open Document Open Filing OWNERSHIP DOCUMENT 05 May 2023 04 May 2023 001-37994
4 Open Document Open Filing FORM 4 SUBMISSION 20 Mar 2023 16 Mar 2023 814-00755
4 Open Document Open Filing FORM 4 13 Jan 2023 11 Jan 2023 001-36129
4 Open Document Open Filing FORM 4 SUBMISSION 03 Jan 2023 30 Dec 2022 814-00755
4 Open Document Open Filing FORM 4 SUBMISSION 12 Dec 2022 09 Dec 2022 814-00755
4 Open Document Open Filing FORM 4 SUBMISSION 30 Jun 2022 29 Jun 2022 814-00755
4 Open Document Open Filing 31 May 2022 26 May 2022 001-13219
4 Open Document Open Filing 27 May 2022 25 May 2022 001-13219
4 Open Document Open Filing FORM 4 SUBMISSION 25 May 2022 23 May 2022 814-00755
4 Open Document Open Filing FORM 4 SUBMISSION 13 May 2022 11 May 2022 814-00755
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2022 29 Apr 2022 001-37994
4 Open Document Open Filing FORM 4 SUBMISSION 03 Mar 2022 02 Mar 2022 814-00755
3 Open Document Open Filing FORM 3 SUBMISSION 05 Jan 2022 31 Dec 2021 814-00755
4 Open Document Open Filing PRIMARY DOCUMENT 04 Jan 2022 01 Jan 2022 001-36129
4 Open Document Open Filing 23 Jul 2021 21 Jul 2021 001-39768
4 Open Document Open Filing PRIMARY DOCUMENT 02 Jun 2021 01 Jun 2021 001-36129
3 Open Document Open Filing PRIMARY DOCUMENT 02 Jun 2021 01 Jun 2021 001-36129
4 Open Document Open Filing 27 May 2021 25 May 2021 001-13219
4 Open Document Open Filing OWNERSHIP DOCUMENT 03 May 2021 29 Apr 2021 001-37994
3 Open Document Open Filing OWNERSHIP DOCUMENT 10 Mar 2021 01 Mar 2021 001-37994
3 Open Document Open Filing 07 Dec 2020 07 Dec 2020 001-39768
4 Open Document Open Filing 29 May 2020 27 May 2020 001-13219
4 Open Document Open Filing 05 Mar 2020 03 Mar 2020 001-13219
4 Open Document Open Filing 13 Aug 2019 09 Aug 2019 001-13219
4 Open Document Open Filing 03 Jun 2019 30 May 2019 001-13219
4 Open Document Open Filing 25 May 2018 23 May 2018 001-13219
4 Open Document Open Filing OWNERSHIP DOCUMENT 26 May 2017 24 May 2017 001-13219
4 Open Document Open Filing OWNERSHIP DOCUMENT 13 May 2016 11 May 2016 001-13219
4 Open Document Open Filing OWNERSHIP DOCUMENT 04 Jun 2015 02 Jun 2015 001-13219
4 Open Document Open Filing OWNERSHIP DOCUMENT 12 May 2015 08 May 2015 001-13219
3 Open Document Open Filing OWNERSHIP DOCUMENT 28 Jan 2015 20 Jan 2015 001-13219
4 Open Document Open Filing PRIMARY DOCUMENT 07 Nov 2014 07 Nov 2014 814-01025
3 Open Document Open Filing PRIMARY DOCUMENT 15 Jan 2014 15 Jan 2014 814-01025