James R. Neal SEC EDGAR Filings (CIK 0001600865)

SEC EDGAR filings, ownership reports, and insider transactions for James R. Neal.

Business address
2910 Seventh Street, Berkeley, CA, 94710
Top holdings (ownership)
XOMA, AKTX, and PALI
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James R. Neal has filed 63 SEC EDGAR filings since 03 Mar 2014

Latest Filings

Recent SEC filings for James R. Neal including 4, 4/A, 3 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 03 Oct 2025 01 Oct 2025 001-39531
4/A Open 4/A document View SEC filing for 4/A 18 Sep 2025 24 Jul 2025 001-39531
4 Open 4 document View SEC filing for 4 28 Jul 2025 24 Jul 2025 001-39531
4 Open 4 document View SEC filing for 4 4 24 Mar 2025 20 Mar 2025 001-36288
4 Open 4 document View SEC filing for 4 4 10 Mar 2025 06 Mar 2025 001-36288
4 Open 4 document View SEC filing for 4 4 10 Jan 2025 09 Jan 2025 001-36288
4 Open 4 document View SEC filing for 4 4 26 Dec 2024 23 Dec 2024 001-36288
3 Open 3 document View SEC filing for 3 3 22 Nov 2024 14 Nov 2024 001-36288
4 Open 4 document View SEC filing for 4 4 18 Nov 2024 14 Nov 2024 001-39951
4 Open 4 document View SEC filing for 4 18 Sep 2024 03 Sep 2024 001-39531
4 Open 4 document View SEC filing for 4 13 Feb 2024 09 Feb 2024 001-33672
4 Open 4 document View SEC filing for 4 24 Nov 2023 21 Nov 2023 001-33672
4 Open 4 document View SEC filing for 4 24 Jul 2023 27 Jun 2023 001-39531
4 Open 4 document View SEC filing for 4 13 Jun 2023 11 Jun 2023 001-33672
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 02 May 2023 28 Apr 2023 001-39951
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 03 Nov 2022 01 Nov 2022 001-39951
4 Open 4 document View SEC filing for 4 FORM 4 21 Jul 2022 19 Jul 2022 001-39531
3 Open 3 document View SEC filing for 3 FORM 3 21 Jul 2022 19 Jul 2022 001-39531
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Jul 2022 15 Jul 2022 001-39801
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Mar 2022 21 Mar 2022 001-39801
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 10 Feb 2022 18 Nov 2021 001-33672
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Dec 2021 21 Dec 2021 001-39801
3 Open 3 document View SEC filing for 3 FORM 3 30 Sep 2021 30 Sep 2021 001-40861
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Jun 2021 25 Jun 2021 001-39801
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 29 Apr 2021 27 Apr 2021 001-33672
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 29 Apr 2021 27 Apr 2021 001-33672
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Apr 2021 09 Apr 2021 001-39801
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Feb 2021 17 Feb 2021 001-39801
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Dec 2020 15 Dec 2020 001-39801
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 Nov 2020 20 Nov 2020 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 06 Nov 2020 05 Nov 2020 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 Mar 2020 23 Mar 2020 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Mar 2020 20 Mar 2020 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Mar 2020 13 Mar 2020 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Jan 2020 23 Dec 2019 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 08 Nov 2019 06 Nov 2019 000-14710
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Sep 2019 18 Sep 2019 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Feb 2019 13 Feb 2019 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 21 Dec 2018 20 Dec 2018 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Nov 2018 13 Nov 2018 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Apr 2018 26 Apr 2018 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 16 Feb 2018 14 Feb 2018 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Nov 2017 13 Nov 2017 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 May 2017 10 Feb 2017 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Mar 2017 21 Mar 2017 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Feb 2017 01 Feb 2017 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 10 Jan 2017 09 Jan 2017 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Dec 2016 22 Dec 2016 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 03 Nov 2016 01 Nov 2016 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Oct 2016 07 Oct 2016 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Mar 2016 22 Mar 2016 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 Feb 2016 25 Feb 2016 000-14710
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 16 Feb 2016 31 Dec 2015 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Aug 2015 14 Aug 2015 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Mar 2015 18 Mar 2015 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 02 Mar 2015 26 Feb 2015 000-14710
5 Open 5 document View SEC filing for 5 PRIMARY DOCUMENT 17 Feb 2015 31 Dec 2014 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Dec 2014 26 Nov 2014 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 Nov 2014 24 Nov 2014 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Nov 2014 13 Nov 2014 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Aug 2014 15 Aug 2014 000-14710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Mar 2014 18 Mar 2014 000-14710
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 03 Mar 2014 27 Feb 2014 000-14710

About this filer

James R. Neal files with the SEC under CIK 0001600865. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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