First Trust Capital Management L.P.

Entity
Company
Business address
225 W. Wacker Drive, 21 St Floor, 60606 Chicago, IL
Phone
872-260-4182
State of incorporation
DE
Fiscal year end
December 31
Former names
Vivaldi Asset Management, LLC (to 8/16/2021)
Signature 13F
Meredith Weeks - Compliance Manager
Signature Schedule 13D/G
First Trust Capital Management L.P. - Chief Operating Officer
Signature Ownership
Marc Bassewitz
All SEC filings
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First Trust Capital Management L.P. has filed 407 SEC EDGAR filings since 4/10/2014

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
N-PX Open Document Open Filing Aug 26, 2025 Jun 30, 2025 028-17430
SCHEDULE 13G Open Document Open Filing Aug 14, 2025
SCHEDULE 13G Open Document Open Filing Aug 14, 2025
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13F-HR Open Document Open Filing Aug 14, 2025 Jun 30, 2025 028-17430
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SCHEDULE 13G/A Open Document Open Filing Aug 7, 2025
3 Open Document Open Filing PRIMARY DOCUMENT Jul 28, 2025 Jul 25, 2025 811-24087
3 Open Document Open Filing PRIMARY DOCUMENT Jul 28, 2025 Jul 25, 2025 811-24088
13F-HR/A Open Document Open Filing Jul 25, 2025 Mar 31, 2025 028-17430
13F-HR/A Open Document Open Filing Jul 25, 2025 Dec 31, 2024 028-17430
SCHEDULE 13G/A Open Document Open Filing Jul 8, 2025
40-APP/A Open Document Open Filing 40-APP/A Jun 17, 2025 812-15776-09
SCHEDULE 13G/A Open Document Open Filing May 15, 2025
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SCHEDULE 13G Open Document Open Filing May 15, 2025
5 Open Document Open Filing PRIMARY DOCUMENT May 15, 2025 Mar 31, 2025 811-23763
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5 Open Document Open Filing PRIMARY DOCUMENT May 15, 2025 Mar 31, 2025 811-23857
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5 Open Document Open Filing PRIMARY DOCUMENT May 15, 2025 Mar 31, 2025 811-23792
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13F-HR Open Document Open Filing May 15, 2025 Mar 31, 2025 028-17430
SCHEDULE 13G Open Document Open Filing May 15, 2025
5 Open Document Open Filing PRIMARY DOCUMENT May 15, 2025 Mar 31, 2025 811-23791
SCHEDULE 13G/A Open Document Open Filing May 15, 2025
40-APP Open Document Open Filing 40-APP May 2, 2025 812-15776-09
3 Open Document Open Filing PRIMARY DOCUMENT May 1, 2025 Apr 25, 2025 811-24053
3 Open Document Open Filing PRIMARY DOCUMENT May 1, 2025 Apr 25, 2025 811-24054
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3 Open Document Open Filing PRIMARY DOCUMENT Jan 27, 2025 Jan 24, 2025 811-24012
3 Open Document Open Filing PRIMARY DOCUMENT Jan 27, 2025 Jan 24, 2025 811-24011
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3 Open Document Open Filing PRIMARY DOCUMENT Nov 26, 2024 Nov 22, 2024 811-24004
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3 Open Document Open Filing PRIMARY DOCUMENT Oct 16, 2024 Oct 11, 2024 811-23985
3 Open Document Open Filing PRIMARY DOCUMENT Oct 16, 2024 Oct 11, 2024 811-23991
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3 Open Document Open Filing PRIMARY DOCUMENT Aug 6, 2024 Aug 2, 2024 811-23969
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5 Open Document Open Filing PRIMARY DOCUMENT May 10, 2024 Mar 31, 2024 811-23763
5 Open Document Open Filing PRIMARY DOCUMENT May 10, 2024 Mar 31, 2024 811-23792
5 Open Document Open Filing PRIMARY DOCUMENT May 10, 2024 Mar 31, 2024 811-23857
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4/A Open Document Open Filing PRIMARY DOCUMENT Jan 3, 2024 Jun 2, 2023 811-23792
4 Open Document Open Filing PRIMARY DOCUMENT Jan 3, 2024 Jun 2, 2023 811-23792
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4 Open Document Open Filing PRIMARY DOCUMENT Oct 13, 2023 Oct 11, 2023 811-23857
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3 Open Document Open Filing PRIMARY DOCUMENT May 6, 2022 Apr 29, 2022 811-23763
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3 Open Document Open Filing PRIMARY DOCUMENT Mar 28, 2019 Apr 18, 2014 811-22923
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13F-HR Open Document Open Filing Nov 14, 2018 Sep 30, 2018 028-17430
13F-HR Open Document Open Filing Aug 13, 2018 Jun 30, 2018 028-17430
40-APP/A Open Document Open Filing 40-APP/A Jun 21, 2018 812-14896-01
13F-HR Open Document Open Filing May 8, 2018 Mar 31, 2018 028-17430
40-APP Open Document Open Filing 40-APP Apr 17, 2018 812-14896-01
13F-HR Open Document Open Filing Feb 14, 2018 Dec 31, 2017 028-17430
13F-HR Open Document Open Filing Nov 13, 2017 Sep 30, 2017 028-17430
13F-HR Open Document Open Filing Aug 9, 2017 Jun 30, 2017 028-17430
40-APP/A Open Document Open Filing 40-APP/A Jun 30, 2017 812-14683-01
13F-HR Open Document Open Filing May 11, 2017 Mar 31, 2017 028-17430
40-APP/A Open Document Open Filing 40-APP/A Mar 8, 2017 812-14683-01
40-APP/A Open Document Open Filing Mar 2, 2017 812-14710-01
13F-HR Open Document Open Filing Feb 7, 2017 Dec 31, 2016 028-17430
40-APP Open Document Open Filing Oct 21, 2016 812-14710-01
13F-HR/A Open Document Open Filing Aug 10, 2016 Jun 30, 2016 028-17430
13F-HR Open Document Open Filing Aug 9, 2016 Jun 30, 2016 028-17430
40-APP Open Document Open Filing 40-APP Aug 8, 2016 812-14683-01
APP WD Open Document Open Filing WITHDRAWAL OF AN APPLICATION FOR EXEMPTIVE OR OTHER RELIEF FROM THE FEDERAL SECU Jul 20, 2016 812-14299-01
13F-HR Open Document Open Filing May 6, 2016 Mar 31, 2016 028-17430
40-APP/A Open Document Open Filing AMENDED EXEMPTIVE APPLICATION Aug 8, 2014 812-14299-01
40-APP Open Document Open Filing EXEMPTIVE APPLICATION Apr 10, 2014 812-14299-01