HARBERT FUND ADVISORS, INC. SEC EDGAR Filings (CIK 0001616659)

SEC EDGAR filings, ownership reports, and insider transactions for HARBERT FUND ADVISORS, INC..

Business address
2100 Third Avenue North, Suite 600, Birmingham, AL, 35203
Top securities (13F)
LQDA, PCSC, INVE, TACT, FENC, OCUL, NTSK, AMZN, TSM, MSFT, ONCHU, and ILLR
State of incorporation
AL
Fiscal year end
31 December
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HARBERT FUND ADVISORS, INC. has filed 65 SEC EDGAR filings since 14 Aug 2014

Latest Filings

Recent SEC filings for HARBERT FUND ADVISORS, INC. including 13F-HR, N-PX, 13F-HR/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2025 30 Sep 2025 028-16265
N-PX Open N-PX document View SEC filing for N-PX 29 Aug 2025 30 Jun 2025 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2025 30 Jun 2025 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2025 31 Mar 2025 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2025 31 Dec 2024 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2024 30 Sep 2024 028-16265
N-PX Open N-PX document View SEC filing for N-PX 30 Aug 2024 30 Jun 2024 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2024 30 Jun 2024 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2024 31 Mar 2024 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2024 31 Dec 2023 028-16265
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 26 Jan 2024 30 Sep 2023 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2023 30 Sep 2023 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2023 30 Jun 2023 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 May 2023 31 Mar 2023 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Feb 2023 31 Dec 2022 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2022 30 Sep 2022 028-16265
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 28 Oct 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2022 30 Jun 2022 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 May 2022 31 Mar 2022 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2022 31 Dec 2021 028-16265
3 Open 3 document View SEC filing for 3 10 Feb 2022 01 Feb 2022 000-21121
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 06 Jan 2022
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2021 30 Sep 2021 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Aug 2021 30 Jun 2021 028-16265
4 Open 4 document View SEC filing for 4 13 Aug 2021 11 Aug 2021 000-20728
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 12 Aug 2021
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 19 May 2021
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 May 2021 31 Mar 2021 028-16265
4 Open 4 document View SEC filing for 4 17 Mar 2021 15 Mar 2021 001-09974
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Feb 2021 31 Dec 2020 028-16265
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 22 Dec 2020
4 Open 4 document View SEC filing for 4 21 Dec 2020 21 Dec 2020 000-20206
4 Open 4 document View SEC filing for 4 03 Dec 2020 01 Dec 2020 000-20206
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A 25 Nov 2020
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2020 30 Sep 2020 028-16265
SC 13D Open SC 13D document View SEC filing for SC 13D 06 Nov 2020
4 Open 4 document View SEC filing for 4 03 Sep 2020 01 Sep 2020 000-20206
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Aug 2020 30 Jun 2020 028-16265
4 Open 4 document View SEC filing for 4 03 Jun 2020 01 Jun 2020 000-20206
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 May 2020 31 Mar 2020 028-16265
4 Open 4 document View SEC filing for 4 04 Mar 2020 02 Mar 2020 000-20206
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2020 31 Dec 2019 028-16265
4 Open 4 document View SEC filing for 4 04 Dec 2019 02 Dec 2019 000-20206
13F-HR Open 13F-HR document View SEC filing for 13F-HR 13 Nov 2019 30 Sep 2019 028-16265
4 Open 4 document View SEC filing for 4 12 Nov 2019 07 Nov 2019 000-20728
3 Open 3 document View SEC filing for 3 18 Oct 2019 16 Oct 2019 000-28132
4 Open 4 document View SEC filing for 4 05 Sep 2019 03 Sep 2019 000-20206
4 Open 4 document View SEC filing for 4 20 Aug 2019 16 Aug 2019 001-09974
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2019 30 Jun 2019 028-16265
4 Open 4 document View SEC filing for 4 24 Jul 2019 22 Jul 2019 001-09974
4 Open 4 document View SEC filing for 4 18 Jun 2019 14 Jun 2019 000-20206
3 Open 3 document View SEC filing for 3 14 Jun 2019 13 Jun 2019 000-20206
4 Open 4 document View SEC filing for 4 30 May 2019 28 May 2019 001-09974
4 Open 4 document View SEC filing for 4 22 May 2019 20 May 2019 001-09974
3 Open 3 document View SEC filing for 3 22 May 2019 20 May 2019 001-09974
13F-HR Open 13F-HR document View SEC filing for 13F-HR 15 May 2019 31 Mar 2019 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2019 31 Dec 2018 028-16265
4 Open 4 document View SEC filing for 4 13 Nov 2018 08 Nov 2018 000-20728
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 23 May 2018 21 May 2018 000-20728
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Nov 2017 09 Nov 2017 000-20728
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Nov 2017 01 Nov 2017 000-20728
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 03 Nov 2017 01 Nov 2017 000-20728
3 Open 3 document View SEC filing for 3 HARBERT/PRCP 05 Jul 2016 28 Jun 2016 000-20206
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Nov 2014 30 Sep 2014 028-16265
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Aug 2014 30 Jun 2014 028-16265

About this filer

HARBERT FUND ADVISORS, INC. files with the SEC under CIK 0001616659. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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