Spectrum Asset Management, Inc. (NB/CA) SEC EDGAR Filings (CIK 0001632078)

SEC EDGAR filings, ownership reports, and insider transactions for Spectrum Asset Management, Inc. (NB/CA).

Business address
1301 Dove Street, Suite 720, Newport Beach, CA, 92660
Top securities (13F)
VUSB, RSP, CLOX, IAU, SCHV, DSEP, USMV, DMAR, SCHG, DFEB, DMAY, VGK, GOOG, MSFT, VYMI, SCHR, SCHF, DDEC, WMT, and HECA
State of incorporation
CA
Fiscal year end
31 December
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Spectrum Asset Management, Inc. (NB/CA) has filed 49 SEC EDGAR filings since 09 Feb 2015

Latest Filings

Recent SEC filings for Spectrum Asset Management, Inc. (NB/CA) including 13F-HR, N-PX, 13F-HR/A.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 26 Jan 2026 31 Dec 2025 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Oct 2025 30 Sep 2025 028-16433
N-PX Open N-PX document View SEC filing for N-PX 27 Aug 2025 30 Jun 2025 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Jul 2025 30 Jun 2025 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Apr 2025 31 Mar 2025 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jan 2025 31 Dec 2024 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Oct 2024 30 Sep 2024 028-16433
N-PX Open N-PX document View SEC filing for N-PX 23 Aug 2024 30 Jun 2024 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Jul 2024 30 Jun 2024 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 23 Apr 2024 31 Mar 2024 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Jan 2024 31 Dec 2023 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 18 Oct 2023 30 Sep 2023 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Aug 2023 30 Jun 2023 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 17 Apr 2023 31 Mar 2023 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 27 Jan 2023 31 Dec 2022 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Oct 2022 30 Sep 2022 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Jul 2022 30 Jun 2022 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Apr 2022 31 Mar 2022 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 14 Feb 2022 31 Dec 2021 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Nov 2021 30 Sep 2021 028-16433
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 10 Sep 2021 31 Mar 2021 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 Aug 2021 30 Jun 2021 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 11 May 2021 31 Mar 2021 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 20 Jan 2021 31 Dec 2020 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Oct 2020 30 Sep 2020 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Jul 2020 30 Jun 2020 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Apr 2020 31 Mar 2020 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 07 Feb 2020 31 Dec 2019 028-16433
13F-HR/A Open 13F-HR/A document View SEC filing for 13F-HR/A 15 Nov 2019 30 Sep 2019 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 24 Oct 2019 30 Sep 2019 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Jul 2019 30 Jun 2019 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 16 Apr 2019 31 Mar 2019 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jan 2019 31 Dec 2018 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Oct 2018 30 Sep 2018 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 06 Aug 2018 30 Jun 2018 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 04 May 2018 31 Mar 2018 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Feb 2018 31 Dec 2017 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Nov 2017 30 Sep 2017 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Jul 2017 30 Jun 2017 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 28 Apr 2017 31 Mar 2017 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 03 Feb 2017 31 Dec 2016 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 25 Oct 2016 30 Sep 2016 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 12 Aug 2016 30 Jun 2016 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Apr 2016 31 Mar 2016 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 02 Feb 2016 31 Dec 2015 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 19 Oct 2015 30 Sep 2015 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Jul 2015 30 Jun 2015 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 29 Apr 2015 31 Mar 2015 028-16433
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2015 31 Dec 2014 028-16433

About this filer

Spectrum Asset Management, Inc. (NB/CA) files with the SEC under CIK 0001632078. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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