Brian K. Ratzan SEC EDGAR Filings (CIK 0001679746)

SEC EDGAR filings, ownership reports, and insider transactions for Brian K. Ratzan.

Business address
3 Greenwich Office Park, 2 Nd Floor, Greenwich, CT, 06831
Top holdings (ownership)
SMPL and ADV
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Brian K. Ratzan has filed 40 SEC EDGAR filings since 14 Jul 2016

Latest Filings

Recent SEC filings for Brian K. Ratzan including 4, 144, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 30 Jan 2026 28 Jan 2026 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 09 Sep 2025 06 Sep 2025 001-38115
4 Open 4 document View SEC filing for 4 4 29 May 2025 28 May 2025 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 14 Nov 2024 14 Nov 2024 001-38115
144 Open 144 document View SEC filing for 144 14 Nov 2024
4 Open 4 document View SEC filing for 4 FORM 4 12 Nov 2024 11 Nov 2024 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 08 Nov 2024 06 Nov 2024 001-38115
144 Open 144 document View SEC filing for 144 07 Nov 2024
4 Open 4 document View SEC filing for 4 FORM 4 09 Sep 2024 06 Sep 2024 001-38115
4 Open 4 document View SEC filing for 4 4 31 May 2024 29 May 2024 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 05 Jan 2024 04 Jan 2024 001-38115
144 Open 144 document View SEC filing for 144 04 Jan 2024
4 Open 4 document View SEC filing for 4 FORM 4 08 Dec 2023 07 Dec 2023 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 06 Dec 2023 04 Dec 2023 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 29 Nov 2023 27 Nov 2023 001-38115
144 Open 144 document View SEC filing for 144 27 Nov 2023
4 Open 4 document View SEC filing for 4 4 14 Nov 2023 10 Nov 2023 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 07 Sep 2023 06 Sep 2023 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 26 Jul 2023 24 Jul 2023 001-38115
144 Open 144 document View SEC filing for 144 24 Jul 2023
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 25 May 2023 24 May 2023 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 16 May 2023 15 May 2023 001-38115
144 Open 144 document View SEC filing for 144 16 May 2023
4 Open 4 document View SEC filing for 4 20 Sep 2022 16 Sep 2022 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 07 Sep 2022 06 Sep 2022 001-38115
4 Open 4 document View SEC filing for 4 27 May 2022 25 May 2022 001-38990
4 Open 4 document View SEC filing for 4 01 Nov 2021 28 Oct 2021 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 08 Sep 2021 06 Sep 2021 001-38115
3 Open 3 document View SEC filing for 3 09 Aug 2021 09 Aug 2021 001-40719
4 Open 4 document View SEC filing for 4 FORM 4 08 Sep 2020 06 Sep 2020 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 13 Apr 2020 13 Apr 2020 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 03 Feb 2020 03 Feb 2020 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 10 Sep 2019 06 Sep 2019 001-38115
3 Open 3 document View SEC filing for 3 17 Jul 2019 17 Jul 2019 001-38990
4 Open 4 document View SEC filing for 4 FORM 4 07 Sep 2018 06 Sep 2018 001-38115
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 13 Feb 2018 09 Feb 2018 001-38115
4 Open 4 document View SEC filing for 4 FORM 4 08 Sep 2017 06 Sep 2017 001-38115
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 11 Jul 2017 07 Jul 2017 001-37828
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 10 Jul 2017 07 Jul 2017 001-38115
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 14 Jul 2016 14 Jul 2016 001-37828

About this filer

Brian K. Ratzan files with the SEC under CIK 0001679746. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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