Carolyn R. Bertozzi SEC EDGAR Filings (CIK 0001698766)

SEC EDGAR filings, ownership reports, and insider transactions for Carolyn R. Bertozzi.

Business address
Omniab Inc, Emeryville, CA, 94608
Top holdings (ownership)
LLY, ALNY, and OABI
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Carolyn R. Bertozzi has filed 20 SEC EDGAR filings since 23 Feb 2017

Latest Filings

Recent SEC filings for Carolyn R. Bertozzi including 3, 4, 4/A.

Form type Document Filing Description Filing date Reporting date File number(s)
3 Open 3 document View SEC filing for 3 FORM 3 08 Dec 2025 08 Dec 2025 001-06351
4 Open 4 document View SEC filing for 4 FORM 4 03 Nov 2025 01 Nov 2025 001-40720
4 Open 4 document View SEC filing for 4 FORM 4 18 Jun 2025 17 Jun 2025 001-40720
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 May 2025 08 May 2025 001-36407
4 Open 4 document View SEC filing for 4 FORM 4 01 Nov 2024 01 Nov 2024 001-40720
4 Open 4 document View SEC filing for 4 FORM 4 21 Jun 2024 18 Jun 2024 001-40720
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 May 2024 16 May 2024 001-36407
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 01 Nov 2023 01 Nov 2023 001-40720
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 Jun 2023 23 Jun 2023 001-40720
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 09 Jan 2023 05 Jan 2023 001-36407
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 09 Jan 2023 05 Jan 2023 001-36407
4/A Open 4/A document View SEC filing for 4/A FORM 4/A SUBMISSION 05 Jan 2023 01 Dec 2022 001-40720
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Jan 2023 03 Jan 2023 001-40720
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Dec 2022 01 Dec 2022 001-40720
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 03 Nov 2022 01 Nov 2022 001-40720
4 Open 4 document View SEC filing for 4 FORM 4 18 Nov 2020 16 Nov 2020 001-06351
4 Open 4 document View SEC filing for 4 FORM 4 20 Nov 2019 18 Nov 2019 001-06351
4 Open 4 document View SEC filing for 4 FORM 4 20 Nov 2018 19 Nov 2018 001-06351
4 Open 4 document View SEC filing for 4 FORM 4 22 Nov 2017 20 Nov 2017 001-06351
3 Open 3 document View SEC filing for 3 FORM 3 23 Feb 2017 10 Feb 2017 001-06351

About this filer

Carolyn R. Bertozzi files with the SEC under CIK 0001698766. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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