Rockefeller Financial Llc

Entity
Company
Business address
45 Rockefeller Plaza, Floor 5, 10111 New York, NY
Phone
609-881-0142
State of incorporation
DE
Fiscal year end
December 31
Signature 13F
Sean Gorman - Senior Vice President
All SEC filings
View on sec.gov
Rockefeller Financial Llc has filed 38 SEC EDGAR filings since 2/12/2019

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT/A Open Document Open Filing Aug 15, 2025 Jun 30, 2025 028-19121
N-PX Open Document Open Filing Aug 12, 2025 Jun 30, 2025 028-19121
13F-NT Open Document Open Filing Aug 8, 2025 Jun 30, 2025 028-19121
13F-NT Open Document Open Filing May 14, 2025 Mar 31, 2025 028-19121
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 17, 2025 Dec 31, 2024 008-70054
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 25, 2025 Dec 31, 2024 008-70054
13F-NT Open Document Open Filing Feb 13, 2025 Dec 31, 2024 028-19121
13F-NT Open Document Open Filing Nov 14, 2024 Sep 30, 2024 028-19121
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Sep 10, 2024 Dec 31, 2020 008-70054
N-PX Open Document Open Filing Aug 19, 2024 Jun 30, 2024 028-19121
13F-NT Open Document Open Filing Aug 12, 2024 Jun 30, 2024 028-19121
13F-NT Open Document Open Filing May 14, 2024 Mar 31, 2024 028-19121
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 29, 2024 Dec 31, 2023 008-70054
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Feb 28, 2024 Dec 31, 2023 008-70054
13F-NT Open Document Open Filing Feb 14, 2024 Dec 31, 2023 028-19121
13F-NT Open Document Open Filing Nov 14, 2023 Sep 30, 2023 028-19121
13F-NT Open Document Open Filing Aug 14, 2023 Jun 30, 2023 028-19121
13F-NT Open Document Open Filing May 18, 2023 Mar 31, 2023 028-19121
13F-NT Open Document Open Filing Mar 6, 2023 Dec 31, 2022 028-19121
13F-NT Open Document Open Filing Nov 2, 2022 Sep 30, 2022 028-19121
13F-NT Open Document Open Filing Aug 12, 2022 Jun 30, 2022 028-19121
13F-NT Open Document Open Filing May 13, 2022 Mar 31, 2022 028-19121
X-17A-5 Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2022 Dec 31, 2021 008-70054
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 1, 2022 Dec 31, 2021 008-70054
13F-NT Open Document Open Filing Feb 14, 2022 Dec 31, 2021 028-19121
13F-NT Open Document Open Filing Nov 12, 2021 Sep 30, 2021 028-19121
13F-NT Open Document Open Filing Aug 10, 2021 Jun 30, 2021 028-19121
13F-NT Open Document Open Filing May 11, 2021 Mar 31, 2021 028-19121
FOCUSN Open Document Open Filing AUTO-GENERATED PAPER DOCUMENT Mar 2, 2021 Dec 31, 2020 008-70054
13F-NT Open Document Open Filing Feb 12, 2021 Dec 31, 2020 028-19121
13F-NT Open Document Open Filing Nov 13, 2020 Sep 30, 2020 028-19121
13F-NT Open Document Open Filing Aug 12, 2020 Jun 30, 2020 028-19121
13F-NT Open Document Open Filing May 12, 2020 Mar 31, 2020 028-19121
13F-NT Open Document Open Filing Feb 7, 2020 Dec 31, 2019 028-19121
13F-NT Open Document Open Filing Nov 12, 2019 Sep 30, 2019 028-19121
13F-NT Open Document Open Filing Aug 9, 2019 Jun 30, 2019 028-19121
13F-NT Open Document Open Filing May 10, 2019 Mar 31, 2019 028-19121
13F-NT Open Document Open Filing Feb 12, 2019 Dec 31, 2018 028-19121