Roundhill Financial Inc.

Entity
Company
Business address
154 W 14 Th, Floor 2, 10011 New York, NY
Phone
(646)661-5441
State of incorporation
DE
Fiscal year end
December 31
Former names
Roundhill Financial LLC (to 4/2/2019)
Signature 13F
David Mazza - Chief Executive Officer
All SEC filings
View on sec.gov
Roundhill Financial Inc. has filed 29 SEC EDGAR filings since 11/30/2018

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open Document Open Filing Oct 14, 2025 Sep 30, 2025 028-20483
N-PX Open Document Open Filing Jul 31, 2025 Jun 30, 2025 028-20483
13F-NT Open Document Open Filing Jul 31, 2025 Jun 30, 2025 028-20483
13F-NT Open Document Open Filing Apr 30, 2025 Mar 31, 2025 028-20483
13F-NT Open Document Open Filing Jan 17, 2025 Dec 31, 2024 028-20483
13F-NT Open Document Open Filing Oct 21, 2024 Sep 30, 2024 028-20483
N-PX Open Document Open Filing Aug 29, 2024 Jun 30, 2024 028-20483
13F-NT Open Document Open Filing Aug 14, 2024 Jun 30, 2024 028-20483
13F-NT Open Document Open Filing May 15, 2024 Mar 31, 2024 028-20483
13F-NT Open Document Open Filing Feb 12, 2024 Dec 31, 2023 028-20483
40-APP/A Open Document Open Filing Jan 26, 2024 812-15516-01
40-APP/A Open Document Open Filing Dec 15, 2023 812-15516-01
13F-NT Open Document Open Filing Nov 13, 2023 Sep 30, 2023 028-20483
40-APP Open Document Open Filing Oct 24, 2023 812-15516-01
13F-NT Open Document Open Filing Aug 3, 2023 Jun 30, 2023 028-20483
13F-NT Open Document Open Filing May 4, 2023 Mar 31, 2023 028-20483
13F-NT Open Document Open Filing Feb 1, 2023 Dec 31, 2022 028-20483
13F-NT Open Document Open Filing Nov 8, 2022 Sep 30, 2022 028-20483
13F-NT Open Document Open Filing Aug 4, 2022 Jun 30, 2022 028-20483
13F-NT Open Document Open Filing May 4, 2022 Mar 31, 2022 028-20483
13F-NT Open Document Open Filing Feb 11, 2022 Dec 31, 2021 028-20483
13F-NT Open Document Open Filing Nov 3, 2021 Sep 30, 2021 028-20483
13F-NT Open Document Open Filing Aug 9, 2021 Jun 30, 2021 028-20483
13F-NT Open Document Open Filing May 11, 2021 Mar 31, 2021 028-20483
13F-NT Open Document Open Filing Jan 28, 2021 Dec 31, 2020 028-20483
D Open Document Open Filing May 17, 2019 021-339883
40-APP/A Open Document Open Filing AMENDED-EXEMPTIVE APPLICATION Apr 2, 2019 812-14981
D Open Document Open Filing Nov 30, 2018 021-326957
40-APP Open Document Open Filing EXEMPTIVE APPLICATION Nov 30, 2018 812-14981