| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 13F-HR | Open Document | Open Filing | Nov 3, 2025 | Sep 30, 2025 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Aug 5, 2025 | Jun 30, 2025 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Apr 29, 2025 | Mar 31, 2025 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Jan 29, 2025 | Dec 31, 2024 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Nov 14, 2024 | Sep 30, 2024 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Aug 16, 2024 | Jun 30, 2024 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | May 15, 2024 | Mar 31, 2024 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Feb 14, 2024 | Dec 31, 2023 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Oct 19, 2023 | Sep 30, 2023 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Jul 27, 2023 | Jun 30, 2023 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Apr 18, 2023 | Mar 31, 2023 | 028-20295 | |
| SC 13G/A | Open Document | Open Filing | TRANSFORM WEALTH, LLC | Feb 2, 2023 | 005-93775 | |
| 13F-HR | Open Document | Open Filing | Jan 31, 2023 | Dec 31, 2022 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Oct 18, 2022 | Sep 30, 2022 | 028-20295 | |
| SC 13G | Open Document | Open Filing | TRANSFORM WEALTH, LLC | Oct 4, 2022 | 005-93775 | |
| 13F-HR | Open Document | Open Filing | Aug 1, 2022 | Jun 30, 2022 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | May 10, 2022 | Mar 31, 2022 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Feb 11, 2022 | Dec 31, 2021 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Nov 5, 2021 | Sep 30, 2021 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Aug 5, 2021 | Jun 30, 2021 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | May 13, 2021 | Mar 31, 2021 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Feb 12, 2021 | Dec 31, 2020 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Oct 9, 2020 | Sep 30, 2020 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Jul 13, 2020 | Jun 30, 2020 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Jun 9, 2020 | Mar 31, 2020 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | Jun 5, 2020 | Dec 31, 2019 | 028-20295 | |
| APP ORDR | Open Document | Open Filing | Apr 6, 2020 | 812-15034 | ||
| 40-APP/A | Open Document | Open Filing | AMENDED EXEMPTIVE APPLICATION | Sep 23, 2019 | 812-15034 | |
| 40-APP | Open Document | Open Filing | EXEMPTIVE APPLICATION | May 17, 2019 | 812-15034 |