ASOF Investment Management LLC

Entity
Company
Business address
1800 Avenue Of The Stars, Suite 1400, 90067 Los Angeles, CA
Phone
3102014100
State of incorporation
DE
Fiscal year end
December 31
13F signature
Richa Gulati - Chief Compliance Officer
Insider ownership signature
ASOF Investment Management LLC, By: /s/ Christopher Kerezsi, Authorized Signatory
All SEC filings
View on sec.gov
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ASOF Investment Management LLC has filed 90 SEC EDGAR filings since 11/22/2019

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open Document Open Filing Nov 14, 2025 Sep 30, 2025 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 11, 2025 Sep 9, 2025 001-32663
N-PX Open Document Open Filing Aug 29, 2025 Jun 30, 2025 028-21339
13F-NT Open Document Open Filing Aug 14, 2025 Jun 30, 2025 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 13, 2025 Jun 11, 2025 001-41733
4 Open Document Open Filing OWNERSHIP DOCUMENT May 20, 2025 May 16, 2025 001-41733
13F-NT Open Document Open Filing May 15, 2025 Mar 31, 2025 028-21339
40-APP/A Open Document Open Filing 40-APP/A Apr 30, 2025 812-15483-381
40-APP/A Open Document Open Filing 40-APP/A Apr 17, 2025 812-15483-381
40-APP/A Open Document Open Filing 40-APP/A Apr 4, 2025 812-15483-381
40-APP/A Open Document Open Filing 40-APP/A Feb 20, 2025 812-15483-381
13F-NT Open Document Open Filing Feb 14, 2025 Dec 31, 2024 028-21339
3 Open Document Open Filing OWNERSHIP DOCUMENT Feb 7, 2025 Feb 5, 2025 001-39228
4 Open Document Open Filing OWNERSHIP DOCUMENT Dec 12, 2024 Dec 10, 2024 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Dec 10, 2024 Dec 6, 2024 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Dec 5, 2024 Dec 3, 2024 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Dec 3, 2024 Nov 29, 2024 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Nov 29, 2024 Nov 26, 2024 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Nov 26, 2024 Nov 22, 2024 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Nov 22, 2024 Nov 20, 2024 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Nov 20, 2024 Nov 18, 2024 001-11001
13F-NT Open Document Open Filing Nov 14, 2024 Sep 30, 2024 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 27, 2024 Sep 25, 2024 001-36367
N-PX Open Document Open Filing Aug 30, 2024 Jun 30, 2024 028-21339
40-APP/A Open Document Open Filing 40-APP/A Aug 30, 2024 812-15483-381
13F-NT Open Document Open Filing Aug 14, 2024 Jun 30, 2024 028-21339
13F-NT Open Document Open Filing May 15, 2024 Mar 31, 2024 028-21339
3 Open Document Open Filing OWNERSHIP DOCUMENT Mar 28, 2024 May 4, 2020 001-36367
13F-NT Open Document Open Filing Feb 14, 2024 Dec 31, 2023 028-21339
40-APP/A Open Document Open Filing 40-APP/A Feb 7, 2024 812-15483-381
13F-NT Open Document Open Filing Nov 14, 2023 Sep 30, 2023 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 20, 2023 Oct 18, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 4, 2023 Oct 2, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 19, 2023 Sep 15, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 13, 2023 Sep 11, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Aug 30, 2023 Aug 28, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Aug 28, 2023 Aug 24, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Aug 24, 2023 Aug 22, 2023 001-11001
13F-NT Open Document Open Filing Aug 14, 2023 Jun 30, 2023 028-21339
40-APP Open Document Open Filing 40-APP Jul 12, 2023 812-15483-381
4 Open Document Open Filing OWNERSHIP DOCUMENT Jul 5, 2023 Jul 3, 2023 001-41733
3 Open Document Open Filing OWNERSHIP DOCUMENT Jun 28, 2023 Jun 28, 2023 001-41733
13F-NT Open Document Open Filing May 15, 2023 Mar 31, 2023 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT May 8, 2023 May 4, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Apr 27, 2023 Apr 25, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Apr 24, 2023 Apr 20, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Apr 18, 2023 Apr 14, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 31, 2023 Mar 29, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 30, 2023 Mar 28, 2023 001-39576
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 29, 2023 Mar 27, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 17, 2023 Mar 15, 2023 001-11001
4 Open Document Open Filing OWNERSHIP DOCUMENT Mar 15, 2023 Mar 13, 2023 001-11001
13F-NT Open Document Open Filing Feb 14, 2023 Dec 31, 2022 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT Feb 2, 2023 Jan 30, 2023 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 30, 2023 Jan 26, 2023 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 26, 2023 Jan 24, 2023 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 24, 2023 Jan 20, 2023 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 20, 2023 Jan 18, 2023 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 19, 2023 Jan 17, 2023 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Jan 17, 2023 Jan 13, 2023 001-32663
13F-NT Open Document Open Filing Nov 14, 2022 Sep 30, 2022 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 18, 2022 Oct 14, 2022 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 14, 2022 Oct 12, 2022 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 12, 2022 Oct 10, 2022 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 11, 2022 Oct 7, 2022 001-37796
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 11, 2022 Oct 6, 2022 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 6, 2022 Oct 4, 2022 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 4, 2022 Sep 30, 2022 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 30, 2022 Sep 28, 2022 001-32663
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 28, 2022 Sep 26, 2022 001-32663
3 Open Document Open Filing OWNERSHIP DOCUMENT Sep 28, 2022 Sep 23, 2022 001-32663
40-APP/A Open Document Open Filing 40-APP/A Sep 1, 2022 812-15368-383
13F-NT Open Document Open Filing Aug 12, 2022 Jun 30, 2022 028-21339
40-APP Open Document Open Filing 40-APP Jul 15, 2022 812-15368-383
4 Open Document Open Filing OWNERSHIP DOCUMENT Jun 8, 2022 May 31, 2022 001-39576
3 Open Document Open Filing OWNERSHIP DOCUMENT Jun 8, 2022 May 27, 2022 001-39576
13F-NT Open Document Open Filing May 13, 2022 Mar 31, 2022 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT May 11, 2022 May 9, 2022 001-37796
4 Open Document Open Filing OWNERSHIP DOCUMENT May 9, 2022 May 5, 2022 001-37796
4/A Open Document Open Filing OWNERSHIP DOCUMENT Feb 14, 2022 Sep 24, 2021 001-11001
13F-NT Open Document Open Filing Feb 14, 2022 Dec 31, 2021 028-21339
13F-NT Open Document Open Filing Nov 12, 2021 Sep 30, 2021 028-21339
4 Open Document Open Filing OWNERSHIP DOCUMENT Oct 5, 2021 Oct 3, 2021 001-37796
4 Open Document Open Filing OWNERSHIP DOCUMENT Sep 28, 2021 Sep 24, 2021 001-11001
13F-NT Open Document Open Filing Aug 13, 2021 Jun 30, 2021 028-21339
4/A Open Document Open Filing OWNERSHIP DOCUMENT Aug 5, 2021 Jul 28, 2021 001-37796
4 Open Document Open Filing OWNERSHIP DOCUMENT Aug 2, 2021 Jul 29, 2021 001-37796
3 Open Document Open Filing 3 May 14, 2021 Apr 30, 2021 001-11001
4 Open Document Open Filing 4 Feb 11, 2021 Feb 9, 2021 001-37796
3 Open Document Open Filing 3 Nov 22, 2019 Nov 14, 2019 001-37796