PRINCIPAL LIFE INSURANCE CO

Insider Reports History

Location
Des Moines, IA
Signature
J. Markham Penrod, Chief Compliance Officer - North America
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by PRINCIPAL LIFE INSURANCE CO:

Company Role Class Num Shares Value Price $ Report Date Ownership
Principal Private Credit Fund I 10%+ Owner Class Y Shares of beneficial interest 4,111,892 16 Apr 2024 Direct
Principal Real Asset Fund 10%+ Owner Class Y Shares of beneficial interest 4,028,101 27 Feb 2024 Direct
CION Ares Diversified Credit Fund 10%+ Owner Mandatory Redeemable Preferreds 2,080,000 06 Jan 2022 Direct
Carlyle Tactical Private Credit Fund Below 10% owner Mandatory Redeemable Preferred Shares, Series A 960,000 16 Sep 2024 Direct
Carlyle Tactical Private Credit Fund Below 10% owner Mandatory Redeemable Preferred Shares, Series D 720,000 16 Sep 2024 Direct
Carlyle Tactical Private Credit Fund Below 10% owner Mandatory Redeemable Preferred Shares, Series H 400,000 16 Sep 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Mandatory Redeemable Preferred Shares, Series R 364,827 20 Sep 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Price Mandatory Redeemable Preferred Shares, Series R 364,827 01 Dec 2024 Direct
Carlyle Tactical Private Credit Fund Below 10% owner Mandatory Redeemable Preferred Shares, Series B 320,000 16 Sep 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Mandatory Redeemable Preferred Shares, Series S 162,146 20 Sep 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Price Mandatory Redeemable Preferred Shares, Series S 162,146 01 Dec 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Mandatory Redeemable Preferred Shares, Series T 120,000 20 Sep 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Mandatory Redeemable Preferred Shares, Series W 120,000 20 Sep 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Price Mandatory Redeemable Preferred Shares, Series T 120,000 01 Dec 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Price Mandatory Redeemable Preferred Shares, Series W 120,000 01 Dec 2024 Direct
Principal Private Credit Fund I 10%+ Owner Class A Shares of beneficial interest 1,000 16 Apr 2024 Direct
Principal Private Credit Fund I 10%+ Owner Institutional Class Shares of beneficial interest 1,000 16 Apr 2024 Direct
Kayne Anderson Energy Infrastructure Fund, Inc. 10%+ Owner Mandatory Redeemable Preferred Shares, Series V 0 20 Sep 2024 Direct
Kayne Anderson NextGen Energy & Infrastructure, Inc. 10%+ Owner Mandatory Redeemable Preferred Shares, Series I 0 13 Nov 2023 Direct
Kayne Anderson NextGen Energy & Infrastructure, Inc. 10%+ Owner Mandatory Redeemable Preferred Shares, Series J 0 13 Nov 2023 Direct

Insider Reports Filed by PRINCIPAL LIFE INSURANCE CO

Symbol Company Period Transactions Value $ Form Type Role Filing Time
KYN Kayne Anderson Energy Infrastructure Fund, Inc. 01 Dec 2024 0 $0 4 10%+ Owner 10 Feb 2025, 14:06
/report/000108514625000941-principal-life-insurance-co-2024-11-16 Carlyle Tactical Private Credit Fund 16 Nov 2024 0 $0 4 Below 10% owner 10 Feb 2025, 14:07
KYN Kayne Anderson Energy Infrastructure Fund, Inc. 20 Sep 2024 1 $0 4 10%+ Owner 21 Nov 2024, 11:56
KYN Kayne Anderson Energy Infrastructure Fund, Inc. 18 Sep 2024 0 $0 4 10%+ Owner 21 Nov 2024, 12:38
/report/000108514624004583-principal-life-insurance-co-2024-09-16 Carlyle Tactical Private Credit Fund 16 Sep 2024 1 +$10,000,000 4 10%+ Owner 18 Sep 2024, 12:24
/report/000201690024000046-principal-life-insurance-co-2024-04-16 Principal Private Credit Fund I 16 Apr 2024 0 $0 3 10%+ Owner 25 Apr 2024, 17:26
PDSRX Principal Real Asset Fund 27 Feb 2024 1 +$6,000,000 4 10%+ Owner 29 Feb 2024, 12:55
KYN Kayne Anderson Energy Infrastructure Fund, Inc. 13 Nov 2023 5 $0 4 10%+ Owner 15 Nov 2023, 20:14
/report/000108514623004530-principal-life-insurance-co-2023-11-13 Kayne Anderson NextGen Energy & Infrastructure, Inc. 13 Nov 2023 2 $0 4 10%+ Owner 15 Nov 2023, 20:13
/report/000108514623004248-principal-life-insurance-co-2023-10-02 Carlyle Tactical Private Credit Fund 02 Oct 2023 1 +$18,000,000 4 10%+ Owner 13 Nov 2023, 09:26
/report/000108514623002527-principal-life-insurance-co-2023-05-18 Carlyle Tactical Private Credit Fund 18 May 2023 0 $0 3 10%+ Owner 20 Jun 2023, 15:08
KYN Kayne Anderson Energy Infrastructure Fund, Inc. 02 Aug 2022 1 +$3,000,000 4 10%+ Owner 04 Aug 2022, 08:58
CADCX CION Ares Diversified Credit Fund 06 Jan 2022 0 $0 3 10%+ Owner 14 Jan 2022, 12:40
/report/000112632822000005-principal-life-insurance-co-2021-12-31 Kayne Anderson NextGen Energy & Infrastructure, Inc. 31 Dec 2021 1 -$1,000,000 5 10%+ Owner 09 Feb 2022, 11:16
/report/000112632822000003-principal-life-insurance-co-2021-05-11 Kayne Anderson NextGen Energy & Infrastructure, Inc. 11 May 2021 0 $0 3 10%+ Owner 08 Feb 2022, 13:00
KYN Kayne Anderson Energy Infrastructure Fund, Inc. 31 Dec 2020 2 -$11,300,000 5 10%+ Owner 09 Feb 2022, 11:07
KYN Kayne Anderson Energy Infrastructure Fund, Inc. 11 Feb 2020 0 $0 3 10%+ Owner 08 Feb 2022, 12:50
PDSRX Principal Real Asset Fund 06 Aug 2019 0 $0 4 10%+ Owner 09 Aug 2024, 16:52