NORTHWESTERN MUTUAL LIFE INSURANCE CO

Insider Reports History

Location
Milwaukee, WI
Signature
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY By: /s/ Douglas D. Timmer, Vice President - Securities Counsel
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by NORTHWESTERN MUTUAL LIFE INSURANCE CO:

Company Role Class Num Shares Value Price $ Report Date Ownership
CALAMOS CONVERTIBLE & HIGH INCOME FUND 10%+ Owner Series G Mandatory Redeemable Preferred Shares 640,000 $16,000,000 $25.00 09 Sep 2024 Direct
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 10%+ Owner Series G Mandatory Redeemable Preferred Shares 480,000 $12,000,000 $25.00 09 Sep 2024 Direct
Calamos Dynamic Convertible & Income Fund 10%+ Owner Series G Mandatory Redeemable Preferred Shares 400,000 $10,000,000 $25.00 09 Sep 2024 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series K Mandatory Redeemable Preferred Shares 2,000,000 15 Jan 2025 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series H Mandatory Redeemable Preferred Shares 1,680,000 15 Jan 2025 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series F Mandatory Redeemable Preferred Shares 1,240,000 15 Jan 2025 Direct
CALAMOS STRATEGIC TOTAL RETURN FUND 10%+ Owner Series G Mandatory Redeemable Preferred Shares 1,200,000 09 Sep 2024 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Series E Mandatory Redeemable Preferred Shares 960,000 02 Oct 2023 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Series D Mandatory Redeemable Preferred Shares 720,000 02 Oct 2023 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series J Mandatory Redeemable Preferred Shares 720,000 15 Jan 2025 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series G Mandatory Redeemable Preferred Shares 400,000 15 Jan 2025 Direct
Calamos Global Dynamic Income Fund 10%+ Owner Series D Mandatory Redeemable Preferred Shares 200,000 24 Aug 2021 Direct
CALAMOS GLOBAL TOTAL RETURN FUND 10%+ Owner Series D Mandatory Redeemable Preferred Shares 200,000 24 Aug 2021 Direct

Insider Reports Filed by NORTHWESTERN MUTUAL LIFE INSURANCE CO

Symbol Company Period Transactions Value $ Form Type Role Filing Time
CADCX CION Ares Diversified Credit Fund 15 Jan 2025 5 +$151,000,000 4 10%+ Owner 16 Jan 2025, 10:00
CCD Calamos Dynamic Convertible & Income Fund 09 Sep 2024 0 $0 3 10%+ Owner 10 Sep 2024, 12:08
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 09 Sep 2024 0 $0 3 10%+ Owner 10 Sep 2024, 11:55
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND 09 Sep 2024 0 $0 3 10%+ Owner 10 Sep 2024, 11:53
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND 09 Sep 2024 0 $0 3 10%+ Owner 10 Sep 2024, 11:52
CADCX CION Ares Diversified Credit Fund 22 May 2024 0 $0 3 10%+ Owner 29 May 2024, 11:19
CTAC Carlyle Tactical Private Credit Fund 02 Oct 2023 0 $0 3 10%+ Owner 26 Oct 2023, 11:41
CHW Calamos Global Dynamic Income Fund 24 Aug 2021 0 $0 3 10%+ Owner 14 Oct 2021, 17:10
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND 24 Aug 2021 0 $0 3 10%+ Owner 14 Oct 2021, 17:07
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 24 Aug 2021 0 $0 3 10%+ Owner 14 Oct 2021, 17:01
CGO CALAMOS GLOBAL TOTAL RETURN FUND 24 Aug 2021 0 $0 3 10%+ Owner 13 Sep 2021, 10:53
CCD Calamos Dynamic Convertible & Income Fund 24 Aug 2021 0 $0 3 10%+ Owner 13 Sep 2021, 10:53