A.G.P. / Alliance Global Partners, Llc

Insider Reports History

Location
88 Post Road West, 2 Nd Floor, Westport, CT
Signature
/s/ John J. Venezia, Chief Compliance Officer
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by A.G.P. / Alliance Global Partners, Llc:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Mount Rainier Acquisition Corp. 10%+ Owner Common Stock 865K Oct 7, 2021 Direct
Industrial Human Capital, Inc. Underwriter Common Stock 750K Oct 19, 2021 Direct
Western Acquisition Ventures Corp. Underwriter Common Stock 750K Jan 11, 2022 Direct
Larkspur Health Acquisition Corp. 10%+ Owner Class B Common Stock 447K Mar 8, 2022 Direct

Insider Reports Filed by A.G.P. / Alliance Global Partners, Llc

Symbol Company Period Transactions Value $ Form Type Date Filed Role
ZVSA Larkspur Health Acquisition Corp. Mar 8, 2022 1 $0 4 Mar 8, 2022 10%+ Owner
ZVSA Larkspur Health Acquisition Corp. Feb 3, 2022 1 $0 4 Feb 7, 2022 10%+ Owner
WAVS Western Acquisition Ventures Corp. Jan 11, 2022 0 $0 3 Jan 11, 2022 Underwriter
ZVSA Larkspur Health Acquisition Corp. Dec 20, 2021 0 $0 3 Dec 20, 2021 10%+ Owner
AXH Industrial Human Capital, Inc. Oct 19, 2021 0 $0 3 Oct 19, 2021 Underwriter
RNER Mount Rainier Acquisition Corp. Oct 7, 2021 1 $0 4 Oct 8, 2021 10%+ Owner
RNER Mount Rainier Acquisition Corp. Oct 4, 2021 0 $0 3 Oct 4, 2021 10%+ Owner