| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| DLH Holdings Corp. | 10%+ Owner | Common Stock | 2,652,926 | $43,216,165 | $16.29 | 14 Mar 2023 | Indirect |
| NATURES SUNSHINE PRODUCTS INC | 10%+ Owner | Common Stock | 1,699,139 | $30,074,760 | $17.70 | 15 Sep 2022 | Indirect |
| DLH Holdings Corp. | 10%+ Owner | Common Stock, par value $0.001 per share ("Common Stock") | 1,028,495 | $11,563,369 | $11.24 | 14 Mar 2023 | Direct |
| NATURES SUNSHINE PRODUCTS INC | 10%+ Owner | Common Stock, no par value per share (the "Common Stock") | 774,547 | $6,920,500 | $8.93 | 15 Sep 2022 | Direct |
| Summer Infant, Inc. | 10%+ Owner | Common Stock, par value $0.0001 per share | 547,588 | $6,068,699 | $11.08 | 25 May 2021 | Indirect |
| S&W Seed Co | 10%+ Owner | Common Stock, par value $0.0001 per share | 2,776,209 | $4,751,482 | $1.71 | 07 Feb 2023 | Indirect |
| Summer Infant, Inc. | 10%+ Owner | Common Stock, par value $0.0001 per share | 236,595 | $2,622,088 | $11.08 | 25 May 2021 | Direct |
| S&W Seed Co | 10%+ Owner | Common Stock, par value $0.0001 per share | 1,336,741 | $2,287,832 | $1.71 | 07 Feb 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| DLHC | DLH Holdings Corp. | 14 Mar 2023 | 2 | -$2,810,750 | 4 | 10%+ Owner | 16 Mar 2023, 16:20 |
| DLHC | DLH Holdings Corp. | 28 Feb 2023 | 2 | +$80,769 | 4 | 10%+ Owner | 02 Mar 2023, 15:28 |
| SANW | S&W Seed Co | 07 Feb 2023 | 2 | -$650,370 | 4 | 10%+ Owner | 09 Feb 2023, 15:22 |
| NATR | NATURES SUNSHINE PRODUCTS INC | 15 Sep 2022 | 2 | +$44,674 | 4 | 10%+ Owner | 19 Sep 2022, 16:15 |
| NATR | NATURES SUNSHINE PRODUCTS INC | 08 Sep 2022 | 3 | +$41,087 | 4 | 10%+ Owner | 12 Sep 2022, 16:50 |
| NATR | NATURES SUNSHINE PRODUCTS INC | 01 Sep 2022 | 4 | +$81,808 | 4 | 10%+ Owner | 06 Sep 2022, 16:26 |
| NATR | NATURES SUNSHINE PRODUCTS INC | 29 Aug 2022 | 4 | +$104,652 | 4 | 10%+ Owner | 31 Aug 2022, 16:17 |
| NATR | NATURES SUNSHINE PRODUCTS INC | 25 Aug 2022 | 4 | +$371,728 | 4 | 10%+ Owner | 29 Aug 2022, 16:15 |
| NATR | NATURES SUNSHINE PRODUCTS INC | 23 Aug 2022 | 4 | +$71,615 | 4 | 10%+ Owner | 25 Aug 2022, 16:26 |
| DLHC | DLH Holdings Corp. | 27 Oct 2021 | 4 | +$199,999 | 4 | 10%+ Owner | 04 Nov 2021, 18:57 |
| /report/000110465921073228-wynnefield-partners-small-cap-value-lp-2021-05-25 | Summer Infant, Inc. | 25 May 2021 | 2 | +$45,583 | 4 | 10%+ Owner | 27 May 2021, 16:18 |
| /report/000110465921071956-wynnefield-partners-small-cap-value-lp-2021-05-21 | Summer Infant, Inc. | 21 May 2021 | 4 | +$172,367 | 4 | 10%+ Owner | 25 May 2021, 19:05 |